Asset Management Regulatory Counsel (NY)
BCG Attorney Search
BCG Attorney Search is seeking an Asset Management Associate to join their Regulatory & Enforcement practice in New York, NY. The ideal candidate will have three to six years of experience advising investment advisers on regulatory compliance under federal securities laws. Key responsibilities include advising on regulatory matters, compliance for private funds, and supporting broker-dealer issues. A JD degree and Bar admission in New York are required, along with strong analytical and communication skills. #J-18808-Ljbffr BCG Attorney Search
$120k - $160k
...firm in New York seeks an Associate Counsel to support legal document drafting and regulatory matters. Ideal candidates will... ...JD, preferably be a member of the NY State Bar, and have 1-3 years of... ...000 plus a bonus based on performance. #J-18808-Ljbffr Alger Management, Ltd.AssetRegulatory$211.28k - $316.92k
...review .The Senior Lead Counsel 1 is a position... ...and advising business management/leadership on all manner... ...practices, laws, rules, and regulatory guidelines, escalating... ...Citigroup, its clients and assets, by driving compliance... ...trusted relationships* NY Bar license in good standing...AssetRegulatoryFull time$200.7k - $229.1k
Sr. Manager, Sr. Counsel - Commercial Real Estate (Hybrid) Capital One’s Legal... ...loans secured by single assets and multi‑asset portfolios... ...leadership on relevant industry and regulatory developments Leading... ...Manager, Sr. Counsel New York, NY: $219,000 - $249,900 for Sr....AssetRegulatoryFull timePart timeLocal area3 days per week$170k - $308k
...Description: Job Title Senior Counsel, RMBS Whole Loans... ...Location New York, NY Overview This position... ...business team as well as asset backed lending, securitization... ...to the legal and regulatory framework governing the... ...client objectives and manage multiple transactions on...AssetRegulatoryWork at officeWork from home- ...Boston, MA, and New York, NY. LMI has a clear... ...invest across diverse asset classes, financial structures... ...future. The Senior Counsel and Director, Capital Solutions... ...critical transactions, manage legal risks, and... ...in relevant legal and regulatory frameworks; ensure transactions...AssetRegulatoryLocal area
$170k - $275.5k
...Job Title Senior Legal Counsel Corporate Title Vice President... ...Location New York, NY Overview A vacancy has... ...transactional and regulatory guidance with respect to... ...transactions across multiple asset classes (credit,... ...senior Legal Department management on transactional legal...AssetRegulatoryWork at officeWork from home- ...Planning & Advisory Senior Counsel, Vice President, New York City New York, NY, United States Job... ...specialists charged with managing the firm’s worldwide taxes... ...relating to third-party asset managers and other... ...ongoing assessment of the tax regulatory environment and the firm...AssetRegulatoryFull timeWork at officeWorldwide
$320k
...Attorney Based in New York, NY, we are a nationally... ...practical results. The Investment Management and Funds practice is... ...equity firms hedge funds and asset managers across multiple jurisdictions... ...multiple jurisdictions Counsel clients on regulatory and compliance matters...AssetRegulatory- ...Senior Legal Counsel, Private Funds About the Company Well-regarded private credit asset management firm Industry Financial Services Type Privately Held... ...requires a deep understanding of the evolving regulatory landscape in the private fund industry and...AssetRegulatory
- A global asset management innovator is seeking a Registered Funds Counsel to join their team. This fully remote position requires approximately 4-10 years of registered... ...and registration of ETFs, preparing regulatory reports, and maintaining ETF Board governance. This...AssetRegulatoryRemote job
$230k - $297.5k
Circle Internet Management Services LLC in New York is seeking a Senior Counsel to provide strategic legal support for blockchain initiatives. The successful candidate will advise on legal and regulatory compliance for the Arc network and partner with various stakeholders...AssetRegulatory$200k
...and regulations, and to help the bank manage legal and regulatory risks associated with these... ...department's future needs and operations, counselling employees on performance and contributing... ...globally, supports Barclays' digital assets initiatives by serving as a key regional...AssetRegulatoryHourly payTemporary work- ...The role will involve providing legal counsel and managing the Legal and Compliance Team while overseeing... ...of relevant experience in law and asset management. Excellent communication... ...of corporate structures and regulatory compliance. #J-18808-Ljbffr Antares Capital...AssetRegulatoryWork at office
$175k - $240k
...and motivated Vice President, Counsel - Legal Funds to join our... ...Group, Compliance, Global Wealth Management, Account Management, and... ...practical legal guidance on regulatory, operational, and governance... ...tier law firm or in-house at an asset manager. Strong technical...AssetRegulatoryFlexible hours$230k - $297.5k
...global economy through digital assets, payment applications, and... ...Be Responsible For As Senior Counsel on the Product Legal team, you... ...Policy to navigate complex global regulatory landscapes. Key... ...your needs. #J-18808-Ljbffr Circle Internet Management Services LLCAssetRegulatoryContract workFlexible hours$226k - $257.9k
Director (Asst General Counsel) - Commercial Bank Business... ...on creating and managing products and partnership... ...disciplines, including, regulatory, tax, securities, real... ...markets across multiple asset classes Demonstrated ability... ...Counsel New York, NY: $246,500 - $281,300 for...AssetRegulatoryFull timePart timeLocal area$200k - $255k
Financial regulatory Counsel Location: New York Overview Based in New York, this is a great opportunity to join the Financial Regulatory legal... ...venues and systems for securities and derivatives across all asset classes, benchmarks administration, data reporting services,...AssetRegulatoryTemporary workFor contractorsWork at office$220k - $260k
...knack for navigating complex regulatory landscapes? The CIB Americas... ...derivative transactions in various asset classes including commodities... .... What You'll Do As Counsel, you will play a pivotal role... .... Leadership in Risk Management : Proactively manage external...AssetRegulatoryWork at office$200k - $225k
...Asset manager seeking private funds counsel for growing legal team Hybrid working environment with 4 days in NYC... ...funds on legal, compliance and regulatory issues, mainly: capital raising, marketing... ...and GPA ~ Admitted to NY State Bar ~3-5 years of experience...AssetRegulatoryPermanent employmentWork at office$211.28k - $316.92k
...Description The Senior Lead Counsel - Prime Finance is a senior level... ...to address legal and regulatory questions and issues that arise... ...the Prime Finance business. Manage day‑to‑day legal activities as... ...safeguarding Citigroup, its clients and assets, by driving compliance with...AssetRegulatoryFull time- Title: Director, Senior Legal Counsel, Structured Finance Group... ...focus on securitizations and asset-backed securities offerings,... ...the development, structuring, regulatory analysis, of new products and... ...stakeholder on working groups, managing projects and engaging with the...AssetRegulatoryLocal areaFlexible hours
- Director, Senior Legal Counsel - Structured Notes Requisition ID:... ...Department in a wide range of regulatory matters within the Global Banking... ..., and linked to various asset classes such as equities, rates... ...structured notes issuances. Manages legal aspects of structured...AssetRegulatoryWork at officeLocal areaFlexible hours
- ...Structured Credit Sales - New York, NY Requisition ID: 257115... ...capability, and disciplined risk management. What You'll Do Client... ...institutional investors, including asset managers, insurance companies... ...with internal risk limits, regulatory requirements, and supervisory...AssetRegulatoryLocal areaFlexible hours
$125k - $203k
...- Vice President Location: New York, NY Overview The Chief Risk Office function... ...Group-wide responsibility for the management and control of all credit, market, operational... ...the Head of NBO, AI, and Digital Assets Framework, Regulatory & Audit where required....AssetRegulatoryWork at office- ...estate development, land‑use planning, and asset management. The division’s primary responsibility... ...owned property, and affordable housing regulatory agreements, and by closing the Agency’s... .... Ability to liaise with litigation counsel to protect Agency programs and...AssetRegulatoryPermanent employmentFull timeH1bLive inWork at officeLocal area
$200k - $250k
...global leader in digital assets and data center... ...investment banking, asset management, staking, self-custody,... ...Who You Are: As Senior Counsel, you will join an experienced... ...implementing global regulatory and market changes... ...Active membership in the NY state bar. Bonus Points...AssetRegulatoryFull timeLocal areaFlexible hours- Audit Manager job at HSBC Global Services Limited. New York, NY. In compliance with applicable laws, HSBC is committed to... ...Executive Management to protect the assets, reputation, and sustainability... ...in accordance with Company and regulatory standards Identify audit...AssetRegulatory
- ...full-time role in Brooklyn, NY. The Financial Advisor Associate... ...by addressing their wealth management advisory needs. The FAA will... ...including income, cash flow, assets and liabilities, analyze and... ...Ensures full compliance with regulatory requirements, firm policies,...AssetRegulatoryFull timeTemporary work
$132k - $165k
...is seeking an Internal Audit Manager to join our growing Internal Audit... ...insights on emerging risks, regulatory changes, and industry trends,... ...regulatory developments in digital assets, payments, and financial... ...positions that will be based in NY, the annual salary range for...AssetRegulatoryFull timeWork at officeLocal area- In-House Counsel (Farata Systems LLC – New York, NY) ~Perform research and gather and analyze legal materials... ...considerations. Monitor and assess regulatory developments and best practices in... ...from international sources. ~Advise management on the implementation of, and...RegulatoryRemote workWorldwide
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