Paraplanner/Licensed Trader

The main objective of this position is to assist the Advisors of the Practice in servicing clients and completing work by trading securities, monitoring various trackers, preparing reports, and inputting data. Pay rate commensurate with experience. Qualifications: Bachelor’s degree (B.A.) from a four-year college or university; or two to three years related experience and/or training; or equivalent combination of education and experience. Candidate must either currently have or be willing to obtain the following licensing: Securities Licenses – Series 7 and Series 66 Insurance Licenses – State Life and Health Intermediate to advanced knowledge in MS Office and Outlook is required. Organizational skills, ability to prioritize a diverse workload and multi-tasking, and taking initiative in daily responsibilities. Strong work ethic, team player, and high degree of professionalism. Strong attention to detail and analytical skills are critical. Ability to adhere to rules and regulations as stated and required by Advisor and Ameriprise Financial. Ability to support compliance within the Advisor’s practice. Position Responsibilities: Completes client trades accurately and efficiently. All trades should be completed in a timely manner to satisfy client need. Minimizes trading errors with the goal to be 100% accuracy. Responsible for investment tracking, required minimum distribution (RMD) tracking, and money movements between accounts. Tracks both high and low cash balances for client accounts. Communicates with clients when appropriate to review and gain approval on Advisor’s recommendations. Maintains communication with client during the financial planning process. Answers client inquiries and provides readily available information to clients, if requested and as allowable, as it relates to servicing their accounts. Works with Team Members to create timely and compliant SPS Deliverables. Performs the calculation of required minimum distributions (RMD), facilitates distribution on behalf of the client(s) and provides thorough documentation of work performed. Ability to understand product solution strategies for the Team Members to suitably address clients’ needs primarily as they relate to cash flow, money distribution and investment allocation. Prepares and ensures new business paperwork processes successfully. Coordinates with Home Office to resolve issues that may arise. Supports compliance within the practice and fulfills all compliance responsibilities. Develops an understanding and adheres to all compliance regulations throughout the course of employment. Accepts and performs other duties as assigned. Resume Submission: Submit resume with cover letter, references, and salary requirements. The Company is committed to providing equal employment opportunity (EEO) to all qualified candidates. #J-18808-Ljbffr Ameriprise Financial Services, LLC