Senior Investment Adviser Compliance Strategist
Ares Management
Ares Management is seeking a Vice President - Investment Adviser Compliance to join its Legal & Compliance team. The role focuses on advising investment professionals on complex regulatory matters, structuring transactions, and managing regulatory risk across a global platform. The successful candidate will collaborate with investment teams, outside counsel and internal stakeholders, navigate the Investment Advisers Act of 1940 and Investment Company Act of 1940, and provide practical regulatory #J-18808-Ljbffr Ares Management
- ...BNY Mellon is seeking a senior Legal Advisor to support regulatory, risk and compliance matters for fixed income and equity trading. You will draft, review and negotiate contracts; advise on new markets and products; and collaborate with Compliance, Credit, Risk and...Senior
- Block is looking for a Staff Data Analyst to join their Compliance Analytics team in New York. The role focuses on developing strategies and leading initiatives to provide actionable analytics to stakeholders and regulators. Candidates should have over 8 years of experience...Senior
- Moody’s Corporation seeks a seasoned leader in financial crime compliance to drive client engagements and product innovation across risk management solutions. You will translate complex challenges into strategic, tailored recommendations for banks and financial institutions...Senior
- The University of Rochester seeks a Sr Quality & Compliance Specialist to develop and oversee a quality management program for the organization. This role includes ensuring compliance with regulations, conducting audits, and leading quality improvement initiatives. The...Senior
- Iterative Health is seeking a Senior Clinical Regulatory Specialist to support compliant execution of Phase 2-4 industry-sponsored clinical... ..., and internal teams to ensure timely and accurate regulatory compliance. The role requires an experienced clinical research...Senior
$97.38k - $155.96k
Publicis Groupe ANZ in New York is seeking an experienced audit professional responsible for reviewing financial controls. This role involves conducting audits, identifying deficiencies, and recommending improvements while ensuring adherence to high professional standards...SeniorFlexible hours- Joel Isaacson & Co in New York, NY, is seeking a Senior Tax Associate to join our high net worth tax practice. The role focuses on planning, advisory and compliance for ultra-wealthy families and closely held entities, including gifts, trusts and estates. This exempt position...Senior
- A leading consulting firm is seeking a Senior Legal Pricing Analyst to manage and optimize client fee arrangements. In this hybrid role... ...analyze billing and profitability data, support RFPs, ensure compliance with guidelines, and implement pricing strategies. Ideal candidates...Senior
$100k - $150k
A high-growth financial services company in New York is seeking a Senior Credit Analyst to evaluate financing opportunities and structure transactions. This role involves assessing borrower financial health and maintaining a high-quality loan portfolio, while contributing...Senior$80k - $90k
PKF O'Connor Davies in New York is seeking a Senior Tax Associate to support tax planning and compliance for ultra-high-net-worth clients. This role requires collaboration with senior team members to provide high-quality client service and assistance with complex tax issues...Senior- ...quality-based networks. Remote work option; US-based. You will negotiate complex contracts, create campaigns, and drive reporting and compliance with network management strategies. The role requires 5 years in network management within PBM or healthcare, with 3 years in...SeniorRemote job
- The Chemours Company in Wilmington, DE is seeking a Senior Legal Operations Systems Consultant who will optimize LSCA technology platforms... ...automate workflows, and deliver actionable insights to legal, compliance, and executive leadership. You will gather user requirements,...Senior
- Bank of America in New York seeks a tax planning and compliance professional to support advisory, forecasting, and filing across federal, state, and local jurisdictions. You will lead projects, coordinate resources, and manage partner relationships to drive enterprise-...SeniorLocal area
$97.38k - $155.96k
Publicis Groupe in New York is seeking an experienced auditor responsible for reviewing financial controls and compliance. You'll perform on-site reviews, document findings, and support finance-related projects. Big 4 experience and strong analytical skills are essential...Senior- ...and negotiations for client transactions. You will also mentor junior analysts and oversee portfolio monitoring to ensure covenant compliance and profitability. Ideal candidates have 1+ years in commercial banking credit, strong modeling skills, and experience with...Senior
- ...Georgia to lead risk programs, assess processes, and drive improvements across controls, data protection and compliance. You will build workflows, collaborate with senior leaders and manage incident and regulatory risk while delivering actionable recommendations. The role...Senior
$130k - $185k
...challenges around reliability, governance, latency, safety, compliance, and operational control. Dynamo AI provides the... ...AI systems safely, efficiently, and responsibly. The Senior Forward Deployment Strategist (FDS) is a high-impact, technical-commercial hybrid responsible...Senior- Ares Management, L.P. in New York seeks a Vice President - Investment Adviser Compliance to advise on complex adviser regulatory matters across the firm’s global platform. This senior attorney role requires strong judgment and strategic regulatory insight. You will partner...Senior
$200k - $250k
...applicant will lead discussions and drive initiatives in this specialized area while ensuring compliance with market standards and regulations. Responsibilities include advising trading and sales teams, engaging in external client meetings, and continuously improving XVA...Senior- Rotor Clip is seeking a Senior Pricing Analyst to optimize customer pricing programs and ensure pricing data integrity. This role collaborates... ...analytical insights that drive profitability and ensure compliance. The ideal candidate should have strong analytical skills,...Senior
$10k
...manage billions, Ramp is the place to do it. About the Role Ramp is seeking its first dedicated Financial Crimes Compliance Controls Senior Strategist to build and own the framework that demonstrates FCC controls are working as intended, remain effective as risk...SeniorFull timeWork at officeRelocationHome officeFlexible hours- A compliance solutions provider is seeking a Compliance Attorney (Investment Adviser) in New York, NY. In this role, you will manage compliance programs, oversee regulatory filings, and advise investment teams on federal securities laws. Ideal candidates should possess...SeniorWork at officeMonday to Friday
- JCDecaux North America seeks a Senior Labor and Employee Relations Specialist to oversee labor... ...union employees across the U.S. You will advise bargaining unit members on policy changes and interpret CBAs to ensure compliance. The role spans multiple locations including...Senior
- Mercury is seeking a senior in-house lawyer to own the investment products portfolio, advising on regulatory matters and product life cycle from development to disclosures. You will work with product, compliance, risk, engineering, and operations to embed legal thinking...Senior
- ...overseeing operations, lending, and service delivery. You will drive business development, supervise staff, and ensure regulatory compliance to maintain strong client relationships and branch profitability. The role requires strategic leadership, staff coaching, and a...Senior
- Walk-In Media is hiring a Senior Media Planner in New York, NY. The ideal candidate will have 2-4 years of agency experience, focusing on strategy-oriented planning across digital and traditional media. Responsibilities include managing client accounts, developing integrated...Senior
$77k - $214k
...focus on providing advice and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses navigate... ...through digitization, automation, and increased efficiencies. As a Senior Associate you analyze complex problems, mentor others, and...SeniorFull timeH1b- MFS Investment Management seeks a Senior Regional Consultant in New York to drive sales through financial intermediaries across Broker-Dealer, Regional... ..., collaborate with Sales, Client Service, Product, Compliance, and Marketing, and manage key relationships to grow assets...Senior
$170k - $210k
...targeted interventions, including working sessions, workshops, offsites, and more.As a Strategy Execution Consultant at the Director or Senior Director level, youll work directly with leaders from the worlds leading and largest corporations. Youll learn how their strategies...SeniorFull timeWork experience placementWork at office- Posted 4 days agoSenior P&C Consulting Actuary opening in Atlanta, Boston, Charlotte, Chicago, Dallas, Houston, Los Angeles, Montreal, New York, or Philadelphia. Manage client projects involving your choice of Reserving, Pricing, and/or Capital Modeling. Consult to (re)...Senior
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Investment Adviser Compliance Strategist. Be the first to apply!
- investment operations associate New York, NY
- investment advisor New York, NY
- senior investment advisor New York, NY
- investment consultant New York, NY
- real estate investment associate New York, NY
- registered investment advisor New York, NY
- workplace strategist New York, NY
- senior brand strategist New York, NY
- business strategist New York, NY
- entry level strategy consultant New York, NY

