Senior Corporate Actions Specialist (Broker-Dealer)
Northbound Executive Search
An international broker dealer is seeking an experienced Corporate Actions specialist to join their dynamic team. This role involves processing mandatory and voluntary corporate actions, managing stock loan trade reconciliations, and ensuring compliance with operational procedures. The ideal candidate will possess a minimum of seven years of relevant experience and be familiar with industry-standard tools such as Broadridge ADP/BPS and GlobalOne. This is a fantastic opportunity to contribute to ongoing operations-related projects within a collaborative environment, making a significant impact on the firm's equities and stock loan operations. #J-18808-Ljbffr Northbound Executive Search
- An International Broker Dealer is looking for an experienced Corporate Actions specialist to join their team. This candidate will be responsible for processing all mandatory and voluntary corporate actions for the firm’s equities and stock loan operations teams. Additional...Suggested
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- ...approximately 24 hours per week Exposure to complex broker-dealer regulatory requirements and senior financial stakeholders Opportunity to contribute... ...compliance issues and recommend practical corrective actions. Partner with Finance, Operations, Risk, Legal, and...SeniorPart time
- An International Broker Dealer in Jersey City, NJ is looking for an experienced Corporate Actions specialist to join their team. This candidate will be responsible for processing all mandatory and voluntary corporate actions for the firm’s equities and stock loan operations...Suggested
$200k - $240k
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Mitsubishi UFJ Trust and Banking Corporation, New York Branch is hiring for a role focused on managing corporate action events. Responsibilities include notifying clients, tracking events, and processing elections. The ideal candidate will have 0-2 years of relevant experience...- ...New York City. This role requires a Bachelor's Degree in a relevant field and 3-5 years of experience in SMA reconciliation or corporate actions. The successful candidate will work with internal teams and custodians to maintain reconciliation workflows and support...
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NACBA is seeking a Senior Vice President for Legal and Compliance to oversee PIMCO Investments LLC's broker-dealer operations. In this role, you will manage regulatory compliance and lead initiatives to ensure adherence to FINRA standards. The ideal candidate will have...Senior$110k - $165k
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Crowe is seeking an Audit Senior Associate for its New York office. The role involves leading client engagements, supervising staff, and maintaining client relationships in the Broker Dealer industry. Candidates should have over 2 years of experience in public accounting...SeniorWork at office$110k - $165k
...committed to providing a seamless, top-tier trading experience. About The Role & Team We’re looking for a hands‑on Senior Accountant with broker‑dealer experience to own complex areas of the monthly close and play a key role in audit readiness and execution. This role...SeniorTemporary workWork at officeWorldwideMonday to Friday- ...a Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical... ...institutions Lead due diligence, evaluate and action credit requests, risk grading, and on-... ...understanding of financial products, corporate finance and market dynamics Experience...
$98k - $181k
## Senior Specialist, Corporate Communications, Financial TechnologyApplylocations: USA - New York City - New Yorktime type: Full timeposted on: Posted Todaytime left to apply: End Date: July 13, 2026 (13 days left to apply)job requisition id: R0025982**The Role**We’re...SeniorTemporary workWork at officeHome officeFlexible hours3 days per week$130k - $150k
Obra Capital, Inc. is seeking a Senior Fund Accountant to maintain the books and records of funds in New York. The role involves overseeing funds’ NAV finalization, collaborating with internal departments, and managing external fund administrators. The ideal candidate...Senior$120.9k - $254.9k
...Assurance is one of the largest practices. Learn more about our Audit & Assurance team! We're looking for Audit Senior Managers with experience in the Broker Dealer industry vertical. As an Audit Senior Manager, you will further learn to lead, gain deep industry insight,...SeniorLocal areaWorldwideHome office$70.6k - $139.8k
...& Assurance that align with your professional goals. Are you up for the challenge? We’re looking for Audit Senior Associates with experience in the Broker Dealer industry vertical. As an Audit Senior Associate , you will further learn to lead, gain deep industry insight...SeniorLocal areaWorldwideHome office$119.7k - $222.3k
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$69k - $95k
...exceptional professionals for this role. Senior Associate, Liquidity Risk At BNY, our... ...appetite. Engaging with partners in Corporate Treasury, Finance, Businesses, and other... ...Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic...SeniorTemporary workWorldwideFlexible hours$150k - $250k
...Senior Hedge Fund Accountant - NY 250k allin Your actual pay will be based on your skills... ...‑trade related activities from prime brokers, custodial banks, repo and ISDA... ...positions, trading and income P&L, pricing, corporate actions, dividends, and market values. Assist in...Senior- ...statement. Assists with the development and compilation of historical corporate data to provide easy access to resources for proposal library... .... Ability to flow group strategies and goals from concepts to actionable business plans. Ability to take ownership for coordinating the...SeniorFull timeFor contractorsWork experience placementSecond jobWork at officeLocal areaRemote workMonday to FridayShift work
- ...Senior Therapeutic Specialist, Oncology Gilead's mission is to discover, develop and deliver therapies... ...professionals in accordance with Corporate, PhRMA, and OIG guidelines. Demonstrates... ..., monitor sales progress, and create action plans to achieve those goals....SeniorWork at officeWorldwide
$67.9k - $182.55k
CVS Health Corporation is seeking a Senior Manager in Informatics located in New York. This remote role focuses on transforming complex healthcare data into actionable insights and operates as an independent consultant to design analytic solutions. The ideal candidate...SeniorRemote job$107.3k - $134.09k
...Senior Legal Specialist Legal operations is a big part of this role, but it isn't the whole job.... ...on across contracts, compliance, and corporate matters while partnering with teams in... ...questions, and turning vague requests into actionable next steps. Operational Excellence:...SeniorContract workPart timeLocal areaRemote workWork from homeFlexible hours- ...Manager, U.S. Broker Dealer Regulatory Reporting Requisition ID: 257592 Salary Range:... ...equity financing, mergers & acquisitions, corporate banking, institutional equity sales,... ...present Regulatory monthly analytics to senior management. • Assist in researching rule...Local areaFlexible hours
$153.94k - $199.21k
...threatening illnesses worldwide. As a Senior Therapeutic Specialist, Oncology you are responsible for... ...healthcare professionals in accordance with Corporate, PhRMA, and OIG guidelines.... ..., monitor sales progress, and create action plans to achieve those goals. Prepares...SeniorFor contractorsWork at officeLocal areaWorldwide- ...role. JOB DESCRIPTION Join the NA Broker Dealers and Market Structure Payments Sales... ...solutions optimally. Engage clients at senior and strategic levels to provide integrated... ...and many of the world’s most prominent corporate, institutional and government clients...Overseas
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