Compliance & AML Lead — Transfer Agent
SEI Investments
SEI is seeking an experienced compliance professional to support the oversight, administration, and enhancement of its compliance programs covering TRANSFER AGENT operations, AML, sanctions, and financial crime controls. The role partners with business, operations, technology, legal, and compliance teams to develop and monitor policies, controls, and governance aligned with federal securities laws and OFAC requirements. #J-18808-Ljbffr SEI
- ...Responsibilities:Owns end‑to‑end planning and execution of plan-level asset transfers and complex financial transactions, including development and... ..., and resolution of pricing or revenue‑sharing considerations.Leads implementation of all money movement activities, including...SuggestedFull time
- ...Supervisor to oversee daily operations of the club's receiving department. You will lead a team, ensure inbound and outbound shipments are processed accurately, and maintain safety and policy compliance. Responsibilities include coaching staff, coordinating with logistics, and...Suggested
- Ursinus College is recruiting an Assistant Director of Admission, Transfer Outreach and Recruitment to lead transfer enrollment strategies. You will plan travel, build relationships with community colleges, and manage credit evaluations and merit aid decisions. The role...SuggestedWork at office
$22.5 per hour
Beyond Meat is seeking a Sanitation Line Lead for our Devault, PA site. You will supervise sanitation tasks, maintain SSOP and GMP compliance, and coordinate line readiness for production starts. The role requires leadership, accuracy, and hands-on coaching of sanitation...SuggestedHourly pay- ...Director of Health and Wellness to enrich residents' lives, coordinate health services, and lead clinical staff. You will support the Director of Health and Wellness, ensure compliance with state regulations, and promote safety, independence, and high-quality care across...SuggestedFull timeFlexible hours
- A global pharmaceutical organization is seeking a Contractor Quality & Regulatory Lead to oversee product quality and compliance for external manufacturers. This role demands over 10 years of experience in GXP settings and requires expertise in regulatory affairs and quality...For contractorsRemote work
$120.38k - $192.6k
...6756The Role at a GlanceWe are seeking a Lead Risk Management Analyst to join the Market... ...others through reinsurance or other risk transfer, and the mix changes over time. We give... ...employees, representatives and/or insurance agents do not provide tax, accounting or legal...Work experience placementWork at office3 days per week- Quality & Compliance in the pharmaceutical R&D space is seeking a QA Auditor II to join their team in Collegeville, PA. The role focuses on third-party quality oversight for GMP manufacturing activities and requires strong attention to detail and risk-based decision making...
$12 - $24.33 per hour
...Position Overview The Team Lead works closely with the Department Manager(s) or Store Manager to receive, price, and stock... ...receive the appropriate training and education, including ongoing compliance training. Acts as leader on duty, responding to customer and...Part timeFlexible hoursAfternoon shift$129k - $153k
...with GRAST members to achieve regulatory deliverables (including leading assigned tasks) while fostering individual accountability, ‘... ...regulatory systems (e.g., Veeva) to ensure tracking and compliance deliverables.Applies the CSL Leadership Capabilities - Build Bridges...Full timeWorldwideRelocation package- CSL in King of Prussia, PA leads the US logistics execution for the Behring business, ensuring reliable importation, warehousing, transportation... ...and Finance, and drives cost efficiency while maintaining compliance and service levels. Responsibilities include managing imports,...
- Boyd Gaming Corporation seeks a Cage Supervisor to oversee daily cash handling across casino departments, assist the cage manager, prepare the daily work schedule and monitor gaming activity postings. Responsibilities include safeguarding assets, enforcing procedures to...Shift work
- ...oversee the receiving department, ensuring the intake and disposition of merchandise, processing paperwork, and compliance with club policies. The role includes leading a team, coordinating with Logistics, and maintaining accurate records to support efficient, safe...
$22.5 per hour
...dedicated to creating food products that are leading the gold standard in plant-based... ...of sanitation technicians, maintaining compliance with SSOPs, and preparing lines for pre... ...upon many factors, such as: training, transferable skills, work experience, business needs...Hourly payWork experience placementCasual workLocal areaImmediate startFlexible hoursShift workNight shift- SEI seeks a Senior Director to lead Technology Regulatory Compliance across the enterprise. This executive reports to the Global Chief Compliance Officer and oversees technology risk, regulatory engagement, and audits, including FFIEC examinations. You will translate complex...
- MSD is seeking a Director of Digital Tech Transfer & Knowledge Management to shape the future of manufacturing capabilities. You will define... ..., build roadmaps, and drive execution of PKM initiatives, leading a multi-disciplinary team to streamline transfer of process knowledge...
- GlaxoSmithKline is seeking a Global Regulatory Affairs Manager, Oncology, to lead regulatory strategies for oncology assets across multiple regions. You will work with GRL and TA Head to align plans with development strategies, ensuring timely submissions and robust regulatory...
- Lever, Inc. is seeking a Lead Fleet Mechanic to oversee the maintenance and readiness of our vehicle fleet supporting rapid response... ...preventive maintenance, diagnose issues, and ensure regulatory compliance to keep assets available for projects and emergencies. The...
$24 per hour
...Technicians play a crucial role in maintaining the cleanliness and compliance of cleanroom environments within a Good Manufacturing Practices... ...cleaning activities, including dates, times, and cleaning agents used, in compliance with GMP documentation requirements. Ensure...Flexible hours€151.5k - €252.5k per year
...World Evidence & Health Outcomes Research Lead, RSV Vaccines Locations: GSK HQ UK, New... ...decision makers. Drive quality and compliance through team to ensure trust for the evidence... ...employment. This capture of applicable transfers of value is necessary to ensure GSK's...Local areaWorldwideFlexible hours- ...King of Prussia, PA, is seeking a Subcontracts Program Manager to lead cross-functional teams and manage all aspects of subcontract... ...guide cost, schedule, and technical milestones while ensuring compliance with contract requirements and LM policies. Ideal candidates hold...Contract work
$30k - $50k
...Opening: Insurance Staff Position - State Farm Agent Team Member Full Time • Collegeville - PA Position... ..., eligibility, coverages, policy changes, transfers, claim submissions, and billing clarification. Develop leads, schedule appointments, identify customer needs,...Full timeFor contractorsWork at office- ...food preparation, and deliver guest satisfaction while upholding company values. You will lead menu execution, train staff, monitor costs, and ensure health and safety compliance across the kitchen. Responsibilities include coordinating with restaurant leadership, managing...Shift work
- ...Avalo Therapeutics is seeking a strategic and hands-on Supply Chain Lead to lead global clinical supply operations across programs... ...industry Knowledge of international customs & trade, taxation, transfer pricing and cGMP regulatory requirements Location: This position...Contract workWork at officeLocal areaWorldwideFlexible hours2 days per week
$58k - $70k
A leading early childhood education center in Exton is seeking a School Director to lead operations, manage staff, and ensure compliance with Montessori principles. This full-time role offers a salary range of $58,000 - $70,000 annually, based on experience. The ideal...Full time- ...compensation experience and extensive litigation background. The role involves leading trial teams, handling complex cases to verdict, and advising the claims department across jurisdictions, in full compliance with legal standards. #J-18808-Ljbffr Selective Insurance Company of...Work at office
- ...are expanding our footprint across the country. We foster a culture built on five core values: Generosity First, Always: We lead with kindness. Our best work happens when we act in service of others Constant Curiosity: We are eager to learn, grow, and...Local areaShift work
- ...Position Overview The Shift Lead role at Spotless Brands is an operational support position designed to provide high performing... ...) Must meet all required certification and regulatory compliance standards applicable to the role as defined by federal, state,...Local areaShift workAfternoon shift
- ...AI/ML Lead Location: Oaks, PA (Onsite) Duration: Full Time 15+ years of experience in AI/ML, including practical experience with MLOps, Text Analytics, and Generative AI. Strong proficiency in Python and Java, with experience in frameworks such as TensorFlow...Full time
$17.5 - $22.5 per hour
...store to support accurate pricing of products. Ensures any additional pricing tasks related to local regulations and/or regulatory compliance programs are completed accurately and within the required time frame. Assist with bookkeeping activities, including cash...Hourly payWork experience placementSeasonal workLocal areaShift work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance & AML Lead — Transfer Agent. Be the first to apply!
- regulatory compliance Mont Clare, PA
- regulatory affairs assistant Mont Clare, PA
- compliance Mont Clare, PA
- compliance team leader Mont Clare, PA
- housing compliance Mont Clare, PA
- compliance lead Mont Clare, PA
- compliance technician Mont Clare, PA
- regulatory affairs Mont Clare, PA
- aml manager Mont Clare, PA
- registration agent


