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Advertising Compliance Analyst, Financial Services

Kestra Holdings

Kestra Holdings in Tempe, Arizona is seeking a Compliance And Supervision Advisor to review advertising and correspondence while ensuring compliance with SEC and FINRA regulations. Candidates should possess a Bachelor's Degree and at least 5 years of industry experience, with required FINRA Series 7 and 24 Licenses. The role offers a competitive salary, health insurance, and opportunities for professional growth. Join a supportive team dedicated to client service excellence. #J-18808-Ljbffr Kestra Holdings

Vacancy posted 4 days ago
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