Senior Investment Advisory Compliance Director - Hybrid
BBF Wealth
A financial services firm in New York is looking for a Compliance Manager to oversee regulatory compliance for its asset management services. This role requires extensive knowledge of SEC regulations and investment advisory practices. The ideal candidate will have over 10 years of experience in compliance within the financial services industry and the ability to manage complex projects. Responsibilities include managing compliance functions, conducting assessments, and collaborating with business units to enhance compliance processes. A master's degree is preferred. #J-18808-Ljbffr BBF Wealth
Vacancy posted 2 days ago
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