Associate Director, U.S. Regulatory Reporting and Controls Management
$120k - $200kRBC
Job DescriptionWHAT IS THE OPPORTUNITY?The Associate Director, U.S. Regulatory Reporting and Controls Management supports the regulatory reporting and strategy function for the U.S. Intermediate Holding Company (IHC) and its consolidating subsidiaries, including but not limited to, the preparation, review and timely submission of regulatory reports, as well as, driving optimization and automation of regulatory reporting processes and platforms.WHAT YOU WILL DO:Lead the end-to-end process for regulatory report preparation, review and timely submission of FRB and OCC regulatory reports and filings (including but not limited to the FR Y-14Q, FR Y-14M, FFIEC 031, FR Y-9C FR Y-15, FFIEC 009, FR 2644, FR Y-12, FR Y-11, FR Y-8, FR-2004, TIC) with responsibility for ensuring operational effectiveness in compliance with the regulatory reporting controls and governance environment.Drive report automation, enhancements, process optimization and ongoing management of the regulatory reporting platform and processes to improve accuracy and efficiency.Drive internal assessment of the impact of changes in the broader regulatory environment and requirements to RBC’s reporting obligations.Develop and maintain a strong internal controls environment over the regulatory reporting process to ensure adherence to regulatory standards and best practices.Partner with various internal stakeholders (i.e. Legal, Compliance, Line of Business units, Audit, Controllers, Operations) to execute change initiatives.Identify potential risk areas through review of regulatory reporting policies, procedures and controls and drive potential corrective actions to ensure compliance with regulatory standards.Build, mentor and manage a high-performing team of regulatory reporting professionals fostering a culture of accountability, continuous improvement and technical excellence.WHAT DO YOU NEED TO SUCCEED?Must have:Strong knowledge of and experience in U.S. regulatory reporting coupled with experience in regulatory project delivery within the financial services industryHands-on experience with Axiom SL, Argus, and/or similar reporting platforms including data integration, automation and optimization of reporting processesEffective communication skills, both verbal and written, with the ability to present complex information to senior management and regulatorsExcellent analytical and problem-solving skills with a strong attention to detail and accuracyStrong leadership and people management skills with the ability to mentor and develop a high-performing teamNice to have:Bachelor’s degree (Accounting or Finance preferred) and/or CPA or advanced degreeStrong knowledge of financial products and reporting standards applicable to a U.S. financial services industryWorking knowledge of balance sheet and income statement inputsWorking knowledge of Comprehensive Capital Analysis and Review reporting processStrategic thinker with ability to lead and influence in an evolving environment and work across functions/businessesProficiency in data management and analytics tools (SQL, Python, PowerBI, Tableau, etc.) and strong Microsoft Office (PowerPoint, Excel) skillsWHAT'S IN IT FOR YOU?We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.A comprehensive Total Rewards Program including competitive compensation, bonuses, and flexible benefitsContinued opportunities for career advancementProfessional development and training opportunities focused on controls governance and regulatory complianceSupport from a dynamic, collaborative, progressive, and high performing team, as well as world-class tools and trainingOpportunity to achieve great success and grow your career with RBCThe good-faith expected salary range for the above position is $120,000 - $200,000 depending on factors including but not limited to the candidate’s experience, skills, registration status; market conditions; and business needs. This salary range does not include other elements of total compensation, including a discretionary bonus and benefits such as a 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan.RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:· Drives RBC’s high performance culture· Enables collective achievement of our strategic goals· Generates sustainable shareholder returns and above market shareholder value#LI-POSTJob SkillsAccounting, Business Mathematics, Decision Making, Detail-Oriented, Financial Planning and Analysis (FP&A), Financial Reporting and Analysis, Group Problem Solving, Oral Communications, Results-Oriented, TeamworkAdditional Job DetailsAddress:GOLDMAN SACHS TOWER, 30 HUDSON STREET:JERSEY CITYCity:Jersey CityCountry:United States of AmericaWork hours/week:40Employment Type:Full timePlatform:OFFICE OF THE CFOJob Type:RegularPay Type:SalariedPosted Date:2026-08-28Application Deadline:2026-10-30Note:Applications will be accepted until 11:59 PM on the day prior to the application deadline date aboveOur Employment OpportunitiesAt RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.Join our Talent CommunityStay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.Job SummaryJob number: R-0000184507Date posted : 2026-08-28Profession: Finance | AccountingEmployment type: Full time
$120k - $200k
...THE OPPORTUNITY?Lead financial and management reporting for RBC’s U.S. Broker-Dealers (RBC Capital Markets... .... Oversee critical financial control functions with a focus on risk mitigation... ...General understanding of SEC and FINRA regulatory reports.Experience leading teams and...RegulatoryFull timeWork at officeFlexible hours$85k - $145k
Job DescriptionRBC U.S. Finance team is seeking an Associate to join the U.S. Regulatory Reporting and Controls Management function for the U.S. Intermediate Holding Company (IHC) and U.S. Branches, responsible for review of regulatory reports, as well as, driving optimization...RegulatoryFull timeWork at office$120k - $200k
...DescriptionWhat is the opportunity?Reporting to the Deputy BSA/AML Officer, the Associate Director, U.S. Financial Crimes... ...Capital Corp through regulatory examinations and audit... ..., risk and control analysis, business advisory support, and management reporting. The role works...RegulatoryFull timeFlexible hours$120k - $200k
...seeking an experienced Associate Director with 5-10 years of experience in regulatory and financial reporting within the financial services... ...maintaining a strong controls governance framework, managing the controls... ...primarily focus on the U.S. Finance control environment...RegulatoryFull timeWork at officeFlexible hours- ...Innovation AI Governance Associate Director is a senior... ..., monitored, and reported in accordance... ...enterprise standards, and regulatory and audit... ...Responsibilities:AI Governance, Controls & Audit... ...reviews, and management assuranceAlign AI... ...transactions valued at U.S. $3.7...RegulatoryRemote workFlexible hours
- ...successful daily processing / reporting of 30 different MICS... ...senior business and management forumsQuarterly report... ...evidence for regulatory, audit bodiesEnsure the... ...storage consumption, to control costsQualifications:Minimum... ...valued at U.S. $3.7 quadrillion and...RegulatoryRemote workFlexible hours
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- ...this role:Model Risk Management, MRM is responsible for... ...processing, outputs, and reports, are subject to... ...and enforce established controls.Knowledge of the financial... .... Familiarity with regulatory requirements on Model... ...transactions valued at U.S. $3.7 quadrillion and...RegulatoryRemote workFlexible hours
- ...role in establishing the control plane through which... ...enterprise AI interactions are managed, secured, monitored,... ...controls supporting regulatory and compliance requirements... ...processing, trade reporting and data services across... ...transactions valued at U.S. $3.7 quadrillion and...RegulatoryRemote workFlexible hours
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- ...global bank. They seek a Director, Broker Dealer Controller to join their Jersey... ...close and financial reporting processes to ensure... ...US GAAP, IFRS, and regulatory standards Lead a... ...team supporting U.S. broker-dealer and... ...internal audit teams to manage inquiries and ensure...RegulatoryFull timeWork at office
- ...Business Delivery Associate Director for Digital Asset... ...execution, risk management, and talent to improve... ...cycles, progress reporting, decision forums,... ..., technology, regulatory, legal, and... ...transactions valued at U.S. $3.7... ...Line Resilience and Control to facilitate better...RegulatoryRemote workFlexible hours
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- ...Have in This Role:As a Program Manager within DTCC Digital Assets,... ...product roadmap progress through reporting, dashboards, and executive... ...transactions valued at U.S. $3.7 quadrillion and its depository... ...with IT, our business and regulatory divisions and externally with...RegulatoryWork at officeRemote workFlexible hours
$176k - $204k
All Jobs > Associate Director, Quality Assurance Fully... ...procedures and regulatory submissions and federal... ...quality systems, manage vendor quality... ..., monitor, and report meaningful... ...deviations and change controls Assess product,... ...clinical trials in the U.S. We are growing...RegulatoryContract workRemote workDay shift$114.2k - $207.2k
...Associate Director, State Government Affairs The Associate Director, State... ...as a liaison on state regulatory and legislative matters. This... ...senior leadership. The position manages critical stakeholder... ...reviewing documentation, preparing reports, and maintaining records. Effective...Regulatory$85k - $140k
Controllers OverviewThe mission of Controllers is to ensure that the... ...meets the financial control and reporting obligations of a global,... ...risksJob SummaryAs a member of the Regulatory Reporting Controller team,... ...preparation, review, and management submission of key external...RegulatoryFull timeTemporary workPart timeWork experience placement$150k - $297k
...client data, and our information management systems. The opportunityThe... ...processResponsible for reporting upon team’s performance and... ...of Information Security and associated technologies in the support... ...protocolsUnderstanding-of and adaptability-to regulatory stipulations regarding...RegulatorySummer holidayLocal areaRemote workFlexible hours$211.57k - $250.7k
...Collaborates with Clinical Development, Regulatory and Clinical Operations... .... Collaborates with Data Management, Clinical Development and... ...Contributes to clinical study reports and other regulatory documents... ...have legal right to work in U.S. EOE. This notice is being...RegulatoryPermanent employmentContract workFor contractorsWork at officeLocal area$190.54k - $230.89k
## Associate Director, In-Vivo PharmacologySan Diego - RayzeBioFind... ..., animal welfare, and regulatory compliance (IACUC/... ...pharmacology sections of study reports and IND‐enabling... ...off (unlimited, with manager approval, 11 paid... ...is for United States (U.S.) office-based employees...RegulatoryHourly payFull timeTemporary workPart timeFor contractorsSummer workLive inWork at officeLocal areaImmediate startRemote workFlexible hours$150k - $170k
## Associate Director, MicrobiologyApply: San Diego, CA, USA:... ...monitoring, contamination control, aseptic practices,... ...applicable global regulatory requirements.The Associate... ..., performance management, and succession planning... ..., CAPAs, technical reports, and related quality...RegulatoryFull timeTemporary workFlexible hours- ...JPMorganChase's Firmwide Regulatory Reporting & Analysis group, where you... ...Capital Reporting & Analysis Associate on the U.S. Regulatory Capital and... ...procedures and SOX controls while engaging directly with... ...process improvements and manage quarterly and CCAR post‑mortem...RegulatoryWork at office
- Join our Payments External Reporting to produce and coordinate regulatory reporting for the business. This... ...across the firm. As an Associate in the Payments Product Control team, you will collaborate with... ...and a demonstrated ability to manage multiple deadlines across varied...RegulatoryVisa sponsorship
$77k - $95k
...driven A ssociate Director, Major Gifts to join... ...Responsibilities Manages and grows a... ...Development team, the Associate Director, Major Gifts... ...as scheduled and report to work on time. Be... ...by the infection control policies and procedures... ...and all other regulatory agency...RegulatoryFull timePart timeWork experience placementWork at officeRemote workShift workDay shift1 day per week$139.8k - $144k
...Business Solutions US LLC is seeking an Associate Director, Valuation Controller in Weehawken, NJ.Are you an... ...securitized products IPV. • Conduct reporting and analyze the largest drivers of... ...traders, business heads, senior management, quantitative and risk groups and...Full timeWork at officeRemote workFlexible hours- ...Commercial Investment Banking External Reporting team provides control and oversight to deliver accurate,... ..., including SEC filings and key regulatory reports. The team also leads implementation... ...scope, milestones, and outcomes.• Manage and develop an onshore and offshore...RegulatoryRemote work
- As a Control Manager Team Lead within our risk assessment team, you will... ...to reduce financial loss, regulatory exposure, and reputational... ...acumen to understand processes, associated risks, and inform control... ...and Control Governance & Reporting. Full timePosting Date: 202...RegulatoryWork at officeImmediate startShift work
$160k - $240k
...Rhythm is seeking an Associate Director, Biostatistics to join our... ...clinical development programs. Reporting to the Vice President,... ...across clinical, regulatory, safety, data management, and programming teams to... ...validation, and quality control of outputs to ensure accuracy...RegulatoryInterim roleWork at office- ...Jersey City, NJ, is seeking a Tech Risk & Controls Director to shape the firm’s technology risk management strategy and ensure regulatory compliance across technology operations.... ...and BISOs to strengthen risk posture and reporting. The role requires deep expertise in cybersecurity...Regulatory
- Join our dynamic External Reporting team as an Associate controller, and play a pivotal role in our line of business... ...with various lines of business, Regulatory Controllers, and SEC reporting... ...and external policiesEstablish and manage relationships with the lines of business...RegulatoryBank staffVisa sponsorship
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