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Regulatory Compliance Analyst - Securities & Monitoring

Ice Services

A leading financial services provider in Atlanta is seeking a Compliance Analyst responsible for monitoring electronic communications and ensuring compliance with regulations. The role entails assisting with customer onboarding, reviewing supervisory procedures, and managing continuing education for employees. Candidates should have a Bachelor's degree and be prepared to obtain relevant FINRA certifications. Strong analytical, organizational, and communication skills are essential. This position offers a dynamic work environment with significant responsibilities. #J-18808-Ljbffr

Vacancy posted 5 days ago
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