Designated Principal, Email Surveillance & Compliance
StoneX Group
StoneX Group Inc. in Miami, FL seeks a broker-dealer designated principal for email review and surveillance. The role requires reviewing firm emails across the organization and monitoring electronic communications to ensure compliance. Requirements include 2 years in broker dealer supervision, email surveillance experience, and strong communication skills. Education should include a college degree or industry experience plus Series 7, 24 and 63 credentials. #J-18808-Ljbffr StoneX Group
Vacancy posted 1 day ago
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