Regulatory Compliance Associate - Investment Management
Ocorian
Ocorian in the United States is seeking a motivated Compliance Associate to support a varied portfolio of investment management clients. This client-facing, detail-oriented role emphasizes accuracy and proactive problem solving to help clients meet regulatory obligations. This hybrid position involves advising on day-to-day compliance topics, preparing regulatory filings, and assisting with examinations while developing regulatory knowledge and professional confidence. #J-18808-Ljbffr Ocorian
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Regulatory Compliance Associate - Investment Management in Brooklyn, NY vacancy
$119k - $218.3k
...Senior Consultant - Risk, Regulatory, & Licensing -... ...practice combines risk management, advanced regulatory... ...date perspectives on compliance obligations and industry... ...events, and associated process flows.Deep understanding... ...as through our own investments, commitments, and...SuggestedWork at office- ...profitability of, and risks associated with, every aspect of the... ...are conducted in compliance with the regulations governing... ...ImpactThe Asset & Wealth Management Regulatory Controllers (AWM-RC) team... ...financial products, markets, and investment strategies across asset...Suggested
- ...JPMorganChase's Firmwide Regulatory Reporting & Analysis... ...Reporting & Analysis Associate on the U.S. Regulatory... ...process improvements and manage quarterly and CCAR... ...Controllers to ensure compliance, and lead the Basel III... ...today we are a leader in investment banking, consumer and...SuggestedWork at office
- Riverside Medical Center is seeking a detail-oriented Risk Management Coordinator to coordinate incident reporting, claims management... ...insurers, maintaining the database of policies to ensure regulatory compliance. Responsibilities include coordinating incident reporting,...Suggested
- ...2026 at 4:00 AM Harbor Group Management Company is a multi-billion dollar real estate investment and property management firm.... ...for our residents. Multifamily Compliance Specialist JOB SUMMARY The... ...Compliance Specialist ensures regulatory compliance across properties participating...SuggestedTemporary workInterim roleFlexible hoursWeekend workAfternoon shift
- A leading building products company in Kearny, New Jersey, is seeking an individual to enhance safety culture and ensure regulatory compliance in an industrial setting. Responsibilities include leading safety initiatives, maintaining documentation, and coordinating environmental...
- ...in Lake Mary, Florida, is seeking a Specialist in Regulatory & Quality to support regulatory compliance and quality initiatives within the Heart Failure Division... ...on Joint Commission accreditation, licensure management (including DME), and regulatory submissions while contributing...
- ...credentialing and recredentialing for FPP clients, and to ensure NCQA and regulatory compliance. The role requires 2 years of credentialing experience or a BA, CPCS eligibility, and strong data management skills with Excel/Access experience. This is an on-site role located...
- ...efficiency, and keep the fair lending compliance program aligned with industry and regulatory standards.Leverage AI-enabled... ...of compliance and risk-management activities.Identify, request, and... ...years and today we are a leader in investment banking, consumer and small business...
- Title: Senior Compliance Officer (CLIA Laboratory Quality Manager) Employee Classification: Senior Compliance Officer Campus: University of North Texas Health... ...quality control and quality assurance processes, regulatory compliance, operational readiness, and laboratory...Temporary workLocal areaMonday to Friday
$67.9k - $123.3k
...working world. Ethics and Compliance Investigations Team‑Investigations... ...Risk Specialist - Senior Associate Job Description At EY, you’... ..., Compliance, and Risk Management (ECRM) that conducts and manages... ...operational, compliance, and regulatory risk. This role supports...Work experience placementSummer holidayWork at officeFlexible hours- MANTECH seeks a motivated Senior Government Compliance Analyst to join our team in Washington, D.C. This role supports DoD-focused financial... ...include overseeing asset accounting, PP&E audits, and regulatory compliance under FAR/DAR and DoDFMR guidelines, with travel up...
- ...process third‑party invoices, and reconcile weekly premium payments for employees on leave. This role ensures data accuracy and regulatory compliance across ERISA, ACA, and HIPAA. You will collaborate with vendors and internal teams, support education program administration...Weekly pay
- ...work in an in-office environment with structured training, progressing toward higher levels within Merrill, serving a diverse client base and coordinating with banking and investment partners to meet clients’ financial goals. #J-18808-Ljbffr National Black MBA AssociationWork at office
- ...you’ll begin in a financial center delivering core banking and investment solutions and client care. You may progress to Stage II,... ...continuing to grow relationships across a client portfolio as you gain experience and support a #J-18808-Ljbffr National Black MBA Association
- High Desert PACE is seeking a Quality & Compliance Coordinator to support the QI and Compliance programs. The role involves coordinating... ...meetings, internal audits, data collection, and ensuring regulatory compliance within the organization. You will assist the Quality...
$57k - $71k
The Compliance Analyst will assist Life Care Services LLC ("Life Care Services") and its... ...Living Marketing & Sales, Senior Living Management, Health Services Division, etc.), LCS Senior... ...working relationships with Clients, regulatory agency personnel, and legal counsel...Contract workWork at officeLocal area$90k - $110k
...delivering exceptional care to those who need it most. The Compliance Officer oversees and manages all compliance activities at the Albuquerque and... ...compliance. Interprets and disseminates information on regulatory and compliance matters to employees. Educates and...Full timeFor contractorsWork at officeLocal areaImmediate startMonday to FridayAfternoon shift- The Compliance Specialist supports the Bank’s Compliance Management Program through compliance monitoring, data analysis, policy... ...review, training support, regulatory change management, risk assessment... ...ability to work hybrid #J-18808-Ljbffr Louisiana Bankers Association
$82k - $131.5k
...at Yale! Overview Reporting to the Regulatory Affairs Manager, the Senior Regulatory Affairs Specialist... ..., maintenance, and ongoing compliance with independence and sound judgement... ...Requirements Certain positions have associated health requirements based on specific...Full timeInterim roleWork at officeLocal areaRemote work- ...quality IT resources through Staff Augmentation, Global Talent Management, Value Added Services through CLASS (Competency Leveraged... ...Months Responsibilities Function: Participate in other special compliance reviews and projects as required Essential Job Functions: Assist...Permanent employmentContract work
- Keystone Pacific Property Management, LLC is a prestigious property management firm headquartered in Irvine... ...onsite communities, and master-planned community associations. We have an excellent opportunity for a Compliance Coordinator to join our onsite team in Newport...Temporary workWork at officeFlexible hours
- Axle is seeking a Grants Management Specialist to support NIH activities in Research Triangle Park, NC. The role involves tracking grant receipt and funding, drafting summaries, performing cost analyses, and applying grants policy to funding decisions. A Bachelor's degree...
- The Compliance Specialist supports the Bank’s Compliance Management Program through compliance monitoring, data analysis, policy... ...review, training support, regulatory change management, risk assessment... ...140, Shreveport, LA 71101 #J-18808-Ljbffr Louisiana Bankers Association2 days per week3 days per week
- ...advice and interpretation to management system-wide, promoting... ...training initiatives to enhance compliance and service standards. Management... ...communications with regulatory agencies. ~ Training program... ...include traits historically associated with race, including but not...Hourly payPermanent employmentTemporary workWork experience placementInterim roleLocal areaRelocationFlexible hours
Amtrak
Long Island City, NYa month ago - ...and then be hired full time to help manage the new platform. Qualifications: Credentialing... ...lifecycle management. Awareness of regulatory and compliance standards (e.g., HIPAA, PHI handling)... ...roadmap. Seniority Level Associate Employment Type Full‑time Job Function...Remote jobFull time
- ...Partners Wealth is seeking a Compliance Analyst to oversee the day-... ...Compliance Alpha and data-driven regulatory guidance. With a Bachelor’s... ...’ll analyze complex data, manage onboarding/offboarding in... ...ensure strict adherence to the Investment Advisers Act of 1940....Remote job
- ...America is seeking a Quality Specialist I to support the Quality Management System and perform QA activities. The role contributes to... ...verification, warranty coordination, supplier oversight, and compliance with AS9100/AS9110 and FAA-145 requirements. The candidate will...
- ## Program Coordinator II - Compliance OfficerApplylocations: Wake County, NCtime type: Full... ....**Knowledge Skills and Abilities/Management Preferences**• A minimum of two years of... ...before the closing date. #J-18808-Ljbffr North Carolina Association of Official Court ReportersContract workWork experience placementWork at officeRemote workFlexible hoursNight shift
- Mesirow Financial Holdings, Inc. is seeking a Compliance Officer to support all facets of the Compliance Department, including ethics,... ...materials, training staff, maintaining compliance systems, and ensuring regulatory filings. #J-18808-Ljbffr Mesirow Financial Holdings, Inc.Work at office3 days per week
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Compliance Associate - Investment Management. Be the first to apply!
Related searches
- research compliance officer Brooklyn, NY
- trade compliance specialist Brooklyn, NY
- privacy compliance analyst Brooklyn, NY
- senior compliance analyst Brooklyn, NY
- regulatory compliance associate Brooklyn, NY
- regulatory officer Brooklyn, NY
- senior regulatory affairs specialist Brooklyn, NY
- legal compliance officer Brooklyn, NY
- cybersecurity policy and compliance analyst Brooklyn, NY
- healthcare compliance officer Brooklyn, NY