Vice President, Investment Services Audit

Vice President, Investment Services Audit About the Company Large global bank with strong presence and a focus on innovation. Industry Financial Services Type Public Company About the Role The Company is seeking a Vice President for Investment Services Audit. The successful candidate will be responsible for leading and executing internal audit engagements within the investment services operations to ensure compliance with regulatory and policy requirements. This role involves the development and implementation of audit strategies, methodologies, and programs to identify risks and recommend solutions. The VP will also be expected to collaborate with cross-functional teams to assess internal controls and operational efficiency, prepare detailed audit reports, and present findings to senior management and stakeholders. Additionally, the role includes monitoring the effectiveness of corrective actions, providing guidance to junior team members, and staying abreast of industry regulations and trends. Applicants for the Vice President, Investment Services Audit position at the company must possess a deep knowledge of clearing broker-dealer functions and the full trade lifecycle, including execution processes, clearing operations, settlement processes, and custody services. The role requires proven leadership skills, in-depth knowledge of regulatory requirements and industry best practices, and excellent analytical, problem-solving, and decision-making abilities. The ideal candidate will have exceptional communication and presentation skills to interact with senior management and stakeholders and will be adept at fostering relationships to promote a culture of transparency and accountability. A background in the financial services sector, particularly in investment services, is essential for this role. Travel Percent Less than 10% Functions Finance