Senior Fiduciary Compliance Lead - Wealth Management
Jobs2Careers
City National Bank is seeking a Lead Fiduciary Compliance Specialist to oversee and enhance wealth management compliance with OCC 12 CFR 9 and fiduciary state regs. You will partner with compliance officers, monitor risk, and drive policy governance in a regulated environment. Responsibilities include supporting risk assessments, testing, remediation, and cross-functional collaboration to ensure consistent policy interpretation and regulatory alignment. #J-18808-Ljbffr Jobs2Careers
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Senior Fiduciary Compliance Lead - Wealth Management in New York, NY vacancy
- New York Life’s Eagle Strategies Wealth Advisory Group seeks a senior leader to serve as the lead relationship quarterback for advisors and clients with $5M+ in... ...strategists to deliver tailored wealth and investment management strategies, while driving business development...Senior
$150k - $175k
Company Overview: A leading multi-family office and wealth management firm is seeking a Tax Manager or Senior Tax Manager to join its team. This... ...comprehensive tax compliance and planning services to high... ...review complex individual, fiduciary, not-for-profit, and entity...SeniorWork at officeLocal area- JPM Wealth Management in New York seeks an Event Specialist, Senior Associate, to plan and execute development events for branch-based and office-based advisors. You will manage end-to-end logistics and partner with the Advisor Development team to ensure a strong attendee...Senior
- JPMorgan Wealth Management is accelerating how we work by embedding artificial intelligence into day-to-day employee workflows... ...for CAO employees and workflows. As a Senior Associate, CAO Artificial Intelligence Lead within the CAO, you will own the development and execution...SeniorWork experience placementWork at officeVisa sponsorship
- Sia Partners is seeking a Senior Manager to lead Wealth & Asset Management engagements in New York. You will drive strategy, operating model transformations, and AI/data modernization for asset managers, custodians, and banks. Strong leadership and client-management skills...Senior
- ...Business Analyst / Data Analyst to join the Wealth Management Monitoring team within Non-Financial... .... You will help monitor advisor compliance with firm policies and provide data-driven... ...analyze data, support UAT and BDD, and lead cross-functional initiatives while mentoring...SeniorFlexible hours
- ...Supply Chain Analytics to set strategy and lead the build, monitoring, and analysis of supply... ...tools and dashboards for stakeholders and manage the procurement system within PeopleSoft with an emphasis on security and compliance. The role requires strong communication,...Senior
- Aptive in Alexandria, VA, is seeking a Senior Compliance Review Specialist to plan and conduct structured compliance reviews for a federal health program. You will validate that participating organizations meet requirements and maintain supporting records. The role emphasizes...Senior
- Verse Medical is seeking a Senior Compliance Associate to independently own and continually improve our compliance program. The role blends desk work with on-site activity for audits, inspections, and certifications to ensure alignment with regulatory requirements. This...Senior
- Alexander Chapman is seeking an experienced Compliance Officer in New York to support a leading SEC-registered investment adviser platform. The role involves managing compliance programs, assisting fund launches, and ensuring adherence to regulatory requirements. The ideal...Senior
- DNA Partners is seeking a Senior Information Governance Analyst to enhance information governance operations in New York, NY. This role... ...with legal teams and cross-functional stakeholders, ensuring compliance and strengthening data governance practices. The ideal candidate...Senior
- ...is seeking a property tax professional to manage complex returns for utility and energy... ...filings, advise on asset classifications, and lead a multidisciplinary team across state... ...maintaining timely filings and regulatory compliance. #J-18808-Ljbffr DuCharme McMillen & Associates...SeniorRemote job
- The New York State Unified Court System seeks a Senior Management Analyst (HR Transactions and Compliance) in the Office of Court Administration, Division of Human Resources in New York, NY. The role oversees statewide employment‑transaction compliance activities and supports...SeniorWork at officeTrial period
- Gold Group Limited is seeking a Senior Project Manager for high-end commercial construction projects in New York City. You will lead a portfolio of projects from concept through handover... ..., ensuring quality, safety, and budget compliance. The role requires strong leadership,...Senior
- ...all lines of business and serving as SME on directory accuracy and regulatory requirements. You will collaborate with product teams, manage timelines and deliverables, and coordinate with third party vendors to facilitate data transfers and production oversight. #J-18808...Senior
- Piper Sandler is seeking a Senior Corporate Meeting Planner in New York, NY. You will plan... ...and execute meetings and conferences, manage vendors, and coordinate attendee data... ...with business lines, Corporate Access and Compliance to ensure smooth execution, risk management...Senior
- First American is seeking an Operations Team Lead to manage the Sr. Collections SPOC team, oversee complex loss mitigation cases, and ensure regulatory and investor guideline compliance. The role focuses on coaching staff, optimizing workflows, and driving superior borrower...SeniorRemote job
- Atlantic Group in New York is seeking a senior compliance professional to join its global compliance team. The role will cover investment management regulation, compliance program oversight, regulatory filings, risk assessments, and cross-border initiatives across multiple...Senior
- Goldman Sachs is seeking a senior member of Financial Crime Compliance to lead digital assets risk management and governance. You will work across FCC and business teams to define strategy, implement controls and oversee investigations related to blockchain and tokenized...Senior
- Heidelberg Materials is seeking a QC Supervisor to lead all quality control activities for a major construction project supported by an onsite portable concrete plant. You will ensure products meet project specifications and regulatory standards while guiding quality initiatives...SeniorFor contractors
- WSP USA is seeking a Senior Offshore Environmental Compliance Manager to support Earth & Environment efforts for offshore construction projects in New York and... ...monitoring to ensure regulatory compliance. You will lead inspection teams, coordinate with offshore contractors...SeniorFor contractors
$120k - $165k
A leading law firm in New York is seeking a Senior Paralegal to provide advanced legal support in complex litigation and investigations... ...role involves overseeing junior paralegals, managing case workflows, and ensuring compliance with court rules. Candidates must have a...SeniorWork at office$77k - $214k
...Asset & Wealth Management Tax Senior Associate The Opportunity As an Asset & Wealth Management Tax Senior Associate you will support tax compliance and advisory work for clients in asset and wealth management, including reviewing financial data, preparing tax returns...SeniorFull timePwC (US)
New York, NY1 day ago- A leading auditing firm in New York is seeking a Senior Auditor to lead audit engagements from planning to completion. You will supervise and mentor junior staff, ensuring compliance with auditing standards. The ideal candidate should have a CPA license or be actively...Senior
- Citi is seeking a Portfolio Credit Risk Management 2nd LOD Senior Lead Analyst - SVP in Getzville, NY. This hybrid role leads design and governance... ...drive cross‑functional initiatives, policy development, and risk reduction while ensuring compliance. #J-18808-Ljbffr CitiSenior
- ...seeking an Environmental Health & Safety Senior Specialist to lead and advance occupational health and... ...stakeholders toward a culture of safety and compliance. Candidates should have strong communication, analytical, and project-management skills, with relevant EHS...Senior
- ...in Danville, PA is seeking an Automotive Finance & Insurance Manager to own the daily operations of the F&I office. Present finance... ...closely with sales and accounting, ensuring timely funding and compliance across state and federal requirements. This role rewards organization...SeniorWork at office
- Kforce Inc. in New York is seeking a Senior Tax Analyst to manage a broad range of tax duties, including complex compliance, research and planning as part of an elite finance team. The role emphasizes real estate entity exposure, collaboration with top-tier professionals...Senior
- Yakshna Solutions, Inc. is seeking a Senior ISSO to assume lead ISSO duties and sustain ISSO operations across assigned systems. The role requires... ...experience with RMF, continuous monitoring, vulnerability management, and audit support, leveraging tools like CSAM, Splunk,...SeniorRemote job
$160k - $240k
...Job Description Job Description LEAD FIDUCIARY COMPLIANCE SPECIALIST WHAT IS THE OPPORTUNITY? The Lead Bank Fiduciary Compliance... ...continuous improvement of compliance programs within Wealth Management with specific focus on OCC 12 CFR 9 Fiduciary Activities...Work at officeRemote work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Fiduciary Compliance Lead - Wealth Management. Be the first to apply!
Related searches
- senior living director New York, NY
- heritage senior living New York, NY
- senior manager customer operations New York, NY
- senior support engineer New York, NY
- senior product manager mobile New York, NY
- senior c++ developer New York, NY
- senior java developer New York, NY
- senior software engineer ruby on rails New York, NY
- sr finance manager New York, NY
- sr marketing manager New York, NY