Global Banking & Markets- Dallas- Associate, Regulatory Reporting - Trade Level- 10219895
The Goldman Sachs Group
Job Duties Associate, Regulatory Reporting - Trade Level with Goldman Sachs Services LLC in Dallas, Texas. Responsible for reviewing and conducting exception management on regulatory reports submitted to agencies, such as FINRA and the SEC, ensuring compliance with global regulatory requirements. Working with Business Intelligence tools, including Alteryx and SQL, to develop BI solutions and define strategies. Analyzing large data sets to ensure accuracy, addressing discrepancies, and collaborating with technology teams to build and maintain efficient data pipelines. Identify and address control gaps, automate manual processes, and enhance existing reporting systems to improve efficiency and reduce risk. Work closely with internal teams, including Engineering, Middle Office, Legal, and Compliance, to align reporting practices with business objectives while serving as a liaison with regulatory agencies. Conduct risk and compliance monitoring and prepare updates for senior management. Participate in projects related to regulatory requirements, collaborate with global teams to implement changes, and provide regular updates on progress. Working with internal and external counterparties, including stakeholders in the business, engineering, compliance and legal, counselors and clients. Job Requirements Bachelor's degree (U.S. or foreign equivalent) in Finance, Economics, Business Analytics, Civil Engineering, or related field and two (2) years of experience in the job offered or a related role. Prior experience must include two (2) years with: US-based regulatory obligations from FINRA, SEC, or FDIC; business Intelligence tools including Alteryx; SQL (Structured Query Language); analyzing large datasets to ensure data accuracy and resolve discrepancies; conducting risk and compliance monitoring; process automation to improve reporting efficiency and reduce operational risk; working with market and financial instruments including equities, exchange traded derivatives, and OTC derivatives for regulatory reporting; and project management tools including JIRA. The Goldman Sachs Group, Inc., 2026. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veteran status, disability, or any other characteristic protected by applicable law. #J-18808-Ljbffr The Goldman Sachs Group
- Job Duties: Associate, Project Management... ...& Co. LLC in Dallas, Texas. Work with... ...and meet regulatory demands and mitigate... ...impediments at program level, ensure the... ..., status reporting, and User Acceptance... ...). We provide Global Medical,... ...-18808-Ljbffr Goldman Sachs Bank AGRegulatoryFull timeTemporary workWork experience placementWork at office
- Internal Audit, Global Banking and Markets, Risk, Senior Analyst, Dallas location_on Dallas, TX, United... ...Audit: Communicates and reports on the effectiveness of... ...Execute risk-based and regulatory-required audits focused... ...ideas with different levels across stakeholders Basic...RegulatoryFull timeTemporary workWork experience placementWork at office
- ...Goldman Sachs, the Global Banking & Markets (GBM) Division’s... ...Analyst or Associate to join the Conduct... ...team in Dallas. The Conduct Risk... ...potential unauthorized trading, by inspecting... ...monitoring, and reporting of key Market Conduct... ...with various regulatory and supervisory...Regulatory
- Job Duties: Associate, Project Management with Goldman Sachs & Co. LLC in Dallas, Texas. Work with cross-functional... ...to analyze and meet regulatory demands and mitigate... ...at program level, ensure the backlog of... ...risk management, status reporting, and User Acceptance...RegulatoryWork experience placement
- ...CORPORATE TITLE Associate language OFFICE LOCATION(S) Dallas assignment JOB FUNCTION Regulatory Reporting - Portfolio Level account_balance DIVISION... ...We are a leading global financial... ...providing investment banking, securities and... ...strategies, including trading restrictions...RegulatoryFull timeTemporary workWork at office
- Global Banking & Markets Operations-Regulatory Reporting-Dallas-Associate location_on Dallas, TX, United States At Goldman Sachs, we connect... ...product launched and every trade executed, it is Operations... ...vacation policies based on employee level and office location. We...RegulatoryFull timeTemporary workWork experience placementFlexible hours
- Operating at the center of global financial markets, our FICC and... ...Managers, Hedge Funds, Banks and Brokerages, Pensions... ...the Mortgage Loan Trading and Structured Finance... ...securitizations, P&L reporting, and back-testing.... ...normalize and load loan level data into internal...
- AWS Solutions Architect, Global Banking & Markets, Cloud Platform location_on Dallas, TX, United States Who We Are At Goldman... ...readiness. Establish portfolio-level guardrails for AI-assisted and... ...Familiarity with financial‑services regulatory and control frameworks for...RegulatoryFull timeTemporary workWork at office
- ...managing the firms credit, market, liquidity, and... ...market risks associated with trading activities, or offering analytical and regulatory compliance support,... ...ratingsCoordinate with Global Banking and Markets, Legal,... ...trendsMonitor, manage and report exposures at a...Regulatory
- ...firm to provide banking, securities,... ...launched and every trade executed, it is... ...financial market knowledge and develop... ...of regulatory reform at the heart... ...the regulatory reporting space, Controller... ...Operations is a global team that ensures... ...landscape and associated processesWorking...RegulatoryFlexible hours
- Associate or Vice President Divisional... ...firm’s credit, market, liquidity,... ...associated with trading activities, or... ...analytical and regulatory compliance... ...the transaction level, and monitor credit... ..., manage and report exposures at... ...teams in Global Banking & Markets to actively...Regulatory
- Socket.dev in Dallas is seeking a Credit Risk Analyst to assess the... ...supporting risk decisions across trading and lending activities. You will coordinate with Global Banking, Legal, Operations and... ...exposures, and contribute to regulatory compliance. #J-18808-Ljbffr Socket...Regulatory
- ...entrepreneurial team with a passion for the markets, with individuals who thrive in fast... ...and are energized by a bustling trading floor. Global Banking & Markets: Change Management The... ...communication on key project matters (incl. reporting and escalations) across GBM teams,...Full timeTemporary workPart time
- Global Banking & Markets Operations-Corp Loans Data Quality & Ctrl-Dallas-Associate Job Description At Goldman Sachs, we connect... ...launched and every trade executed, it is... ...product data and regulatory reporting functions. Daily interactions... ...with differing levels of product...RegulatoryFull timeWork at officeFlexible hours
- Goldman Sachs in Dallas seeks an Associate for Regulatory Reporting within Global Banking & Markets Operations. The role focuses on time-sensitive regulatory submissions, data integrity, and risk management across NA regimes. You will work with cross-functional teams to...Regulatory
- ...Inc. is a bank holding company... ...a leading global investment... ...Singapore, Dallas, Bengaluru,... ...on market and credit... ...risk-factor level and with the... ...to obtain regulatory credit risk... ...analysis and reporting framework... ...related role. Associate-level position... ...risk-return trade-offs...Regulatory
- ...derivatives, and OTC markets. Analysts and Associates serve as the primary... ...within a leading global platform. As an Analyst... ...stakeholders across trading, risk, and... ...adoption of internal reporting and trading platformsCross... ...leading global investment banking, securities and...
- ...to provide banking, securities,... ...launched and every trade executed, it... ...financial market knowledge... ...of regulatory reform at the... ...regulatory reporting space, Controller... ...Operations is a global team that... ...landscape and associated processes Working... ...on employee level and office...RegulatoryFull timeTemporary workWork at officeFlexible hours
- OPERATIONSTransaction Banking Operations is part... ...and every trade executed, it is Operations... ...Accounts, and Global Payments capabilities... ...jurisdictional regulatory requirements, focusing... ..., New York, and Dallas. All our offices... ...Payment, Escrow, Money Market and Term Deposits)...RegulatoryWork at officeLocal area
- ...within a growing global business, and... ...outside the box? Associates on the Wealth... ...business on a macro level. The team is... ...private banking and trust company... ...dynamic global regulatory environment. HOW... ...customized risk reports for client presentation... ..., Chicago, Dallas, Houston, Los...RegulatoryWork at office
- ...to support the Global Payments & Liquidity... ...GPL Commercial Banking (CB) Sales... ...growth initiatives, reporting strategy, sales... ...executive-level insights, analyses... ...(Credit, Market, Financial Crimes... ..., Operational, Regulatory Compliance), which... ...CHARLOTTE, NC; DALLAS, TX;...RegulatoryFull timeWork experience placement
- Analyst - Post-Trade Services Dallas Role Summary This is... ...) Transactional reporting - Investigation... ...breaks impacting regulatory reporting Monitoring... ...a Finance or Banking-related field. Internship... ...with high levels of resilience,... ...Prytek Group) is a global managed services,...RegulatoryInternshipWork at officeImmediate start
- ...income, derivatives, and OTC markets. Analysts and Associates serve as the primary point... ...roles within a leading global platform. As an Analyst /... ...senior stakeholders across trading, risk, and operations. Client... ...and adoption of internal reporting and trading platforms....
- ...derivatives, and OTC markets. Analysts and Associates serve as the primary... ...within a leading global platform. As an Analyst... ...stakeholders across trading, risk, and... ...adoption of internal reporting and trading platforms... ...applicable law. #J-18808-Ljbffr Goldman Sachs Bank AGFull timeTemporary workWork at office
- ...join our team as a Global Financial Crimes... ...of legal, regulatory and franchise risk... ...This is a Director level position within... ...financing, market manipulation, insider trading, trafficking, fraud... ...Suspicious Activity Reports, and... ...financial markets and banking, including broker...Regulatory
- ...non-financial regulatory reporting obligations Develop... ...in financial markets regulatory landscape and associated processes... ...income, exchange traded derivatives, OTC... ...based on employee level and office... ...EAP). We provide Global Medical, Security... ...-18808-Ljbffr Goldman Sachs Bank AGRegulatoryFull timeTemporary workWork at office
- Goldman Sachs in Dallas is seeking an Associate to join the Regulatory Reporting - Portfolio Level team within Controllers. The role focuses... ...quality initiatives across US and global requirements. You will... ...reporting modernization. #J-18808-Ljbffr Goldman Sachs Bank AGRegulatory
- ...days) to receive an alert: Global Banking and Markets Global Banking and Markets... ...key global market for trade and investment flows across... ...In this role as a Manager, Regulatory Reporting, you will contribute to the... ...proactive attitude and high level of accountability Quick...RegulatoryWork experience placementFlexible hours
- ...control and reporting obligations of a global, regulated... ...and risks associated with, every... ...financial markets. The Fund Accounting... ...in Dallas, TX.We're a... ...associated with trading activities,... ...and regulatory compliance... ...including fund-level net asset values... ...investment banking, securities...Regulatory
- ...Finance Audit | Analyst | Dallas Dallas, TX, United... ...that financial reporting is reliable, there is... ...effectively controlled. Global Banking & Markets team is responsible... ...to Sales and Trading, Equities, Fixed Income... ...processes including regulatory reporting and tax filings...RegulatoryFull timeTemporary workWork experience placement
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Global Banking & Markets- Dallas- Associate, Regulatory Reporting - Trade Level- 10219895. Be the first to apply!
- private bank associate Dallas, TX
- phone banker Dallas, TX
- mortgage banker Dallas, TX
- bankers life Dallas, TX
- business banker Dallas, TX
- corporate banking associate Dallas, TX
- universal banker Dallas, TX
- marketing assistant Dallas, TX
- influencer marketing associate Dallas, TX
- marketing associate entry level Dallas, TX
