Registered Client Service Associate - Raleigh, NC

Job Overview As a Registered Client Service Associate, you will provide comprehensive administrative and operational support within the financial advisor’s practice. This role is pivotal in enhancing the client experience, ensuring seamless account management, and upholding compliance standards. The ideal candidate is dedicated, detail-oriented, and possesses strong organizational and communication skills. Responsibilities Acts as the primary point of contact for clients, addressing inquiries and providing timely resolution. Educates clients on account services and capabilities, including online access. Assists in onboarding new clients by collecting documentation and facilitating account setup. Prepares and processes account opening, maintenance, and transfer documentation, ensuring accuracy and compliance. Monitors and manages client account activities, including contributions, distributions, trading and performance reporting. Maintains organized and up-to-date client records in the firm’s CRM system. Ensures adherence to industry regulations and firm policies in all client interactions and documentation. Assists in preparing reports for audits and regulatory reviews. Stays informed about changes in compliance requirements and implements necessary adjustments to processes. Coordinates with custodians and service providers to facilitate client requests and resolves issues. Assists financial advisors with administrative tasks, including scheduling meetings and preparing client presentations. Participates in team projects aimed at improving operational efficiency and client service delivery. May aid in planning and execution of client events, seminars and marketing initiatives. Prepares and distributes client communications, newsletters and marketing updates. Identifies opportunities to enhance client engagement and contributes to business growth strategies. Qualifications Active Series 7 or Series 66 (or Series 63/65 combination) required. Strong knowledge of financial products and services, with the ability to execute trades and discuss investment recommendations within compliance guidelines. Excellent communication, interpersonal, and problem‑solving skills; high level of professionalism, discretion, and ethical conduct. Highly organized and detail-oriented, with proficiency in Microsoft Office and financial CRM systems; able to work independently and collaboratively in a fast-paced environment. Bachelor’s degree in finance, business or accounting (preferred). Minimum 3 years in financial services, preferably in a client support role (preferred). Pay Range $25.85 - $43.08 per hour. Actual base salary varies based on factors such as relevant skill, prior experience, education, peer salary, performance, and geographic location. Benefits LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play, including 401(k) matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Equal Opportunity Employer EOE. #J-18808-Ljbffr LPL Financial LLC