Client Service Associate — Finance Admin & Compliance
$25.85 - $43.08 per hourLPL Financial LLC
LPL Financial LLC is seeking a Registered Client Service Associate to provide comprehensive administrative and operational support. You will enhance client experience, ensure seamless account management, and uphold compliance standards. The ideal candidate will have active Series 7 or Series 66 licenses, strong organizational skills, and a background in financial services. The role includes managing client accounts and assisting with onboarding, while benefiting from a competitive pay range of $25.85 to $43.08 per hour. #J-18808-Ljbffr LPL Financial LLC
$25.85 - $43.08 per hour
Job Overview As a Registered Client Service Associate, you will provide comprehensive administrative... ...account management, and upholding compliance standards. The ideal candidate is dedicated... ...environment. Bachelor’s degree in finance, business or accounting (preferred)....SuggestedHourly payWork at officeWork from home- ...Financial, a growing financial planning firm, is seeking a Client Service Associate to assist us in our mission of helping clients achieve... ...while ensuring documentation and record keeping adheres to compliance standards Successfully partner with Broker Dealer for new...SuggestedWork at office
- ...advisors and their prospective and existing clients and other branch staff team members.... ...years of rich history and recognition for service and excellence in the Financial Services... ...a dynamic Registered Client Service Associate who is a motivated, detail oriented and...SuggestedWork experience placementWork at office
- ...projects and partner with senior leaders to solve critical business challenges in Asset Management. As a Management Associate supporting the Head of Client Service Asset Management - Americas, you will work with senior leaders and internal business managers to execute key...SuggestedImmediate start
- ...Responsibilities Responsible for the general servicing and support of the Financial Advisors.... ...a consistent and effective level of client servicing when the Financial Advisor is... ...Bachelors degree in business, accounting, finance, banking or equivalent education and related...SuggestedWork at officeShift workDay shift
- CAPTRUST is seeking a Client Management Associate II in Raleigh, North Carolina. The role involves providing day-to-day support and project management... ...Management Consultants (CMCs), ensuring excellent client service. Candidates require a four-year degree or equivalent...Work at office
- 慨正橡扯 seeks a Management Associate in North Carolina to drive strategic projects and partner with senior leaders within the Asset Management division. Your role will involve analyzing data and managing key initiatives to address business challenges. The ideal candidate will...
- ...Job Description Job Description Salary: Client Services Associate Pathfinder Wealth Consulting is a growing, independent wealth management... ...alerts and resolve inquiries in a timely manner. Compliance Oversight: Adhere to firm policies, compliance standards,...Work at office
$64.2k - $116.4k
...Advisor (EBA) - Senior Associate role, you will be an experienced finance professional within the... ...early to support quality, compliance, and achievement of financial... .... Lead and coordinate client and engagement... ...providing exceptional client service to your stakeholders while...Contract workWork experience placementSummer holidayWork at officeFlexible hours$64.2k - $116.4k
...fast-changing world, our clients’ needs are increasingly complex and the services we offer are rapidly... ...support them. Our internal finance function is... ...Advisor (EBA) - Senior Associate role, you will be an experienced... ...early to support quality, compliance, and achievement of...Full timeContract workWork experience placementSummer holidayWork at officeFlexible hours$48k - $60k
About the Job: The Senior Associate, Client Services is responsible for responding to and resolving a wide range of complex client inquiries and requests. This role acts a liaison between departments within FMI as well as between FMI and its partners, customers, and...Full timeWork experience placementWork at office- ...specialized fund administration services for Managers and General... .... Job Description This is a client-facing role where you will perform... .... Prepare quarterly LOC compliance certificates, ensuring all covenant... ...’s Degree in Accounting or Finance related field 1-2 years of...Full timeWork at office
- Job Description: This role provides client service support to multiple Financial Advisors, ensuring service excellence and operating within the firm’s policies and procedures. Responsibilities Provides excellent client service to the bank's clients through educating them...Seasonal workWork from homeShift workDay shift
- Coleman Research is seeking an Associate for their Client Management Team in Raleigh, NC starting July 2026. This role involves connecting industry... ...research, managing client communications, and ensuring compliance. Candidates should possess strong communication,...Flexible hours
- Coleman Research is seeking a motivated Client Management Associate to join their dynamic Client Management Team in Raleigh, NC. The role includes... ..., managing client communications, and ensuring project compliance. Candidates should have strong communication skills, a...Flexible hours
- ...Senior Financial Services Representative at SmartBank. Benefits Medical, dental, vision, life, and disability insurance 401(k) plan with... ...Providing excellent customer service and meeting client needs efficiently and friendly Enhancing SmartBank’s image through...Local area
- ...This position supports Bank products or services within SBA Lending, in the execution of... ...documentation provided and confirming compliance with SBA requirements prior to loan disbursements... ...responsible to manage all ticklers associated with loans in their portfolio,...Remote work
- ...customers post-loan closing, handling inquiries, and ensuring compliance with SBA requirements. Responsibilities include managing accounts... ...knowledge in SBA processes. A comprehensive benefits program is offered to support associates. #J-18808-Ljbffr First Citizens BankRemote job
- A financial services firm in North Carolina seeks a motivated Registered Client Service Associate to provide high-quality administrative support to Financial Advisors and clients. The role requires effective communication across various platforms, managing multiple tasks...
- ...manage financial applications like NetSuite and Concur. This role focuses on optimizing systems for accurate financial reporting and compliance. Key responsibilities include managing user roles, maintaining integrations, and ensuring data quality. The position requires a...
$52.5k - $90k
Key Role : The Payroll Services Specialist ensures the timely capture... ...entries for accuracy and compliance, and aligning data with... ...payroll‑related adjustments associated with vehicle assignments. Partner... ..., Business Administration, Finance or related field preferred....Local area- Client Services Manager (Operations and Client Support Associate) Chapel Hill, NC We are currently seeking a talented and dedicated Client Services Manager (Operations... ...7+ years of experience in a similar role in finance, education, healthcare, legal, or similar industry...Work at officeFlexible hours
$170k - $300k
...Overview The Investor Services Onboarding Transformation... ..., Funds, Securities Finance, CitiService, and... ...tooling, and improving client experience. A dedicated... ...decisions by ensuring compliance with applicable laws,... ...service readiness, and associated risk and control considerations...Full time- ...Cloud Practitioner Prior experience in an MSSP-type setting or handling alerts for several clients Experience with ticketing systems (ServiceNow, Jira, etc.) Understanding of compliance frameworks Experience with Kusto Query Language (KQL) Job Description We are seeking a...
- ...innovative financial organizations. As a Senior Product Associate within the Branch Network - Client Central team, you’ll contribute to the team by... ...partnerships with Product Owners and teams across technology, finance, legal and operations, ensuring completeness of...
- ...Support development of themselves and other associates in an actuarial capacity and according... ...Bachelor's degree in risk management, finance, economics, actuarial science, mathematics... ...-centric, leading digital financial services company with passionate customer service...Permanent employmentWork experience placementRemote workFlexible hours
- LPL Financial in Raleigh, NC, is seeking a Registered Client Service Associate to provide comprehensive support within financial advisors’ practices... ...experience through effective account management and compliance adherence. The ideal candidate should possess strong...
- ...access to friendly, fast, and affordable financing for life’s expenses. In this role, our... ...the role, ensuring timely and efficient service Exceed customer expectations through ease... ...collections activities while maintaining compliance with all relevant laws and regulations...Full timeTraineeshipLocal areaMonday to Friday
- ...protocol, policies and procedures, and compliance with regulatory agencies, to include but... ...financial liability prior to arrival for services. Arrange payment options with the patients... ...or billing and collections. Or, an Associate\'s degree in a healthcare related field...Work at officeLocal area
- Cardinal Health in Raleigh, NC is seeking a Finance Operations professional to oversee the accounting and financial performance of operations... ...You'll handle customer rebates, process payments, and ensure compliance with contracts in a collaborative environment. The ideal...
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