Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Client Service Associate — Finance Admin & Compliance

$25.85 - $43.08 per hour

LPL Financial LLC

LPL Financial LLC is seeking a Registered Client Service Associate to provide comprehensive administrative and operational support. You will enhance client experience, ensure seamless account management, and uphold compliance standards. The ideal candidate will have active Series 7 or Series 66 licenses, strong organizational skills, and a background in financial services. The role includes managing client accounts and assisting with onboarding, while benefiting from a competitive pay range of $25.85 to $43.08 per hour. #J-18808-Ljbffr LPL Financial LLC

Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Client Service Associate — Finance Admin & Compliance in Raleigh, NC vacancy
  • $25.85 - $43.08 per hour

    Job Overview As a Registered Client Service Associate, you will provide comprehensive administrative...  ...account management, and upholding compliance standards. The ideal candidate is dedicated...  ...environment. Bachelor’s degree in finance, business or accounting (preferred).... 
    Suggested
    Hourly pay
    Work at office
    Work from home

    LPL Financial LLC

    Raleigh, NC
    1 day ago
  •  ...Financial, a growing financial planning firm, is seeking a Client Service Associate to assist us in our mission of helping clients achieve...  ...while ensuring documentation and record keeping adheres to compliance standards Successfully partner with Broker Dealer for new... 
    Suggested
    Work at office

    Kestra Financial Independent Advisor

    Raleigh, NC
    9 days ago
  •  ...advisors and their prospective and existing clients and other branch staff team members....  ...years of rich history and recognition for service and excellence in the Financial Services...  ...a dynamic Registered Client Service Associate who is a motivated, detail oriented and... 
    Suggested
    Work experience placement
    Work at office

    BBF Wealth

    Raleigh, NC
    2 days ago
  •  ...projects and partner with senior leaders to solve critical business challenges in Asset Management. As a Management Associate supporting the Head of Client Service Asset Management - Americas, you will work with senior leaders and internal business managers to execute key... 
    Suggested
    Immediate start

    慨正橡扯

    Raleigh, NC
    3 days ago
  •  ...Responsibilities Responsible for the general servicing and support of the Financial Advisors....  ...a consistent and effective level of client servicing when the Financial Advisor is...  ...Bachelors degree in business, accounting, finance, banking or equivalent education and related... 
    Suggested
    Work at office
    Shift work
    Day shift

    Habitat For Humanity Of Durham

    Raleigh, NC
    1 day ago
  • CAPTRUST is seeking a Client Management Associate II in Raleigh, North Carolina. The role involves providing day-to-day support and project management...  ...Management Consultants (CMCs), ensuring excellent client service. Candidates require a four-year degree or equivalent... 
    Work at office

    CAPTRUST

    Raleigh, NC
    4 days ago
  • 慨正橡扯 seeks a Management Associate in North Carolina to drive strategic projects and partner with senior leaders within the Asset Management division. Your role will involve analyzing data and managing key initiatives to address business challenges. The ideal candidate will... 

    慨正橡扯

    Raleigh, NC
    3 days ago
  •  ...Job Description Job Description Salary: Client Services Associate Pathfinder Wealth Consulting is a growing, independent wealth management...  ...alerts and resolve inquiries in a timely manner. Compliance Oversight: Adhere to firm policies, compliance standards,... 
    Work at office

    Pathfinder Wealth Consulting

    Cary, NC
    more than 2 months ago
  • $64.2k - $116.4k

     ...Advisor (EBA) - Senior Associate role, you will be an experienced finance professional within the...  ...early to support quality, compliance, and achievement of financial...  .... Lead and coordinate client and engagement...  ...providing exceptional client service to your stakeholders while... 
    Contract work
    Work experience placement
    Summer holiday
    Work at office
    Flexible hours

    EY

    Raleigh, NC
    2 days ago
  • $64.2k - $116.4k

     ...fast-changing world, our clients’ needs are increasingly complex and the services we offer are rapidly...  ...support them. Our internal finance function is...  ...Advisor (EBA) - Senior Associate role, you will be an experienced...  ...early to support quality, compliance, and achievement of... 
    Full time
    Contract work
    Work experience placement
    Summer holiday
    Work at office
    Flexible hours

    EY

    Raleigh, NC
    4 days ago
  • $48k - $60k

    About the Job: The Senior Associate, Client Services is responsible for responding to and resolving a wide range of complex client inquiries and requests. This role acts a liaison between departments within FMI as well as between FMI and its partners, customers, and... 
    Full time
    Work experience placement
    Work at office

    Foundation Medicine

    Morrisville, NC
    3 days ago
  •  ...specialized fund administration services for Managers and General...  .... Job Description This is a client-facing role where you will perform...  .... Prepare quarterly LOC compliance certificates, ensuring all covenant...  ...’s Degree in Accounting or Finance related field 1-2 years of... 
    Full time
    Work at office

    Standish Management UK

    Raleigh, NC
    3 days ago
  • Job Description: This role provides client service support to multiple Financial Advisors, ensuring service excellence and operating within the firm’s policies and procedures. Responsibilities Provides excellent client service to the bank's clients through educating them... 
    Seasonal work
    Work from home
    Shift work
    Day shift

    Bank of America

    Raleigh, NC
    1 day ago
  • Coleman Research is seeking an Associate for their Client Management Team in Raleigh, NC starting July 2026. This role involves connecting industry...  ...research, managing client communications, and ensuring compliance. Candidates should possess strong communication,... 
    Flexible hours

    Coleman Research

    Raleigh, NC
    4 days ago
  • Coleman Research is seeking a motivated Client Management Associate to join their dynamic Client Management Team in Raleigh, NC. The role includes...  ..., managing client communications, and ensuring project compliance. Candidates should have strong communication skills, a... 
    Flexible hours

    Coleman Research

    Raleigh, NC
    5 days ago
  •  ...Senior Financial Services Representative at SmartBank. Benefits Medical, dental, vision, life, and disability insurance 401(k) plan with...  ...Providing excellent customer service and meeting client needs efficiently and friendly Enhancing SmartBank’s image through... 
    Local area

    SmartBank

    Raleigh, NC
    5 days ago
  •  ...This position supports Bank products or services within SBA Lending, in the execution of...  ...documentation provided and confirming compliance with SBA requirements prior to loan disbursements...  ...responsible to manage all ticklers associated with loans in their portfolio,... 
    Remote work

    First Citizens Bank

    Raleigh, NC
    1 day ago
  •  ...customers post-loan closing, handling inquiries, and ensuring compliance with SBA requirements. Responsibilities include managing accounts...  ...knowledge in SBA processes. A comprehensive benefits program is offered to support associates. #J-18808-Ljbffr First Citizens Bank
    Remote job

    First Citizens Bank

    Raleigh, NC
    4 days ago
  • A financial services firm in North Carolina seeks a motivated Registered Client Service Associate to provide high-quality administrative support to Financial Advisors and clients. The role requires effective communication across various platforms, managing multiple tasks... 

    BBF Wealth

    Raleigh, NC
    17 hours ago
  •  ...manage financial applications like NetSuite and Concur. This role focuses on optimizing systems for accurate financial reporting and compliance. Key responsibilities include managing user roles, maintaining integrations, and ensuring data quality. The position requires a... 

    RHO

    Raleigh, NC
    4 days ago
  • $52.5k - $90k

    Key Role : The Payroll Services Specialist ensures the timely capture...  ...entries for accuracy and compliance, and aligning data with...  ...payroll‑related adjustments associated with vehicle assignments. Partner...  ..., Business Administration, Finance or related field preferred.... 
    Local area

    DPR Construction

    Raleigh, NC
    3 days ago
  • Client Services Manager (Operations and Client Support Associate) Chapel Hill, NC We are currently seeking a talented and dedicated Client Services Manager (Operations...  ...7+ years of experience in a similar role in finance, education, healthcare, legal, or similar industry... 
    Work at office
    Flexible hours

    Chapel Hill Solutions

    Raleigh, NC
    5 days ago
  • $170k - $300k

     ...Overview The Investor Services Onboarding Transformation...  ..., Funds, Securities Finance, CitiService, and...  ...tooling, and improving client experience. A dedicated...  ...decisions by ensuring compliance with applicable laws,...  ...service readiness, and associated risk and control considerations... 
    Full time

    Citi

    Raleigh, NC
    2 days ago
  •  ...Cloud Practitioner Prior experience in an MSSP-type setting or handling alerts for several clients Experience with ticketing systems (ServiceNow, Jira, etc.) Understanding of compliance frameworks Experience with Kusto Query Language (KQL) Job Description We are seeking a... 

    Insight Global

    Raleigh, NC
    1 day ago
  •  ...innovative financial organizations. As a Senior Product Associate within the Branch Network - Client Central team, you’ll contribute to the team by...  ...partnerships with Product Owners and teams across technology, finance, legal and operations, ensuring completeness of... 

    慨正橡扯

    Raleigh, NC
    3 days ago
  •  ...Support development of themselves and other associates in an actuarial capacity and according...  ...Bachelor's degree in risk management, finance, economics, actuarial science, mathematics...  ...-centric, leading digital financial services company with passionate customer service... 
    Permanent employment
    Work experience placement
    Remote work
    Flexible hours

    Ally

    Raleigh, NC
    5 days ago
  • LPL Financial in Raleigh, NC, is seeking a Registered Client Service Associate to provide comprehensive support within financial advisors’ practices...  ...experience through effective account management and compliance adherence. The ideal candidate should possess strong... 

    LPL Financial

    Raleigh, NC
    3 days ago
  •  ...access to friendly, fast, and affordable financing for life’s expenses. In this role, our...  ...the role, ensuring timely and efficient service Exceed customer expectations through ease...  ...collections activities while maintaining compliance with all relevant laws and regulations... 
    Full time
    Traineeship
    Local area
    Monday to Friday

    OneMain Financial

    Raleigh, NC
    4 days ago
  •  ...protocol, policies and procedures, and compliance with regulatory agencies, to include but...  ...financial liability prior to arrival for services. Arrange payment options with the patients...  ...or billing and collections. Or, an Associate\'s degree in a healthcare related field... 
    Work at office
    Local area

    Duke

    Raleigh, NC
    1 day ago
  • Cardinal Health in Raleigh, NC is seeking a Finance Operations professional to oversee the accounting and financial performance of operations...  ...You'll handle customer rebates, process payments, and ensure compliance with contracts in a collaborative environment. The ideal... 

    Cardinal Health

    Raleigh, NC
    2 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Client Service Associate — Finance Admin & Compliance. Be the first to apply!