Transfer Agency Compliance VP — Governance, Risk & Strategy
State Street
State Street in Massachusetts is seeking an experienced operations professional to validate daily activity, manage controls, and resolve inquiries and issues promptly. You will contribute to ad-hoc projects, assist with workflow enhancements, and support training for new hires in a fast-paced environment. The role requires 5–7 years in financial services, 3+ years of management, and an operational background, with a strong emphasis on compliance, reporting, and cross-team collaboration. #J-18808-Ljbffr State Street
- ...is seeking an experienced leader to oversee regulatory compliance within North American Transfer Agency operations. This role supports the Institutional... ...requirements, liaise with Corporate Compliance, Privacy, Risk, Legal, and Audit, and guide control enhancements across...Risk
$110k - $181.25k
...for ensuring regulatory compliance within North American Transfer Agency operations. This is an exciting... ...us to help them manage risk, respond to challenges,... ...proper oversight and governance of outsourced providers... ...enhancements, risk strategies, and process improvements...RiskTemporary workFlexible hours$70k - $130k
...Associates and provide back-up management support if required. Provide Compliance support to the Institutional TA and contribute to projects in a... ...globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability...RiskTemporary workFlexible hours$130k - $220k
...ForGlobal Treasury Risk Management (GTRM),... ...a Vice President (VP) level risk leader... ...direction, strong governance, and leadership... ...the firm’s business strategy. GTRM provides independent... ..., and rating agency engagement.The... ...assessment, regulatory compliance, and risk appetite...RiskFull timeTemporary workFlexible hours$159.96k - $266.56k
...The Vice President, Premium Affiliation Strategy role reports to the SVP of Offering Strategy... ..., Business Development, Marketing, Compliance, Legal, and Advisor Engagement teams to... ...executionProactively communicate progress, risks, dependencies, and outcomes to senior...RiskFull timeWork from home$250k - $290k
...seeks a Senior Vice President, Transfer Agency Oversight to assist in... ...executive will define the vision, governance, and operating model for end... ...rigor and a strong risk mentality. You will partner... ...Operations, Product, Legal, Compliance, Finance, and Transformation...RiskFull timeWork at officeLocal areaRemote work1 day per week$120k - $202.5k
...Management’s (IM) Business & Technology Risk and Resilience (BTRR) team is first line... ...years of experience in operational risk, compliance or audit with a focus on risk assessment... ...control activities, operating model, strategy, and key initiatives; efficiently and effectively...RiskFull timeTemporary workRemote workFlexible hours$200k - $225k
...the Broadridge team.The VP, Head of Policy & Data... ...Operations leads the data, governance, and operational... ...enablement. Operating Model & Strategy: Define and evolve the... ...policy solutions Risk Management & Oversight:... ...receive paid sick leave in compliance with the Colorado...RiskFull timeLocal areaRemote work$120k - $202.5k
State Street in Quincy, Massachusetts is looking for a Governance Vice President to lead the privileged access management framework. This... ...ensuring that all privileged access is governed effectively, meeting risk standards and audit requirements. The ideal candidate should...Risk$233k - $420k
...Capital & Enterprise Strategy leader is accountable... ...broader capital management, risk financing, Global Risk... ...risk appetite, rating agency considerations, and... ..., loss portfolio transfers, reserve sidecars, capital... ...for outcomes.Establish governance and performance...RiskLocal areaFlexible hours$110k - $181.25k
...individual to lead our environment and data strategy workstream. This individual must bring... ...portfolio management, trading, and compliance functions across asset classes. This position... ...rely on us to help them manage risk, respond to challenges, and drive performance...RiskFull timeTemporary workWork at officeFlexible hours$260k - $360k
...This role translates regulatory strategy into disciplined execution... ...ensures the systems, processes, governance, and talent are in place to... ..., submission readiness, compliance, and inspection support.In partnership... ...with execution updates, risk assessments, and pragmatic recommendations...RiskWork at office$120k - $202.5k
...Management’s (IM) Business & Technology Risk and Resilience (BTRR) team is a first line... ...control activities, operating model, strategy, and key initiatives; efficiently and effectively... ...identified by SLOD Operational Risk and Compliance, TLOD Corporate Audit, external audit...RiskTemporary workRemote workFlexible hours- ...Vice President of Trade Compliance is responsible for... ...role is responsible for governance of international trade... ...mitigating regulatory risk, and optimizing cross-... ...Lead Risk Management strategies to identify, access, and... ...government importing agencies, regulatory authorities...RiskWork at office
$88k - $145k
...the Enterprise Payments and Receivables Strategy Consultant with American Family Insurance... ...will advance enterprise payment strategy, governance, compliance, vendor partnerships, modernization initiatives, and payment-related risk management. You will work closely with Treasury...RiskFull timeLocal areaRelocation package$171.1k - $236k
...AI initiatives, ensuring AI strategy is translated into scalable,... ...to enterprise priorities and governance. Acts as a senior program leader... ..., dependencies, timelines, risk mitigation). Ensure outcomes... ...enterprise AI governance, risk, and compliance frameworks. Operationalize...RiskFull timePart timeWork at office$151.08k - $226.62k
Associate Director, US Business Strategy, RDULocation: Boston Seaport, MAIntroduction to... ...Reporting to the Head of Business Strategy & Governance, US Commercial, you will drive the build... ..., ensuring disciplined implementation, risk management, and course-correction to...RiskFull timeTemporary workWork at officeFlexible hours3 days per week$100k
...one in this posting.Who You AreHigh-agency operator who moves seamlessly... ...identifying execution gaps, surfacing risks early, and unblocking issues.What You... ...the Company is required to ensure compliance with these laws when transferring technology to nationals of certain...RiskPermanent employment$70k - $130k
...Associates and provide back-up management support if required.Provide Compliance support to the Institutional TA and contribute to projects in a... ...globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability...RiskFull timeTemporary workFlexible hours$110k - $188.75k
...a Vice President, Market Data Strategy & Vendor Management to work collaboratively... ...ESG data responsibilities.The VP will operate as a trusted... ...analysis and day‑to‑day governance support for key market data... ...Procurement, Finance, Legal, Risk, and Technology to ensure outcomes...RiskFull timeTemporary workFlexible hours$177k - $308k
...its innovation-based strategy to discover, develop and... ...and establish data governance standards that ensure... ...consortia, regulatory agencies) and contribute to thought... ...encourage calculated risk-taking, rapid prototyping... ...of any promotion or transfer of Lilly employees....RiskFull timeFlexible hours$110k - $188.75k
...Content Operations (VP) to help ensure... ..., maintained, and governed across digital and... ...design, marketing, compliance, digital, and analytics... ...—not content strategy or creative direction... ...compliance and risk controls into content... ...with external agencies or vendors as neededContent...RiskFull timeTemporary workFlexible hours$120k - $202.5k
...to establish world-class operational governance, resilience, and continuous improvement... ...the global operational excellence strategy for Cyber Security platforms, products... ...Management, Engineering, Security Operations, Risk, Audit, and Compliance teams to improve operational...RiskFull timeTemporary workWork at officeLocal areaFlexible hoursShift work2 days per week$110k - $188.75k
...forThe Vice President, Business Risk Advisory - Global Treasury &... ...operational, regulatory, and compliance risks are effectively... ...business and compliance risk strategy, oversight, and challenge to... ...issuesContribute to executive governance forums, Business Risk Committees...RiskFull timeTemporary workFlexible hours- ...GRL II), Global Regulatory Strategy Responsible for developing... ...anticipates and mitigates regulatory risks, ensures compliance with global regulatory... ...responses to regulatory agency requests. Accountable for... ...experience interfacing with major government regulatory agencies....Risk
$200k
...looking for a Regulatory Strategy, Vice President (Bay Area,... ...other regulators and key government regulatory agencies to execute international and... ...programs and maintaining full compliance with all regulatory... ...skills in complex reasoning, risk management, risk benefit and...RiskFull time$120k - $202.5k
Who we are looking forThe Risk Strategy & Operational Resilience Vice President leads the implementation... ...readiness, effective testing, and compliance with global standards and regulatory... ...& Regulatory AlignmentOwn and enhance governance frameworks to ensure consistent risk...RiskFull timeTemporary workWork at officeFlexible hours$319.06k - $389.97k
...implementation, establishes robust governance frameworks, and... ...sustained regulatory compliance and inspection... ...trends, manages enterprise risk, and positions quality... ...:Enterprise QMS Strategy & VisionDefine and execute... ...associations, regulatory agencies, and peer...RiskFull time$268.2k - $402.2k
...Summary:The Executive Director, Regulatory Strategy will serve as a seasoned regulatory... ...participation in conferences and industry/agency regulatory meeting, committees and trade... ...understanding of the requirements, opportunities, risks and alternatives for developing and...RiskFull timeSummer workLocal areaRemote workFlexible hours2 days per week$120k - $202.5k
...to manage complex transactions and legal risks in a fast-paced asset management... ...product specialists, operations, and risk and compliance personnel.What you will be responsible forAs... ...of fixed income investment strategies and related investment vehiclesThe ability...RiskFull timeTemporary workFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Transfer Agency Compliance VP — Governance, Risk & Strategy. Be the first to apply!
- vice president information technology Quincy, MA
- vice president real estate development Quincy, MA
- vice president research Quincy, MA
- vp hr Quincy, MA
- vice president healthcare Quincy, MA
- vice president product development Quincy, MA
- vp internal audit Quincy, MA
- vice president business solutions Quincy, MA
- vice-president human resources Quincy, MA
- vice president shared services Quincy, MA



