Regulatory Compliance Analyst—Finance & Trading
Intercontinental Exchange Holdings, Inc.
A global financial services provider is seeking a Compliance Analyst to monitor compliance, assist with customer onboarding, and perform regulatory reporting. The ideal candidate will have a Bachelor’s Degree and strong analytical skills. You must pass the FINRA SIE Exam within 3 months and either the Series 7 or Series 99 within 6 months of hiring. This role demands excellent communication skills and the ability to work in a fast-paced environment. #J-18808-Ljbffr Intercontinental Exchange Holdings, Inc.
$123.2k - $274.56k
...internal and external reporting, and related compliance and administrative requirements.... ...generally accepted accounting principles and regulatory guidance, and in compliance with section... ...SkillsBalance Sheets, Decision Making, Finance, Financial Reporting and Analysis,...SuggestedFull timeTemporary workPart timeWork experience placementWork at office$78.8k - $177.68k
...a global, employee-owned consultancy providing actuarial consulting, retirement funding and healthcare financing, enterprise risk management and regulatory compliance, data analytics and business transformation as well as a range of other consulting and technology solutions...SuggestedFull timeWork experience placementRemote workFlexible hours- ...the evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessaryThis... ...customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as...SuggestedFull timeWork experience placementWork at officeLocal area
- ...Applicants should have a bachelor’s degree and 5+ years of experience in commercial banking. Responsibilities include monitoring financial performance and tracking covenant compliance, combined with a flexible hybrid work arrangement. #J-18808-Ljbffr Georgia's Own Credit UnionSuggestedFlexible hours
- Job Description Job Description The Risk Manager is responsible for providing claim advocacy, handling, and oversight for all client losses in all lines of coverage, assuring complete and sound investigations and resolutions, reviewing and monitoring files to ensure...Suggested
$102.8k - $176k
...presenting RSM’s full suite of cyber, risk, compliance, privacy, resilience, and technology... ...with client enterprise risk priorities, regulatory obligations, cyber maturity goals, and resilience... ...and IT leadership, compliance, legal, finance, internal audit, procurement, and...Full timeContract workWork experience placementInternshipWork at officeLocal area- AIG is seeking an actuarial pricing professional in the Atlanta area to perform pricing analyses and develop pricing models using actuarial ratemaking techniques. The role involves programming development and providing pricing support for underwriters, with emphasis on ...
$175k - $205k
A leading InsurSec company is seeking an Actuarial Manager for its Pricing team in Atlanta, Georgia. In this role, you will lead a variety of pricing projects, contribute to pricing initiatives and strategies, and collaborate across functions to enhance operational efficiency...- Job DescriptionJob Summary:We are seeking a highly motivated Application Analyst to support our portfolio of Regulatory Risk and Compliance applications. This role is ideal for someone who enjoys solving complex problems, is not afraid to get into the technical details...Work at office
- Prime Therapeutics is seeking a Regulatory Analyst to lead regulatory assessments, audits, and accreditation activities across CMS, NCQA, and... ...with internal teams and external partners to ensure compliance and documentation readiness for reviews. The ideal candidate...Remote job
- Prime Therapeutics is seeking a Sr Regulatory Analyst to lead regulatory review, audits, and accreditation efforts across Commercial, Medicare, Medicaid, and Marketplace programs. This remote role focuses on coordinating regulatory activity, quality efforts, and client...Remote job
- PNC is seeking an in-office Operations Manager to oversee bank account intake, KYC compliance, and treasury servicing system modernization. You will lead a team across one or more sites, ensuring consistent performance and adherence to policies. The role emphasizes risk...Work at office
$122.4k - $204.4k
...documentation. This role plays a key part in ensuring compliance with US GAAP, statutory, and regulatory requirements, with a focus on tactical and... ...operationalization of accounting policies across business units and finance functions, ensuring consistent application in day-to...Full timeLocal area$260k - $365k
...Traurig (GT), a global law firm, has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. They can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office. We offer competitive...Full timeTemporary workWork at officeFlexible hours- ...for a behavioral health nonprofit. This hands-on engagement reports to the CFO and oversees grant accounting, financial reporting, compliance, and audit support across federal, state, county, and foundation grants in a remote, 25-hour/week arrangement. The role drives...Remote jobInterim role
- ..., roadmaps, and benefits realization. Lead small to midsized teams; coach analysts/consultants and client SMEs; drive stakeholder alignment across Claims, Legal, Compliance, SIU, IT, and Finance. Client Growth & Thought Leadership Shape proposals and solution architectures...Full timeLive inWork at officeLocal area
- ...the Society of Actuaries) ~ CERA (Chartered Enterprise Risk Analyst) ~ MAAA (Member of the American Academy of Actuaries) ~... ...pricing for insurance products, ensuring profitability and regulatory compliance. Analyze complex datasets to forecast trends, assess liabilities...
$143.62k - $229.79k
...complex actuarial or analytical projects, ensuring timeliness, compliance, and quality of work Provide proactive and strategic... ...Hiring Management, Insurance Industry, Organizational Leadership, Regulatory Compliance ___________________________________________________...Local areaRemote work$100k - $195k
...development, profitability projections, and data flow managementStrong background in risk management, sensitivity analysis, and regulatory compliance testingProven experience in product development lifecycle and inforce policy managementFamiliarity with profitability...Minimum wage- A leading financial services provider in Atlanta is seeking a Compliance Analyst responsible for monitoring electronic communications and ensuring compliance with regulations. The role entails assisting with customer onboarding, reviewing supervisory procedures, and managing...
- ...day service inquiries. They ensure policy compliance, analyze coverage and exposure trends,... ...activities including policy documentation and regulatory filings.Liaise with carriers and vendors... ...'s degree in business, insurance, finance, or related field; professional insurance...Full timeWork at office
- ...financial reporting, general ledger management, reconciliations, and compliance for multi-venue food service operations. Where: Onsite... ...as needed Qualifications: Degree in Accounting or Finance required Minimum two years of accounting experience Strong...Full timeTemporary workWork at officeImmediate startNight shift
$137.28k
...exposure to a broad range of audits, including front office trading, regulatory compliance, operational controls, and the rapidly evolving world of... ...,000.00 -$95,000.00 1 week ago Senior Corporate Auditor, Finance Leadership Development Atlanta, GA $81,000 - $192,000 2...Full timeRelocation package$100k - $163k
...the function, policies, procedures, and compliance requirementsCollaborate and consult with... ...risk management tools.Bachelor’s degree in Finance, Accounting, Business, Economics, or a... ...Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively...Full timeWork experience placement- Gruppo SKF is seeking a Sales Director responsible for enhancing sales growth within the Southeast region. The role entails strategic leadership and collaboration with various stakeholders to prioritize growth opportunities. Candidates should have proven sales leadership...
$75k - $90k
...Region Reports To: Corporate controller Department: Accounting and Finance Position Type: Full-Time Employee Type: FTE Compensation Range... ...oversees daily accounting operations, ensures accuracy and compliance in financial reporting, and provides leadership to the...Full timeTemporary workRemote workFlexible hours- ...Senior Manager") oversees Managers/Staff to provide property tax compliance, consulting, and appeal services for assigned clients. The... ...University Degree, College Diploma, or equivalent in Accounting, Finance, Business Administration, Economics, Real Estate, Business...Full timeContract workLocal area
- ...Financial Analyst As a thought-leader and best-in-class provider... ...Analyst reports to the Finance Manager and serves as a strategic... ..., financial reporting, grant compliance, cash flow forecasting, and profit... ...organizational goals and regulatory compliance. Responsibilities...
- ...large commercial loan relationships are in compliance with State and Federal regulations and... .... Has responsibility for following regulatory requirements including those pertaining... ...year degree in Business Administration, Finance, Accounting or related field; Graduation...Local area
- ...between our ERP platform and the enterprise finance and risk data ware house.This role... ...reporting in response to process, system, regulatory, or organizational changes.7. Mentor less... ..., systems, technology, data, risk, compliance or related areas4. Experience working with...Full timePart timeShift workDay shift
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