Regulatory Compliance Analyst—Finance & Trading
Intercontinental Exchange Holdings, Inc.
A global financial services provider is seeking a Compliance Analyst to monitor compliance, assist with customer onboarding, and perform regulatory reporting. The ideal candidate will have a Bachelor’s Degree and strong analytical skills. You must pass the FINRA SIE Exam within 3 months and either the Series 7 or Series 99 within 6 months of hiring. This role demands excellent communication skills and the ability to work in a fast-paced environment. #J-18808-Ljbffr Intercontinental Exchange Holdings, Inc.
- ...division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm... ..., such as law, accounting, sales, and trading. We look for those who possess sound... ...networks to benefits, wellness and personal finance offerings and mindfulness programs....SuggestedWork at office
$78.8k - $177.68k
...a global, employee-owned consultancy providing actuarial consulting, retirement funding and healthcare financing, enterprise risk management and regulatory compliance, data analytics and business transformation as well as a range of other consulting and technology solutions...SuggestedFull timeWork experience placementRemote workFlexible hours- ...Insured Automotive Services is seeking a full-time Insurance Compliance Analyst to join our Compliance team. The role focuses on maintaining... ...license renewals across jurisdictions, and supporting regulatory filings for products. Strong written communication and clerical...SuggestedRemote jobFull time
$65k - $80k
Old Republic Insured Automotive Services Insurance Compliance Analyst What You'll Love About This Job For over 50 years, Old Republic Insured... ...across all jurisdictions, support the submission of regulatory filings for new and existing products (SERFF). Draft and edit...SuggestedPermanent employmentFull timeRemote workMonday to FridayFlexible hours$102.8k - $176k
...presenting RSM’s full suite of cyber, risk, compliance, privacy, resilience, and technology... ...with client enterprise risk priorities, regulatory obligations, cyber maturity goals, and resilience... ...and IT leadership, compliance, legal, finance, internal audit, procurement, and...SuggestedFull timeContract workWork experience placementInternshipWork at officeLocal area$102.3k - $147.05k
...you.About the RoleUKG is seeking a Lead Compliance Analyst to support the execution and evolution... ...key role in ensuring compliance with regulatory requirements, supporting operational... ...environment while partnering across Legal, Finance, Product, Audit, and Compliance...- ...The Avery Group, LLC is seeking a Scientific Clearance Specialist/Analyst to support federal public health clearance for a CDC-related client. This mid-level role emphasizes organized, detail-driven work and adherence to SOPs to move complex submissions through the review...
- ...We are seeking a Regulatory Accounting and Reporting Analysts II to join our team. In this role, you will perform... ...business operations and regulatory compliance. Primary Job Responsibilities... ...Required: B.A./B.S. in Accounting or Finance Required 1 to 4 years of experience...Full timeWork experience placementWork at office
- ...portfolio of commercial and not-for-profit credit relationships. You will evaluate credit risk, structure facilities, and ensure compliance with policies while supporting client relationships and delivering high-quality service. The role collaborates with Relationship...Day shift
- Job Description Job Description The Risk Manager is responsible for providing claim advocacy, handling, and oversight for all client losses in all lines of coverage, assuring complete and sound investigations and resolutions, reviewing and monitoring files to ensure...
- AIG seeks an Associate Actuary in North America Property Pricing to help price and manage risk for major property lines. You will work with underwriting, cat modeling, and reserving teams to drive profitable growth across Retail, Lexington, and Canada. The role emphasizes...
$89.39k - $166.01k
...Discovery is looking for a skilled Sr. Information Security Compliance Analyst who will join the Global Information and Content Security (GICS... ...Card Industry (PCI) requirements and other cybersecurity regulatory and policy requirements. The ideal candidate will have experience...Temporary workWork at officeLocal areaFlexible hours- ...seeking a Capital Markets Derivatives Operations Analyst to support the Interest Rate and Commodity Derivatives trading desk. You will focus on valuation control and... ...Management and Technology, and requires five years in finance or related fields. Four days in-office per week...Work at office
- Meritain Health, part of CVS Health, is seeking a Sr Analyst, Regulatory Compliance to support compliance activities by researching issues, gathering facts, tracking trends, and preparing reports. You will collaborate with regulatory managers and internal teams to deliver...
- Job DescriptionJob Summary:We are seeking a highly motivated Application Analyst to support our portfolio of Regulatory Risk and Compliance applications. This role is ideal for someone who enjoys solving complex problems, is not afraid to get into the technical details...Work at office
- Job TitleSales Compliance Specialist Job DescriptionAs a Sales Compliance Specialist you will be responsible for managing our pipeline routing process - the foundation of our sales process and methodology. You will partner with direct sales, sales development, partner...Work at office
- ...the Society of Actuaries) ~ CERA (Chartered Enterprise Risk Analyst) ~ MAAA (Member of the American Academy of Actuaries) ~... ...pricing for insurance products, ensuring profitability and regulatory compliance. Analyze complex datasets to forecast trends, assess liabilities...
$143.62k - $229.79k
...complex actuarial or analytical projects, ensuring timeliness, compliance, and quality of work Provide proactive and strategic thought... ...Hiring Management, Insurance Industry, Organizational Leadership, Regulatory Compliance ___________________________________________________...Local area- ...Elevance Health is seeking an Actuarial Analyst II to join our team in a hybrid in‑office... ...for reserve calculations and regulatory exhibits. A BA/BS and 3 SOA/CAS exams with... ...analytics teams, with an emphasis on accuracy, regulatory compliance, and #J-18808-Ljbffr...Work at officeRemote work
$100k - $195k
...development, profitability projections, and data flow managementStrong background in risk management, sensitivity analysis, and regulatory compliance testingProven experience in product development lifecycle and inforce policy managementFamiliarity with profitability...Minimum wage- ...operations in a dynamic financial services firm, ensuring compliance with U.S. GAAP standards and regulatory requirements.Collaborate with cross-functional teams... ...Job RequirementsBachelor’s degree in Accounting, Finance, or a related field; CPA or CPA-track preferred.5-7...Work at officeRemote workFlexible hours
- ...Senior, Financial Compliance Welcome to Warner Bros. Discovery the stuff dreams are made of. When we say, "the stuff dreams are... ...operations of the company. Works closely with the business including Finance, Global Business Services (GBS), the broader Finance community...Work at office
- ...Managers, Credit Risk Officers and Analysts to evaluate credit risk, structure financing solutions, maintain risk rating integrity, monitor covenant compliance, and identify emerging risks. The... ...with bank policies and regulatory requirements while delivering a high...Full timePart timeWork at officeShift workDay shift
$365k - $400k
...opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. This position can be filled in any U.S. market where... ...experience in mortgage lending and servicing, consumer finance, commercial finance, alternative lending products such as buy...Full timeTemporary workWork at officeFlexible hours$260k - $365k
...Traurig (GT), a global law firm, has an exciting full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. They can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office. We offer competitive...Full timeTemporary workWork at officeFlexible hours- ...for the risk evaluation and associated compliance requirements within assigned portfolio and... ...Manager Team Lead.Mentors and coaches Analysts, Associates, and teammates still building... ...essential functions.Bachelor’s degree in Finance, Accounting, Economics or Business, or...Full timePart timeWork experience placementWork at officeShift workDay shift
- ...wants to shape the future of fintech accounting.You'll lead core accounting operations, ensure compliance and audit readiness, and bring automation and modern tools into the finance stack. You'll also collaborate across teams to help make our own product even better.Daily...Work at office
- ...SupervisorThe Accounting Supervisor leads the finance team in maintaining accurate financial records, managing tax compliance, and supporting special projects and audits.... ...all sales tax filings and ensure regulatory complianceReview and analyze financial statements...
- ...shaping our financial operations by leading financial statement analysis and reporting, managing month-end closings, ensuring tax compliance, and supporting audits. In addition, this role drives process improvement initiatives that enhance efficiency and accuracy across...For contractors
- ...day service inquiries. They ensure policy compliance, analyze coverage and exposure trends,... ...activities including policy documentation and regulatory filings.Liaise with carriers and vendors... ...'s degree in business, insurance, finance, or related field; professional insurance...Full timeWork at office
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