Senior AML Advisory Lead - Front Office Compliance
StoneX Group Inc.
StoneX Group Inc. is seeking an experienced Anti-Money Laundering Advisory Team Lead to support the Broker-Dealer Securities Division with CIP/KYC/CDD onboarding, EDD reviews, and regulatory compliance across BD and Wealth Management lines. You will respond to front office inquiries, provide practical AML guidance, and collaborate across departments to strengthen the AML Program. CAMS is preferred or can be obtained within 12 months of hire. #J-18808-Ljbffr StoneX Group Inc.
- StoneX Group is seeking an AML Advisory Team Lead in New York to oversee the AML Program across BD Securities and Wealth Management. You will... .../KYC/CDD processes, perform EDD reviews, and liaise with front office and regulators on complex cases. Candidates should bring 5...SeniorFront office
- Robinhood Asset Management (RAM) is expanding its compliance program for a new advisory activity. The Compliance Specialist will coordinate with teams... ...New York, Chicago, Westlake, TX, Denver, and Menlo Park offices, with in-person attendance required at least 3 #J-18808...Senior
$90k - $125k
...operate from more than80 offices spread across six... ...Responsibilities The AML Department manages the... ...sanctions/financial crime compliance and regulatory... ...In this role, the AML Advisory Team Lead will be responsible for... ...providing guidance to the front office and cross‑department...Front office- ...Title: Director, Senior Legal Counsel, Structured Finance Group... ...policies in coordination with the Compliance department relating to... ...internal stakeholders across the front office and other corporate functions... ...sanctions and anti-money laundering (AML), and conduct risk....SeniorFront officeLocal areaFlexible hours
$234k - $267.1k
Senior Director, Lead AML Advisor for Card Business Join to apply for the Senior Director... ...will report to the MVP, AML Advisory, who in turn reports to Capital One’s Chief AML Officer (CAMLO). We are seeking a... ...risk management and compliance professional with strategic...SeniorFull timePart timeLocal area$140k - $160k
Piermontbank is seeking a Senior BSA Manager to oversee the Bank’s BSA/AML compliance program in New York. The role involves leading the BSA team, managing daily operations, and ensuring compliance with regulatory standards. The ideal candidate has 10+ years of banking...Senior$82.92k - $150k
A leading cryptocurrency exchange is seeking a Senior Compliance Officer to develop and implement compliance programs related to BSA/AML and KYC regulations. Candidates should have a Bachelor’s degree and at least 5 years of experience in compliance within the financial...SeniorRemote job$160k - $185k
A leading financial institution in Midtown, Manhattan, is looking for a BSA Officer for a permanent position. This role involves coordinating daily BSA/AML compliance and managing a team of professionals. Ideal candidates will have CAMS certification and extensive knowledge...SeniorPermanent employmentFull time- ...seeking a professional with advanced knowledge of U.S. anti-financial crime regulations in New York. In this role, you will serve as a compliance advisor, manage a portfolio of compliance reviews, and provide guidance on anti-money laundering and KYC-related matters....Senior
- ...Attorney / Counsel - Junior / Senior / Lead New York, New York,... ...vertical in Legal, Regulatory Compliance, and Corporate Governance. We... ...Counsels, Chief Compliance Officers, Partners, and Heads of Legal... ...Strong research, drafting, and advisory skills, with the ability to...SeniorContract work
- ...including anti-money laundering, sanctions compliance, and customer due diligence requirements,... ...with additional international AML frameworks is considered an advantage. Serve... ...service levels, identifying matters requiring senior-level input when appropriate. Support the...
$211.28k - $316.92k
...Category: Legal, ProfessionalCompany: CitiThe Senior Lead Counsel is a position responsible for... ...risks impacting the businessProvides advisory services in respect of business... ...stakeholders and functional partners (e.g., Risk, Compliance) by participating in planning and...SeniorFull time- Our client, a leading global hedge fund with a reputation... ...is looking to hire a Compliance Lead to join its New York office. This is a broad, front-office facing role... ...portfolio managers and senior stakeholders across a... ...ideal candidate will have advisory or generalist...Front officeWork at officeFlexible hours
$115k - $160k
...Berkeley Research Group, LLC in New York is seeking a financial crime compliance expert to support their Financial Institution Advisory practice. This role involves managing client relationships, leading project timelines, and developing high-quality deliverables. The...Senior- Brookfield Asset Management seeks a Senior Auditor to join its Internal Audit team in New York. You will execute audit and advisory engagements across the asset management business... ...laundering, confidentiality, marketing compliance, and private funds operations, reporting...Senior
- Institutional Shareholder Services (ISS) in New York seeks a senior Compliance Officer to oversee conflicts of interest, information barriers, and the ongoing compliance program across its SEC-regulated advisory business. You will report to the Chief Compliance Officer...Senior
$104.5k - $145k
Corporate Advisory Business Management - Senior Associate Join J.P. Morgan’s Corporate... ...Risk, Legal, Compliance, Business Control,... ...Technology, Chief Data Office, Finance, and others... ...Liaise with Front Office, Sustainability... ...on various forums. Lead Business Performance...SeniorFront officeWork at office- EY is seeking a Senior Manager in Financial Services - Insurance and Actuarial Advisory Services in New York. Lead engagement teams, advise senior client stakeholders, and shape how actuarial work is delivered amid transformation and AI. You may start with modeling or...Senior
- Baker Tilly International is seeking a Senior Consultant for their Transaction Advisory Services in New York. The role involves providing due diligence and transaction advisory services, interacting with partners, and performing financial analyses for a diverse clientele...Senior
$125k - $140k
A leading consulting firm in New York is seeking a Senior Associate to join its Dining Advisory Practice Group. This role requires at least 7 years of experience in dining services consulting, with a strong focus on client engagement and procurement processes. As a trusted...SeniorRemote job- Intuitive is seeking a Sr. Investigations and Employment Advisory Specialist to join the global Employment Legal team. This role focuses on leading investigations of workplace complaints and advising on complex labor compliance across the US and globally. The position...Senior
- A market research consulting firm is hiring a Client Advisory Manager to serve as the primary contact for 25-35 university clients. This role involves building relationships, translating data into actionable insights, and providing strategic advice in a fast-paced, remote...SeniorRemote job
- ...consults, and follow-ups. The role includes taking a lead position among the scheduling group, mentoring... ...less experienced staff, and assisting in front desk/office activity when the Supervisor is unavailable. This senior-level position supports Mount Sinai's mission to...SeniorFront office
$150k - $185k
...is a seeking a Broker-Dealer Compliance Advisor (focusing on Equities... ...regulation providing compliance advisory services, with a strong... ...reputation. Compliance and Compliance Officers play a crucial role in... ...compliance advisory support to front office teams across day-to-...Front officeImmediate start- ...including trade settlements, collateral management, reconciliations, and control processes. You will collaborate with Front Office, Risk, Compliance, Accounting, Technology, and external market participants to maintain accuracy, efficiency, and compliance in daily operations...SeniorFront office
- A major accounting and advisory firm is seeking an Internal Audit & Risk Consulting Senior in New York. This role focuses on performing and overseeing full-cycle internal audit engagements, ensuring compliance and accuracy of client assessments. Candidates should have...Senior
- ...- AVP in Belfast to plan, execute and report control testing across Markets Trading and Sales. You will collaborate with Front Office, Compliance and Risk teams to ensure rigorous control design and effective testing execution. The role emphasizes stakeholder management...SeniorFront office
$176.72k - $265.08k
...data flows, and enterprise-wide financial reporting.The Lead Business Architect is a senior, independent leader responsible for defining the target... ...with senior business stakeholders across Finance, Front Office, and Operations to gather requirements, build consensus...SeniorFront officeFull time- Orbiss Inc. is seeking an Accountant and Advisory Senior to manage a client portfolio from bookkeeping through year-end closing, including bank reconciliations, closing entries, and P&L analysis. You will produce timely monthly, quarterly, and annual financial reports,...SeniorRemote job
$135.9k - $220k
...is committed to an in-office culture that supports collaboration... ...for building and leading a team to deliver... ...Technology is seeking a Senior Technology Manager to manage... ...risk, financial, and compliance policies are metManages... ...a collaborative, front-office-centric culture....SeniorFront officeFull timeWork at officeFlexible hoursDay shift
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior AML Advisory Lead - Front Office Compliance. Be the first to apply!
- senior maintenance supervisor New York, NY
- senior lead project manager New York, NY
- senior robotics software engineer New York, NY
- senior firewall engineer New York, NY
- senior devops engineer remote New York, NY
- senior sas administrator New York, NY
- senior IT manager New York, NY
- senior director of client services New York, NY
- senior contracts analyst New York, NY
- senior implementation consultant New York, NY


