Compliance Lead - Flexible Marketing Compliance
111 CRMC Capital Research & Mgmt
Capital Group is seeking a Compliance Lead in its Sales Literature Review team within Legal & Compliance. You will oversee compliance reviews of marketing materials for retail and institutional investors across ETFs, mutual funds, and other vehicles. You will advise writers and internal partners on applicable regulatory requirements and maintain documentation to meet SEC and FINRA standards. You will collaborate with global lawyers and risk professionals, apply critical judgment to advertising #J-18808-Ljbffr 111 CRMC Capital Research & Mgmt
Vacancy posted 1 day ago
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