VP, Employee Compliance — Hybrid (US) | Regulatory Risk
Banco Santander SA
Banco Santander SA is seeking a VP - Employee Compliance responsible for administering the Firm's Employee Compliance Program with a focus on Personal Securities Trading. Your duties include monitoring employee trading activities, assessing compliance risks, and collaborating with various departments to ensure adherence to regulatory requirements. A Bachelor’s degree and over 5 years of relevant experience in compliance or legal roles are essential for this position. #J-18808-Ljbffr Banco Santander SA
$135k - $190k
## VP - Employee Compliance, Central Compliance Team CIBCandidatar-... ...compliance with applicable regulatory requirements and Firm... ..., Human Resources, Risk, Internal Audit,... ...commence employment.#Hybrid - Miami or New York**... ...reason, please contact us at ****@*****.***...RiskRegulatoryHourly payFull timeContract workWork experience placementShift work- ...United Kingdom Job Type: Hybrid Posted: May. 13, 2026... ...just a job. A career with us means joining a team of... ...Local and Cross-Border regulatory changes; (b.) changes... ...and escalating issues, risks and dependencies as... ...serve. In turn, we put our employees first and provide the...RiskRegulatoryFull timeCasual workLocal areaWork from home
- In compliance with applicable laws, HSBC is committed to... ...authorized to work in the US. Applicants must be... ...planet we all share. The Risk & Compliance (R&C) Performance... ...R&C priorities and US regulatory and business... ...landscape preferred As an HSBC employee, you will have access...RiskRegulatoryLocal area
$230k - $270k
...experience and proprietary risk‑modeling... ...Fortitude Re. The VP, Fixed Income & Capital... ..., NJ office on a hybrid basis. What You... ...decisions, incorporating regulatory capital frameworks... ...to Fortitude Re employees. Fortitude Re is... ...resumes. Check us out on YouTube: About...RiskRegulatoryWork at office- Nscale Ltd. is seeking a Vice President of Compliance & Ethics to lead the U.S. compliance program. Based in New York, you... ...close collaboration with senior stakeholders, managing regulatory and reputational risks, and enhancing compliance culture. Nscale offers a competitive...RiskRegulatory
$180k - $200k
...will lead the overall HR Compliance and Labor Relations functions for the US within our large,... ...ethical behavior, ensure regulatory obligations are met... ...and mitigate compliance risks. As VP, Labor Relations and Employment... ..., HR Auditing, Employee and Labor Relations,...RiskRegulatoryPermanent employmentLocal area- ...VP, Associate General Counsel (Business... ...Worker Type: Employee Location: USA... ...Work Arrangement: Hybrid Salary range:... ...providing legal, regulatory and compliance support to the underwriting... ...goals, minimizes risk, and is in compliance... ...team to let us know the nature of...RiskRegulatoryFull timePart timeWork at officeWork from home
$300k
Vice President, Compliance & Ethics (US) New York About Nscale Nscale is the... ...General Counsel on U.S. legal, regulatory, governance, and... ...regulatory and reputational risk, and enabling Nscale to scale... ...overview of the position. The employee may be required to perform...RiskRegulatoryFlexible hours$103.92k - $155.88k
PMAE Program Manager - VP Job Req Id: 26973049... ...States Job Type: Hybrid Posted: Jun. 17, 202... ...a job. A career with us means joining a team... ...generally ranges from regulatory compliance to risk management. PMAE is not... ...Citi offers competitive employee benefits, including...RiskRegulatoryWork at office$150k - $185k
...initiatives spanning trading, risk, and technology. Key... ...enhancements, and regulatory programs Translate business... ...frameworks (Agile/Hybrid) Experience with Agile... ...Office, Technology and Compliance. Provides leadership to... ..., please email TD Bank US Workplace...RiskRegulatoryLocal area$150k - $185k
...spanning trading, risk, and technology. Key... ...enhancements, and regulatory programs Translate... ...frameworks (Agile/Hybrid) Familiarity with... ...Office, Technology and Compliance. Provides... ...Education & Experience (VP) Bachelor's Degree... ...please email TD Bank US Workplace Accommodations...RiskRegulatoryLocal areaFlexible hours$83k - $108k
...lines of business. This is a hybrid role, and the ideal... ...responsibilities must be performed in compliance with applicable legal and regulatory requirements.... ...wide meetings to identify risks or operational gaps, propose... ...match, discounted Employee Stock Purchase Program, tuition...RiskRegulatoryWork at officeRemote work$150k - $180k
Vice President, Compliance - Monitoring & Testing, US Compliance Oversight Program - TD Securities... ...program of first line Risk Owner (RO) activities... ...teams across the globe. The VP Compliance will also... ...financial product laws, rules and regulatory landscape, and a...RiskRegulatoryWork experience placementWork at officeLocal areaWork from homeFlexible hours$180k - $277k
...excellence, safety, compliance, and reliability... ...audit readiness, and regulatory requirements.... ...operational metrics, risk management, and... ...orchestration, or hybrid cloud architectures... ...situation, please let us know. The... ...the position. The employee may be required to...RiskRegulatoryContract workFor contractorsFlexible hours$140k - $180k
...Summary: Reporting to the Head of Compliance Risk Assessment within the Transversal Compliance... ...compliance risk assessment framework, ensuring regulatory adherence while providing valuable... ...activities and assessing controls. The CACIB US Compliance Division, as the 2nd Line of...RiskRegulatory$180k - $225k
...& AI – P&C Insurance (NYC – Hybrid). A global insurance carrier... ...training to join its Legal & Compliance team. This role blends... ...Advise business teams on contract risk, structure, and negotiation strategy... ...materials for legal and regulatory risk Partner cross‑...RiskRegulatoryContract workWork at officeImmediate start$200k - $225k
...Development New York, NY | Hybrid | Full-Time About Us At Milrose... ...tomorrow through excellence in regulatory compliance and strategic advisory.... ...publications. Analyze trends, risks, and opportunities within... ...environment for all employees and applicants. All...RiskRegulatoryFull timeContract workMonday to Friday$145k
...Difference You Make: The VP, Controllership - Corporate &... ...and disclosures. Ensures compliance and regulatory standards are met within the... ...practices and procedures, including US GAAP/IFRS and regulatory... ...OnGoing/NH eGuide (foleon.com) ( Risk Culture: We embrace a...RiskRegulatoryHourly payFull timeContract workWork experience placementShift work$290k
...experience, allowing us to deliver quality,... ..., Safety & Compliance leader to lead our compliance and risk management functions... ...Workplace Safety & Employee Compliance Oversee... ...of OSHA and other regulatory safety standards.... ...and bold. Our hybrid model requires 3 days...RiskRegulatoryWork at officeLocal area3 days per week$200.7k - $229.1k
...Senior Counsel - US Commercial & Product... ...contracting and risk identification and... ...products, including regulatory overlays... ...Partnering with Risk and Compliance teams to ensure comprehensive... ...an owner vs. an employee Solid time... ...position. This role is hybrid meaning associates...RiskRegulatoryFull timeContract workPart timeLocal area3 days per week- ...Malaysia Job Type: Hybrid Posted: May. 08, 2... .... A career with us means joining a team... ...: We empower our employees to manage their financial... ...to advanced fraud risk management within... ...initiatives, compliance, and the... ...and all relevant regulatory requirements. Qualifications...RiskRegulatoryFull timeShift work
- ...Product Manager - US Business Deposit Products... ...financial risk. At Scotiabank, we... ...conducted are in compliance with governing regulations... ...operational risk, regulatory compliance risk,... ...New York office Hybrid work environment... ...Scotiabank, every employee is empowered to reach...RiskRegulatoryWork at officeFlexible hours
- ...Administrative Manager in New York to supervise regulatory compliance for Ultra-High Net Worth clients. The... ...background, tasked with managing risks and implementing strategic initiatives.... ...relations. This position offers a hybrid working model and competitive compensation...RiskRegulatory
$191.94k - $214.4k
...analyze data to estimate risk and financial impact... ...decisions.• Ensure compliance with regulatory requirements and professional standards.• Hybrid work schedule.Qualifications... ...more details on our employee benefits programs,... ...millions of people. Join us in driving growth and...RiskRegulatoryLocal areaWork from home$170k - $240k
Regulatory Reporting Director - US FinTech SF Bay Area, United States | Posted on 17/02/2026 Salary... ...States - Remote (US) or Hybrid (NYC / SF Bay Area / Austin /... ...reporting errors and operational risk. Partner with Finance, Legal, Compliance, and Data teams to source,...RiskRegulatoryRemote work$200k - $250k
...You Are We are seeking a VP, Financial Crimes... ...revenue growth. This is a hybrid strategic + execution role... ...in financial crimes risk management, go‑to‑market... ...financial crime, manage compliance risk, and uncover... ...false‑positive reduction, regulatory expectations Strong understanding...RiskRegulatoryFull timeFlexible hours- ...proud to be the only US formula that is... ...Boldly. The Role As the VP, Supply Chain, you... ...closely with the Regulatory, Quality, Product Development... ...teams to ensure compliance, quality and food... ...Proactively manage risk by implementing and... ...employer match Employee medical, dental,...RiskRegulatorySummer workLocal areaRemote workSleeping nightsFlexible hours
$180k - $200k
...President for Asset Liability Manager role in New York. The position is hybrid and involves overseeing liquidity management and Treasury functions, ensuring compliance with risk appetite and regulatory expectations. Ideal candidates will possess over 10 years of...RiskRegulatory- In compliance with applicable laws, HSBC is committed to... ...authorized to work in the US. Applicants must be... ...Global Trade Services) Regulatory Compliance, plays a key... ...Regulatory Compliance risks and ensure timely advice... ...environment As an HSBC employee, you will have access to...RiskRegulatoryLocal area
$240k - $300k
## Head of Market Risk for US Credit Trading, Executive DirectorCandidatar-selocations... ...support senior management and ensure compliance with regulatory requirements.The responsibilities of... ...Markets bonds (cash and derivatives). + Hybrid credit products such as convertibles...RiskRegulatoryHourly payFull timeContract workWork experience placementShift work
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