Senior Legal Counsel AI & FinTech Compliance (BD/RIA)
$175k - $190kCetera Financial Group
Cetera Financial Group in El Segundo is seeking a Senior Legal Counsel to support the use of AI across its broker-dealer and RIA businesses. In this role, you will provide legal counsel for contracts involving AI technology, ensuring regulatory alignment and data protection. The ideal candidate will have 5–10+ years of legal experience in financial services, especially related to AI and automation. A competitive salary in the range of $175,000–$190,000 and comprehensive benefits package is offered. #J-18808-Ljbffr
- ...Senior Legal Counsel – AI, Broker‐Dealer & RIA Cetera is seeking a Senior Legal Counsel to support the firm's use... ..., supervision, operations, compliance, and corporate teams. Your role is... ...AI usage standards that align with BD and RIA regulatory requirements, data...SeniorBd
$245k - $255k
...Senior Legal Counsel (AI and Technology) Los Angeles, CA • San Francisco, CA Legal Remote Full-time The Role Linktree is... ...experimentation while managing risk (not slowing it down) Lead compliance readiness for emerging AI regulations (including the EU AI...SeniorFull timeRemote workHome office$159k - $200k
...robots to establish new paradigms in human‐AI interaction. We're not just seeking to... ...Role: Reporting to the General Counsel, as Senior Legal Counsel, you'll be a key legal leader... ...securities filings, governance, legal compliance, contract review and negotiation, and...SeniorContract workCasual work$160k - $230k
...robots to establish new paradigms in human‑AI interaction. We’re not just seeking to... ...Role: Reporting to the General Counsel, as Senior Legal Counsel - Securities & Corporate... ...securities filings, governance, legal compliance, contract review and negotiation, and...SeniorContract workCasual work$160k - $200k
...robots to establish new paradigms in human‐AI interaction. We're not just seeking to... ...Your Role Reporting to the General Counsel, as Senior Legal Counsel‐SEC, you'll be a key legal... ...securities filings, governance, legal compliance, contract review and negotiation, and...SeniorContract workCasual work- ...Faraday Future is seeking a Senior Legal Counsel in El Segundo, California, to drive strategic legal initiatives. This role involves oversight of legal compliance, contract negotiations, and securities filings. The ideal candidate has a J.D. and 10+ years in corporate...SeniorContract work
$250k - $325k
...Talently is seeking a Senior Commercial Counsel in Los Angeles, CA, to drive the legal foundation supporting transformative AI products. This position requires a hands-on legal professional... ...commercial strategies while ensuring compliance and risk management are prioritized....Senior$147k - $202k
...Opportunity We are looking for a seasoned Senior Regulatory Legal Counsel to lead and advise on complex... ...data protection, consumer rights, and AI governance. Oversee and manage... ...implementation of global policies and compliance programs and scalable legal processes...SeniorWorldwide$245k - $255k
...A leading tech company is seeking a Senior Legal Counsel (AI & Technology) in Los Angeles, ensuring legal guidance for AI products and regulatory compliance. Candidates should have 7–10 years of experience in legal roles within tech, with strong skills in AI, data, and...Senior$245k - $255k
...A technology company based in Los Angeles is seeking a Senior Legal Counsel specializing in AI and technology law. In this role, you will partner with Product and Engineering teams to ensure compliance while driving innovation in AI-powered features. The ideal candidate...Senior- Broughton Group is seeking an experienced Senior Product Counsel in Los Angeles to provide strategic legal support for innovative payment products. The ideal candidate... ..., advising cross-functionally with product and compliance teams. The role offers comprehensive benefits...SeniorRemote job
- A tech company based in California seeks a Senior Counsel for its Product Legal team. Responsibilities include advising on hardware and software issues related to AI, AR, and product compliance. Ideal candidates should have a J.D., 8+ years of legal experience, and strong...Senior
$200k - $250k
...the Role We’re hiring a high-caliber Senior Counsel to take a leading role in shaping legal strategy at a rapidly scaling fintech company. This role is ideal for someone... ...of change. ● Partner closely with Compliance on exams, audits, and risk management....SeniorFull timeContract workWork at office$96.9k - $131.1k
Earned Value Compliance Analyst (Experienced & Senior) The Boeing Company is hiring Experienced and Senior Earned Value Compliance Analysts (Level 3 and 4) to amplify program performance across Boeing Global Services (BGS) and Boeing Defense, Space & Security (BDS). This...SeniorBdContract workWork experience placementRemote workRelocationRelocation packageFlexible hours$160k - $200k
...Faraday Future is seeking a Senior Legal Counsel-SEC in El Segundo, California, to lead legal initiatives across global operations. You'll support public company compliance, oversee contracts, and guide management on legal matters. The ideal candidate will have a Juris...Senior- ...Faraday Future seeks a Senior Legal Counsel for Corporate Governance in Los Angeles to oversee legal initiatives and compliance. This role involves collaborating with senior leadership and managing SEC filings, contracts, and governance issues affecting the organization...Senior
$96.9k - $131.1k
...with great opportunity for professional growth. Find your future with us. The Boeing Company is hiring Experienced and Senior Earned Value Compliance Analysts (Level 3 and 4) to amplify program performance across Boeing Global Services (BGS) and Boeing Defense, Space &...SeniorBdPermanent employmentContract workWork experience placementRemote workRelocationVisa sponsorshipWork visaRelocation packageFlexible hoursShift workDay shift- ...Scopely is looking for an experienced Counsel, Commercial to lead legal efforts in Culver City, California. This role is essential for managing diverse commercial matters and requires strong legal expertise and judgment. The ideal candidate will have over 4 years of...Senior
- ...The Office of the County Counsel at the County of Los Angeles is... ...candidates to fill emergency Senior Deputy County Counsel vacancies... ...litigation, labor relations, legal advice, public employee discipline... ...issues, and disability compliance. Civil Rights Law – Police...SeniorContract workWork at office
- ...experience across channels. About the Role The Senior Deputy General Counsel will serve as a principal legal advisor to Edikted’s leadership team, providing... ...governance, internal investigations, and compliance initiatives as needed. Global Expansion & Scaling...SeniorContract workRemote work
$240k - $255k
..., to join the Linktree Legal Team. This role is ideal... ...teams. This is a senior individual contributor... ...’s business and ensure compliance across internal and public... ...significant emphasis on product counseling and US and EU privacy... ...Experience advising on AI, machine learning...SeniorHome office- ...technical decisions, and have immediate, real-world impact. Senior Legal Counsel, Government Contracts (This role can be based in Washington... ...requirements across contracting, procurement, and compliance Partner with business development to structure deals and...SeniorFull timeContract workFor contractorsImmediate start
- ...innovative ideas, such as AI-enabled insights and... ...Description: Temporary Senior Consultant - Financial... ...in our Regulatory Compliance Financial Crime practice... ...payment providers (i.e. Fintech organizations), broker/... ...BSA/ AML, sanctions, legal and regulatory environment...SeniorTemporary workLocal areaWorldwide
- Mattel, Inc.and Subsidiaries is seeking a motivated Senior Counsel for its Global Employment Law team. This role supports... ...firm insight. Responsibilities include advising on compliance with labor laws and managing legal risks. The position is located at Mattel's Corporate...Senior
$147k - $202k
...KRAFTON Inc. seeks an experienced Senior Regulatory Legal Counsel based in El Segundo, California. The role involves leading complex regulatory... ...years of legal experience, and deep expertise in regulatory compliance areas, including privacy and consumer protection. The...- ...complex space and ground communications systems.The Strategic Senior Acquisition Support Specialist will:Provide advice to Program/Project... ...Statutory and Regulatory requirements, Statement of Work, Compliance and Reference Document, Contract Deliverable Requirements List,...SeniorContract workFor contractorsLive inWork at officeLocal area
- Mattel is seeking a motivated Senior Counsel for Employment Law to join their Global Employment... ...This role involves providing strategic legal advice on employment matters, managing pre-litigation claims, and ensuring compliance with federal and state regulations. Ideal...Senior
$160k - $230k
...Faraday Future is seeking a Senior Legal Counsel - Securities & Corporate Governance to lead legal initiatives across its global operations... ...overseeing outside counsel, and advising on securities filings and compliance. The ideal candidate has a Juris Doctor degree, at least...SeniorContract work$80.5k - $159.3k
...Cybersecurity Senior Consultant At Crowe, you can build a meaningful and rewarding career... ...invest in innovative ideas, such as AI-enabled insights and technology-powered solutions... ...domains such as governance, risk, and compliance (GRC) and business resiliency. Serve...Senior$90k - $140k
...Senior Case Manager (Personal Injury) Salary Range $90,000.00 -... ...Travel Percentage None Category Legal Description Senior Case... ...Cases Based in Los Angeles, BD&J is California's leading... ...Employer dedicated to a policy of compliance with all federal, state, and local...SeniorBdFull timeWork at officeLocal areaShift work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Legal Counsel AI & FinTech Compliance (BD/RIA). Be the first to apply!
- senior legal counsel El Segundo, CA
- legal senior counsel family office El Segundo, CA
- legal counsel El Segundo, CA
- legal advisor El Segundo, CA
- legal consultant El Segundo, CA
- senior cost analyst El Segundo, CA
- senior program specialist El Segundo, CA
- senior manager quality engineering El Segundo, CA
- senior design technologist El Segundo, CA
- senior design verification engineer El Segundo, CA


