Audit Expert-Americas Compliance

Your role Are you a sharp evaluator of risk? Can you investigate complex situations and propose solutions? We're looking for someone like that who can: lead or conduct reviews and audits of specific business areas, provide practical, innovative and value-added solutions to issues identified drive or work as a team member on reviews and audits, including thematic and front-to-back analyze and assess risks and barriers to delivery assumed by both the business and support functions identify and evaluate the effectiveness of controls designed to address those risks prepare reports of audit findings for UBS senior management, monitor the results, risk profile and developments across Financial Crime Prevention and provide input for planning sessions successfully collaborate with peers in and across audit teams Builds-up and continuously maintains sufficient knowledge of organizational and governance structure, of products and processes, of legal and regulatory requirements, as well as developing professional skills and experience, to allow for an effective and professional mandate execution. Job Type Full Time Job Reference #

335608BR

City New York, Weehawken Your team You will be working in the Americas Compliance, Operational Risk Control (CORC) audit team in Group Internal Audit. The team is focused on risk assessing and auditing second line of defense processes and the control environment related to compliance and non-financial risk topics. GIA is an independent function that supports UBS in achieving its strategic, operational, financial and compliance objectives. We do this by assessing key processes as well as governance, risk management and the control environment within all business divisions and Corporate Center functions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Audit Committee. We are a talent powerhouse that attracts and develop the best people by driving career growth in and outside the department. Our team is responsible for auditing the Global Financial Crime Prevention team, assessing the risks and controls to prevent and detect financial crime across the firm. Your expertise ideally 5+ years within internal audit, compliance or internal risk management areas within the financial services industry. This experience could have been gained at a consulting firm, regulator, or in an Internal Audit function. strong analytical skills and ability to identify key risks within a variety of transaction processes and critically challenge information solid experience in an internal controls, business risk or audit function within the financial services industry covering compliance, regulatory, financial crime, conduct and operational risks ability to quickly understand complex processes and challenge the status quo, identifying risks and inadequacies in processes willingness to keep up with industry, regulatory developments and learn new concepts and methods strong communication and networking skills to work collaboratively with stakeholders at all levels Salary information The indicative gross base salary range as a full-time equivalent role: United States - New Jersey - Weehawken min USD 100000 - max USD 140000 United States - New York - New York min USD 100000 - max USD 140000 /annum The expected salary for this role will be determined by relevant factors which may include but are not limited to, role-required experience, qualifications, education, location and skill level. UBS offers a range of competitive benefits and for further information, please visit ubs.com/employee-benefits. We may, at our sole discretion, provide additional variable compensation or awards. Disclaimer / Policy statements UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce. #J-18808-Ljbffr UBS