Chief Compliance Officer, U.S. Regulated Markets
$225k - $265kBullish, Inc.
Bullish, Inc. is seeking a Chief Compliance Officer to lead the U.S. compliance program across several business lines, including digital assets, futures, and securities. The role requires significant experience managing compliance in U.S. financial services and engagement with regulators.
The ideal candidate will possess a strong background in regulatory compliance, particularly with SEC and FINRA rules. The anticipated salary is $225,000 to $265,000, plus bonuses and incentives.
Bullish is proud to be an equal opportunity employer, striving for a diverse and inclusive workplace.
#J-18808-Ljbffr$225k - $265k
...asset platform that provides market infrastructure and information services, including a regulated digital assets spot and... ...leadership role serves as the Chief Compliance Officer for Bullish US Operations, LLC... ...incumbent will own the full U.S. compliance program across...SuggestedWork at office$225k - $265k
...asset platform that provides market infrastructure and... ...include: Bullish Exchange – a regulated and institutionally focused... ...Reports to: Vice President, Compliance Position Overview This is a... ...unique breadth: serving as the Chief Compliance Officer for our US spot trading...SuggestedWork at office$1,000 per month
...Chief Compliance Officer Credit Genie is a mobile-first financial wellness platform... ...in the Earned Wage Access market. Tracks regulatory... ...challenges. Engages with regulators, industry groups, and policymakers... ...Strong working knowledge of U.S. consumer financial...SuggestedTemporary workWork at officeImmediate startRemote workFlexible hours$255k - $300k
...Robinhood Derivatives (RHD) Compliance team oversees regulatory... ...regulatory integrity! As Chief Compliance Officer (CCO) of RHD, you will... ...primary compliance contact for regulators and internal partners,... ...Audit partners Review marketing and promotional materials...SuggestedWork at officeFlexible hoursShift work- ...Chief Compliance Officer (CCO) Fancy helping to shape the future of FinTech? We have always been... ...initiatives, client onboarding, and marketing reviews. What we are looking for... ...practical knowledge of NFA and CFTC rules, regulations, and interpretive notices....Suggested
$260k - $290k
Chief Compliance Officer Team: Legal & Compliance Location: New York, NY Work mode: Onsite / Hybrid... ...of the team, you'll interact with regulators on behalf of both entities, and... ...registration and licensing, regulatory filings, marketing and advertising review, best...Work at office- ...partner in digital asset markets, we provide innovative... ...we do. The Head of Compliance will be responsible for... ...be a key member of the U.S. management team, with... ...AML Compliance Officer . Oversee: Customer... ...with Federal and State regulators: Requirements ~...Casual workImmediate startFlexible hours
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...Head Of Compliance New York, NY Overview Role:... ...York, NY (5 days/week in-office) Base Salary: $175,0... .... We combine real-time market data with AI-powered exposure... ...fully compliant in the U.S., designing... ...at the intersection of regulation, product, and strategy,...Work at officeFlexible hours- ...investment manager is seeking an experienced Chief Compliance Officer to lead the firm's compliance... ...requirements and investment adviser regulations Serve as the firm's designated CCO... ...restricted lists Review and approve marketing materials, investor communications,...
$280k - $330k
...00.00/yr - $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid... ...of experience in financial services, regulator bodies, consultancy. Previous Chief... ...Compliance - Global Commercial Services Marketing New York, NY $90,000.00-$165,000.0...Full time- ...Deputy Chief Compliance Officer We are actively recruiting for an experienced banking Compliance... ...in Commercial Banking. Knowledge of U.S. banking business, such as commercial... ...Proficiency in BSA/AML/OFAC and consumer regulations required (Reg B,D,E, F,O, P,U,Z,AA,CC,...
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$160k - $228.5k
...leadership opportunity to serve as the Deputy Chief Compliance Officer for New York Life's retail securities... ..., deputize for the CCO before regulators and senior management, and help build... ...review, advertising and marketing review, control automation, and books...Local areaHome office3 days per week$70k - $90k
About Barrena Branding & Marketing Barrena Branding & Marketing is a full-service marketing and branding agency focused... ...for this position due to state-specific employment regulations. Applicants from all other U.S. states are welcome to apply. About the Role We’re...Full timeFor contractorsRemote workFlexible hours$290k - $315k
...Head of Regulatory Legal U.S. to lead regulatory... ...investment banking, capital markets, and derivatives, and... ...U.S. banking and other regulations as applied to those... ...coordinating with the head office and other regional hubs... ...partnership with the Compliance department and, at the...Work at office- ...-Monitor and ensure the New York Branch's compliance with all applicable federal and state banking laws, regulations and guidance. Direct and implement effective... ...General Manager of the New York Branch and Head Office on information gathered and analyzed in...Work at office
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Head of US Compliance and Deputy Chief Compliance Officer (Executive Director) Reports to Chief Compliance Officer... ...Exceptional working knowledge of laws, regulations, and industry guidance that affect... ...for transparency reporting, fair market value assessments, and e‑learning;...Temporary workWork at officeRemote workFlexible hours- ...Join Range's Compliance Team At Range, we're building towards a world where anyone can... ...deep understanding of SEC, FINRA and state regulations governing RIAs, Broker Dealers, strong... ...City. All of our positions follow an in-office schedule Monday through Friday, allowing...Work at officeRelocationMonday to Friday
- .... Job Title: Vice President, Deputy Chief Compliance Officer Reports to (title): Senior Vice President... ...investment, trading, operations, marketing and client service teams. The Deputy... ...point of contact for the SEC, state regulators, and other regulatory authorities Manage...Contract workWork at office
$220k - $270k
Head of Monitoring & Surveillance Compliance Officer - Director, CA CIB Americas (New York, NY... ...act as the key liaison with various U.S. regulators on regulatory exams as well as inquiries... ...testing routines relating to Capital Markets rules and regulations. Direct and...Work at office- ...eToro (Europe) Ltd. is looking for a Chief Compliance Officer to lead and transform compliance functions for their US operations. This role... ...expertise to ensure compliance with SEC, FINRA, and other US regulators. The CCO will manage and develop a compliance framework...
- ...Develop and manage company-wide BSA/AML, OFAC, KYC, and KYB compliance programs. Oversee MSB registration and state MTL licensing... ...and stablecoin operations. Serve as the primary contact for regulators, auditors, and banking partners. Lead audits, compliance reviews...Remote work
- ...leading financial institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance program. The firm is... ...operational efficiency. The CCO will liaise with federal and state regulators, manage regulatory examinations and audits, and oversee...
- Senior Director, Market Strategy & Research The Senior Director,... ...constituents, including the SEC, other regulators, and market participants.... ...of experience in securities, compliance or financial regulation, or... ...regulation and operation of U.S. broker‑dealers, as well as...Local area
- ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type... ...Officer to take on a pivotal role in leading and scaling its U.S. compliance program. The successful candidate will be the...
- ...of software purchasing for small and mid-market businesses — into a software-defined model... ...comprises 45,000 providers across the U.S. and Canada, serving the majority of SMB... ...owning Treeline's internal security and compliance program — maintaining our SOC 2 Type II posture...Remote workFlexible hours
- ...Chief Compliance Officer (CCO) About the Company A well-established financial institution expanding a banking and fintech-focused platform... ...of banking, fintech, MSBs, payments, or related regulated financial services is essential, and experience with regulatory...
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Chief Global Compliance Officer US-NY-New York Job ID: 2025-14670 Type: Office of General Counsel (WS1847) # of Openings: 1 Category: Business... ...prevent, and correct non-compliance with applicable laws, regulations, and policies. The CGCO will lead the implementation of...For contractorsWork at officeLocal area- ...continues expanding its U.S. presence, we're seeking a Head of Compliance & BSAO to lead our compliance... ...efforts in this key market. This role will be... ...relationships with U.S. regulators, law enforcement, and industry... ...to travel to our offices around the world An...Flexible hoursShift work
$500 per month
...Role: The Director of Compliance reports to the Chief Compliance Officer and supports all aspects... ...of FINRA rules and regulations to ensure compliance oversight... ...Review advertising, marketing, and electronic communications... .... Deep knowledge of U.S. securities...Home office
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