Director, Employee Trading & Activities Compliance
Morgan Stanley
Morgan Stanley in Dallas is seeking an EIAC Professional to join the Legal & Compliance team. The role focuses on advising business units on employee trading policies, reviewing outside business interests, and ensuring disclosures meet firm standards.
You will collaborate with risk, regulators, Internal Audit, and the EIAC Mumbai team to investigate potential trading violations and support regulatory inquiries.
#J-18808-Ljbffr- ...Employee Investing and Activities Compliance (EIAC) Professional We're seeking someone to join our team as a Professional in Legal and Compliance to... ...units in all regions, providing guidance on employee trading policies, reviewing, and processing outside business interests...SuggestedFull timeHome office
- Employee Investing and Activities Compliance (EIAC) ProfessionalWe're seeking someone to join our team as a Professional in Legal and Compliance to work... ...units in all regions, providing guidance on employee trading policies, reviewing, and processing outside business interests...SuggestedHome office
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- ...Responsibilities1. Develops, implements and maintains an effective compliance program for advice business activities, services and products. Partners with business... ...to support long-term client outcomes and enrich the employee experience.SummaryLocation: Dallas/Ft. Worth, TXType...Full timeWork experience placement
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...Director, RMBS Trading & Residential Credit Investing Addison, TX; Montpelier... ...volunteer time for our employees, environmentally sustainable... ...Management Manage and actively trade multi-sector RMBS... ...confidentiality, data privacy, security, compliance, retention and intellectual...Hourly payFlexible hours$130 - $175 per hour
...multiple group health plans, ensuring their employee benefit needs are met with precision... ...professionalism.Ensuring Plan Sponsor compliance with industry regulations.Develop... ...endorsements and invoicesDocument all activities in agency management systemPrepare clear...Full timeImmediate startFlexible hours- ...broker leads and first appointments.Prepare for and participate actively in sales meetings and 1:1 meetings with the sales manager.... ...and credible.Professional and dependable.Strong understanding of Employee Benefits.Familiarity with products, services, competitive offerings...Temporary workWork at officeFlexible hours
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...role will support the company’s compliance with U.S. and U.K. securities... ...and reporting, Board of Directors support, and global subsidiary... ...an accredited law school and active bar membership in at least one... ...ranges may vary by location.Employee benefits include:Health benefits...Full timeLocal areaRemote workWorldwide- ...OneGroup, headquartered in Syracuse, NY, delivers employee benefits and HR solutions with a client-focused approach. We collaborate with consultants to design, implement, and renew benefits programs while maintaining strong carrier relationships and data-driven insights...
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...and drive discussions with senior leadership regarding incidents trade-offs support and risk management. You will provide advocacy and... .... Here at AWS, it's in our nature to learn and be curious. Our employee-led affinity groups foster a culture of inclusion that empower...Work experience placementFlexible hours
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