Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Director, Employee Trading & Activities Compliance

Morgan Stanley

Morgan Stanley in Dallas is seeking an EIAC Professional to join the Legal & Compliance team. The role focuses on advising business units on employee trading policies, reviewing outside business interests, and ensuring disclosures meet firm standards.

You will collaborate with risk, regulators, Internal Audit, and the EIAC Mumbai team to investigate potential trading violations and support regulatory inquiries.

#J-18808-Ljbffr
Vacancy posted 13 hours ago
Similar jobs that could be interesting for youBased on the Director, Employee Trading & Activities Compliance in Dallas, TX vacancy
  •  ...Employee Investing and Activities Compliance (EIAC) Professional We're seeking someone to join our team as a Professional in Legal and Compliance to...  ...units in all regions, providing guidance on employee trading policies, reviewing, and processing outside business interests... 
    Suggested
    Full time
    Home office

    Morgan Stanley

    Dallas, TX
    1 day ago
  • Employee Investing and Activities Compliance (EIAC) ProfessionalWe're seeking someone to join our team as a Professional in Legal and Compliance to work...  ...units in all regions, providing guidance on employee trading policies, reviewing, and processing outside business interests... 
    Suggested
    Home office

    Morgan-Stanley

    Dallas, TX
    4 days ago
  •  ...alert: Title: Senior Director, Policy Management...  ...key global market for trade and investment flows across...  .../ delivered in compliance with governing regulations...  ...considered in day-to-day activities and decisions....  ...At Scotiabank, every employee is empowered to reach... 
    Suggested
    Local area
    Flexible hours

    Scotiabank

    Dallas, TX
    4 days ago
  •  ...Sonida Senior Living seeks an HR Business Partner to support employee relations, leave and benefits, and policy administration across multi-site environments. The role requires strong communication, coaching skills, and regulatory knowledge, with up to 40% travel and... 
    Suggested
    Remote work

    Sonida Senior Living

    Dallas, TX
    3 days ago
  •  ...Massachusetts, and New York City with 250+ employees world-wide.We are seeking a strategic...  ...engaged, motivated team members. Ensure compliance with employment laws and company policies...  ...all approach.At Iterative Health, we’re actively working towards creating an environment... 
    Suggested

    Iterative Scopes

    Dallas, TX
    6 days ago
  •  ...and benefits for our valued employees. Ranked as the No. 1 hospital...  ...career! JOB SUMMARY The Director of HR Employee Experience manages...  ...of all pre-employment activities including the background check...  ...performance metrics to ensure daily compliance with established service... 
    Full time

    UT Southwestern

    Dallas, TX
    5 days ago
  •  ...) accounting team, focused on the accuracy, completeness, and compliance of the company's end-to-end Order-to-Cash process. This role will...  ...provide high-quality support during month-end close and audit activities.The right candidate is a detail-oriented SaaS accounting... 
    Contract work
    Work at office
    2 days per week
    3 days per week

    Hearst Health

    Dallas, TX
    3 days ago
  •  ...workforce planning, organizational design, employee relations, and change management. By...  ...information and decisions. Operational Compliance Develop and direct risk assessment...  ...person who was discharged or released from active duty because of a service-connected... 
    For contractors
    Shift work

    Meriton

    Dallas, TX
    14 hours ago
  • $120k - $155k

     ...Massachusetts, and New York City with 250+ employees world-wide. We are seeking a...  ...engaged, motivated team members Ensure compliance with employment laws and company policies...  ...5,000 USD At Iterative Health, we’re actively working towards creating an environment... 
    Local area

    Iterative Health

    Dallas, TX
    2 days ago
  •  ...Partner (PBP) partners with leaders, managers, and employees to support day-to-day human resources activities and foster a positive employee experience. This...  ...timely follow-up and appropriate documentation.Support compliance with company policies, employment laws, and... 

    NeueHealth

    Dallas, TX
    3 days ago
  •  ...and staffing needs from Dallas. You will balance recruitment with HR administration, data control, time-tracking oversight, and compliance, serving as the operational backbone of the US team. This hybrid role offers day-to-day flexibility with potential to grow into a... 
    Full time
    Part time

    Flytrex

    Dallas, TX
    11 hours ago
  •  ...Responsibilities1. Develops, implements and maintains an effective compliance program for advice business activities, services and products. Partners with business...  ...to support long-term client outcomes and enrich the employee experience.SummaryLocation: Dallas/Ft. Worth, TXType... 
    Full time
    Work experience placement

    Vanguard

    Dallas, TX
    8 days ago
  • $177k - $265k

     ...to do your best work.Job SummaryThe Director, xScale Direct Tax Compliance will lead the global direct tax...  ...reporting, and related governance activities across the xScale platform, currently...  ...include bonus, equity, or benefits. Employees are eligible for bonus, and equity... 
    Full time
    Work at office
    Local area

    Equinix

    Dallas, TX
    6 days ago
  •  ...complex, fast-paced environments and balances employee experience, business objectives, and...  ..., and enterprise transformation work. Actively participate in establishing, documenting...  ...employment-related regulations and core HR compliance areas, including ADA, FMLA, performance... 
    Local area
    Shift work

    Integrity Marketing Group

    Dallas, TX
    11 hours ago
  •  ...Vistra Energy seeks a Sr. Employee Relations Manager to lead ER activities in Irving, Texas. You will investigate issues, advise senior leaders, and support labor and employment programs across the organization. The role requires five or more years in ER, three+ years... 

    Vistra Energy

    Irving, TX
    11 hours ago
  • $161.5k - $269.1k

     ...strategic and results-driven Director, EDI Integration to...  ..., regulatory compliance, and financial stewardship...  ...stewardship for a large-scale trading partner ecosystem...  ...strategic planning activities. Basic Requirements...  ...opportunities to applicants and employees, without regard to... 
    Contract work
    Work experience placement

    Mckesson Corporation

    Irving, TX
    1 day ago
  •  ...responsible for authenticating and evaluating for auction various Trading Card Games. It includes soliciting and processing auction...  ...potential consignment. Assist at previews and trade shows and actively participate in auctions. Other duties may be assigned. Requirements... 

    Heritage Capital Corporation

    Dallas, TX
    17 days ago
  • $10k

     ...together IRL 3 days/week. The Director, Indirect Tax will assist...  ...global tax strategy, compliance, and lead ongoing or anticipated...  ...operational excellence across core activities and provide operational...  ...and happiness! We love our employees too and understand the importance... 
    Worldwide
    3 days per week

    Tinder

    Dallas, TX
    4 days ago
  • $153.6k - $207.8k

     ...there’s nothing we can’t achieve in the cloud.Inclusive Team CultureHere at AWS, it’s in our nature to learn and be curious. Our employee-led affinity groups foster a culture of inclusion that empower us to be proud of our differences. Ongoing events and learning experiences... 
    Worldwide
    Flexible hours

    AmazonWebServices

    Dallas, TX
    6 days ago
  • $122.3k - $218.55k

    The Associate Director, Sales Strategy is a strategic leader responsible for driving revenue growth in an FCC business unit (CT Corporation or Compliance Solutions) through the development and execution of sales strategies, operating models, and business planning initiatives... 
    Full time
    Work at office

    Wolters Kluwer

    Dallas, TX
    4 days ago
  • $100k - $175k

     ...collaborative work environment. Qualifications Active state insurance license is required, with a commitment to maintaining compliance through ongoing continuing education....  ...and your dependents Medical paid time off Employee assistance programs and more! Why Join Marshall+Sterling... 
    Remote work

    Marshall+Sterling

    Syracuse, NY
    5 days ago
  • $163.13k - $239.25k

     ...Director, RMBS Trading & Residential Credit Investing Addison, TX; Montpelier...  ...volunteer time for our employees, environmentally sustainable...  ...Management Manage and actively trade multi-sector RMBS...  ...confidentiality, data privacy, security, compliance, retention and intellectual... 
    Hourly pay
    Flexible hours

    National Life Group

    Addison, TX
    11 hours ago
  • $130 - $175 per hour

     ...multiple group health plans, ensuring their employee benefit needs are met with precision...  ...professionalism.Ensuring Plan Sponsor compliance with industry regulations.Develop...  ...endorsements and invoicesDocument all activities in agency management systemPrepare clear... 
    Full time
    Immediate start
    Flexible hours

    Acrisure

    Addison, TX
    4 days ago
  •  ...broker leads and first appointments.Prepare for and participate actively in sales meetings and 1:1 meetings with the sales manager....  ...and credible.Professional and dependable.Strong understanding of Employee Benefits.Familiarity with products, services, competitive offerings... 
    Temporary work
    Work at office
    Flexible hours

    USI Insurance Services

    Dallas, TX
    4 days ago
  • $175k - $225k

     ...role will support the company’s compliance with U.S. and U.K. securities...  ...and reporting, Board of Directors support, and global subsidiary...  ...an accredited law school and active bar membership in at least one...  ...ranges may vary by location.Employee benefits include:Health benefits... 
    Full time
    Local area
    Remote work
    Worldwide

    LivaNova

    Dallas, TX
    7 days ago
  •  ...OneGroup, headquartered in Syracuse, NY, delivers employee benefits and HR solutions with a client-focused approach. We collaborate with consultants to design, implement, and renew benefits programs while maintaining strong carrier relationships and data-driven insights... 

    Coca-Cola Beverages Northeast

    Syracuse, NY
    4 days ago
  • 0000003898.CSCD DIRECTOR.COMMUNITY SUPERVISION-CROWLEY TX, United...  ...with elected judges to ensure compliance with applicable laws,...  ...orders of the Courts. These activities are designed to create and provide...  ...staff of approximately 475 employees, with an operating budget of... 
    Full time
    Temporary work
    Local area
    Shift work

    Dallas County

    Dallas, TX
    4 days ago
  • Brentwood Campus of Care in Dallas, TX seeks an Activity Director to plan, organize, and implement a comprehensive program of activity/leisure pursuits designed to meet residents' social, spiritual, intellectual, emotional, educational, and physical needs. The role works... 

    Brentwood Campus of Care

    Dallas, TX
    2 days ago
  • $153.6k - $207.8k

     ...there's nothing we can't achieve in the cloud.Inclusive Team Culture: Here at AWS, it's in our nature to learn and be curious. Our employee-led affinity groups foster a culture of inclusion that empower us to be proud of our differences. Ongoing events and learning... 
    Worldwide
    Flexible hours

    A W S

    Dallas, TX
    4 days ago
  • $144.5k - $195.4k

     ...and drive discussions with senior leadership regarding incidents trade-offs support and risk management. You will provide advocacy and...  .... Here at AWS, it's in our nature to learn and be curious. Our employee-led affinity groups foster a culture of inclusion that empower... 
    Work experience placement
    Flexible hours

    AmazonWebServices

    Dallas, TX
    6 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Director, Employee Trading & Activities Compliance. Be the first to apply!