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Trading Operations Associate Director

$90k - $120k

Dawn Taylor Associates, Inc.

Our client, a midtown NYC international broker dealer, seeks a Trading Operations Associate Director. This outstanding opportunity offers a hybrid schedule and reports to the Director, Head of Operations. Responsibilities Oversee timely and accurate processing of trades internationally and domestically Manage client onboarding of new accounts, sub-accounts and managed funds Process trade confirmations for fixed income, equities and treasuries Perform daily position reconciliations ensuring trade capture and processing Serve as primary contact for internal and external audits providing remediation updates Manage full trade life cycle from booking through settlement Complete TRACE reporting, create JIRA tickets and support UAT Streamline processes and improve controls Resolve settlement breaks and discrepancies working with clients and counterparties Maintain adherence to operational procedures ensuring compliance with regulatory standards Special projects and training junior staff Requirements Bachelor’s or Master’s degree in finance or associated major 7-10+ years of experience in Operations, Middle Office or Trade Support SIE or Series 7 AND Series 99 are required Proficiency with FINRA, TRAQS, DTCC Alert and CTM Proven track‑record in global markets settlement Outstanding project management and trade support knowledge Ability to deliver time‑sensitive execution and outstanding client service Base salary $90-$120k + discretionary bonus +outstanding benefits #J-18808-Ljbffr Dawn Taylor Associates, Inc.

Vacancy posted 2 days ago
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