Director, AML & Regulatory Compliance (Clearing)
Salient Group
Salient Group seeks a Director of AML & Regulatory Compliance (Clearing) to lead the team monitoring and enforcing the AML program for clearing operations in a broker-dealer. You will own responses to regulatory examinations and investigations, advising senior management and the CCO. Working with Compliance, Operations, Technology, Risk and Finance, you will identify risk, implement risk-based fixes, and drive improvements in data flows, surveillance, and controls. #J-18808-Ljbffr Salient Group
Vacancy posted 1 day ago
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