Senior Conflicts & Information Barriers Lead
ISS
ISS is seeking a senior Compliance Officer to oversee the firm's conflicts of interest and information barrier program. The role reports to the Chief Compliance Officer and collaborates with the STOXX Compliance Department to strengthen governance and regulatory adherence. Primary responsibilities include leading framework design, ensuring fiduciary compliance under the Advisers Act, and guiding remediation of breaches across business units. #J-18808-Ljbffr ISS
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Senior Conflicts & Information Barriers Lead in New York, NY vacancy
- Institutional Shareholder Services (ISS) in New York seeks a senior Compliance Officer to oversee conflicts of interest, information barriers, and the ongoing compliance program across its SEC-regulated advisory business. You will report to the Chief Compliance Officer...Senior
- TD Securities in New York, NY seeks an experienced Trade Surveillance Lead to oversee information barrier surveillance, MNPI monitoring and regulatory compliance for US markets. The role requires 5+ years in trade surveillance, a Bachelor's degree, and familiarity with...Senior
$150k - $180k
...discretion in managing correspondence, information and all matters of confidentiality; escalate... ...reviews related to Information barrier breaches, Restricted and Grey (Watch) List... ...DescriptionThe VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing...SuggestedFull timeLocal areaWork from homeFlexible hours- G MASS is seeking an Information Barriers Consultant in New York to manage a mature information barriers programme within a leading global financial services firm. This role offers substantial... ...workload while working closely with senior stakeholders. This is a long-term...SuggestedPermanent employmentContract work
- Citi is looking for an AVP - Tax Information Reporting Senior Analyst in New York. This hybrid role requires 5-8+ years of experience in tax technical... ...and OECD CRS regimes. Your responsibilities will include leading key workstreams, assisting with tax audits, and developing...Senior
- DNA Partners is seeking a Senior Information Governance Analyst to enhance information governance operations in New York, NY. This role offers the opportunity to work closely with legal teams and cross-functional stakeholders, ensuring compliance and strengthening data...Senior
- TD Bank Group is seeking an Information Barrier Surveillance Lead Analyst in New York. The role oversees surveillance reviews, analyzes alerts, and prepares management and regulatory reporting. You will coordinate with front office, technology and operations, and contribute...
- McDermott Will & Schulte in New York/Chicago seeks a Senior Conflicts Attorney to lead the conflicts clearance process for complex matters and ensure compliance with risk management policies. You will work with senior firm leadership to review escalated conflicts and guide...Senior
- Syracuse University is seeking an Information Security Analyst to join the Information Security group within ITS. The role defends university data assets through policy controls, security operations, incident response, and AI-assisted tooling in a SOC environment. The ideal...Senior
$176.72k - $265.08k
...York, United StatesSalary: $176,720.00 - $265,080.00Category: Decision Management, Professional, WealthCompany: CitiThe Data/Information Mgt Sr Lead is a strategic professional who stays abreast of developments in their field and contributes to directional strategy. You...SeniorFull timeWork experience placement$117.3k - $195.5k
...RESPONSIBILITIES Support KPI definition and lead dashboard design Collaborate... ...stakeholders of different seniority levels, including MCCDH... ...with urgency and removes barriers that hinder productivity. Can... ...th, 2024 Additional Location Information: New York, NY; Collegeville,...SeniorRemote workRelocation packageFlexible hours- ...technologies. As the OpenAI Partner Solution Lead, you'll collaborate closely with cross-... ...open to hiring at the Principal or the Senior Principal level, the base salary pay ranges... ...the pay range or other compensation information in this posting, please contact us at: [1...SeniorTemporary workLocal area
$176.72k - $265.08k
...WealthCompany: CitiThe Investment Sales Sr. Lead is a strategic professional who closely... ...to negotiate internally, often at a senior level. Developed communication and diplomacy... ...leave), and paid holidays. For additional information regarding Citi employee benefits, please...SeniorFull time$211.28k - $316.92k
...towards colleagues across Citi Wealth and Citi as a whole.The Senior Portfolio Specialist will have the opportunity to conduct bespoke... ...time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com...SeniorFull timeWork at office$80k - $90k
...Authentic Brands Group is looking for a Senior Trademark Paralegal to manage their extensive trademark portfolio in New York City. This... ...U.S. and international trademark applications and providing informal mentorship to junior team members. The ideal candidate will possess...SeniorAuthentic Brands Group
New York, NY7 hours ago$100k - $150k
Salary$150,000-$300,000 / yearJob Title Senior Underwriter / Underwriting Team Lead Role Overview The Senior Underwriter / Team Lead is a player-coach... ...risk controls. - Strong judgment, communication, and conflict-resolution skills. - Track record of improving team consistency...SeniorFull time- ...centralized video leadership and management has never been greater.The Senior Video Lead will play a critical role in advancing PMG's One Video... ...audience, viewership, marketplace, and performance data to inform investment decisions, optimize media allocations, and...SeniorWork experience placementLocal areaShift work
- ...you’re brainstorming new ideas, solving complex challenges, or leading transformative initiatives, you’ll find a supportive and inspiring... ...metrics and marketing planning and analysis to support data-informed strategies and recommendations.Proficiency in managing campaigns...SeniorLocal area
$170k - $283.3k
Senior Valuations Lead LATAM Fixed Income SecuritiesThe Senior Valuations Lead is responsible for providing timely and accurate end-of-day... ...direct interactionCareer Stage:ManagerCompensation/Benefits Information:LSEG is committed to offering competitive Compensation and...SeniorFull timePart timeLocal area$211.28k - $316.92k
...0 - $316,920.00Category: Legal, ProfessionalCompany: CitiThe Senior Lead Counsel is a position responsible for serving as strategic business... ...time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits....SeniorFull time- ...Now Hiring: Lead IG Consultant @ eSentio Technologies Remote | Full-Time | Travel... ...you a strategic Lead IG Consultant with Conflicts & Intake experience who’s interested in... ...in the foundation and growth for our IG (Information Governance) practice. We are seeking...Full timeImmediate startRemote work
eSentio
New York, NYmore than 2 months ago $163.6k - $245.4k
...internal communications for a global workforce. We work closely with senior leadership and internal partners worldwide.The Banking... ...unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits....SeniorFull timeWorldwide$195k - $213k
...About InvescoAs one of the world’s leading independent global investment firms, Invesco... ...DescriptionAbout the Role:As the Category Lead and Senior Sourcing Manager for Investment Services... ...’s growth and development.The above information on this description has been designed to...SeniorFull timeContract workWork at officeFlexible hours- ...continuous improvement and professional mobility.As a Agility Lead in the Wealth Management team, you will guide solution delivery... ...mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.Equal Opportunity Employer/...Senior
- ...differentiated solutions. As part of this strategy, we are hiring a Senior Lead Treasury Consultant to support our For‑Profit Healthcare... ...client recommendationsExperience guiding, coaching, or informally leading other consultants or analystsWho Will Excel in This RoleThis...SeniorFull timeWork experience placementWork at office
- ...banking and lending relationships.Gather and validate client information required for account opening and regulatory review.Complete and... ...company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global...SeniorWork experience placementWork at officeWorldwideFlexible hours
$160k - $240k
About the RoleiCapital is seeking a Vice President or Senior Vice President to lead Pricing Strategy and support one of iCapital's most important... ...flexibility to work remotely on Friday.For additional information on iCapital, please visit Twitter: @icapitalnetwork | LinkedIn...SeniorFull timeWork at officeRemote work$97.5k - $126.5k
...Princeton, NJ office. Ramboll is hiring for a Lead Consultant to join the Mergers &... ...or site personnel, reviewing historical information regarding a site, and/or preparing Phase... ...timeFunction: ConsultingExperience level: Mid-Senior LevelIndustry: Environmental ServicesSeniorFull timeWork at officeLocal areaFlexible hours$135.9k - $220k
...This job is responsible for building and leading a team to deliver technology products and... ...Summary:BofA Commodity Technology is seeking a Senior Technology Manager to manage a 10-15-... ...by performing financial activities to inform workforce strategy and hiring practices,...SeniorFull timeWork at officeFlexible hoursDay shift- ...through media.OverviewThe SVP, Platform Ops Lead is responsible for implementing the... ...platform, being the conduit to internal senior stakeholders and product owners/development... ...contact ****@*****.*** your information will be kept confidential according to...SeniorTemporary workFreelanceLocal areaFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Conflicts & Information Barriers Lead. Be the first to apply!
Related searches
- senior maintenance supervisor New York, NY
- senior lead project manager New York, NY
- senior robotics software engineer New York, NY
- senior firewall engineer New York, NY
- senior devops engineer remote New York, NY
- senior sas administrator New York, NY
- senior IT manager New York, NY
- senior director of client services New York, NY
- senior contracts analyst New York, NY
- senior implementation consultant New York, NY