Senior Compliance Officer

We are representing a well-established PE firm with $10+Bn in AUM in its search for a Senior Compliance Officer. This is a broad compliance, regulatory/legal operations, and corporate governance role supporting the firm’s CCO. The individual will help manage day-to-day compliance processes, regulatory obligations, and governance workflows across the firm’s growing platform and expanding holding-company structure. The role is a strong fit for a hands-on compliance or governance professional coming from a private equity, private credit, asset management, investment management, fund administration, or corporate/investment management legal environment. This is not a standalone CCO position, but rather an opportunity to work closely with senior leadership and take meaningful ownership across the compliance and governance function. Responsibilities Support the firm’s compliance program, including compliance calendar management, policies and procedures, testing, annual reviews, and related documentation Assist with investment adviser regulatory obligations and filings, including Form ADV, Form PF, Section 13 filings, and related reporting requirements Support corporate governance and entity management matters across fund, holding-company, and portfolio-related structures Maintain governance records, consents, minutes, officer/director information, and related corporate documentation Coordinate with internal stakeholders across finance, accounting, operations, investor relations, and investment teams to gather information and keep compliance and governance processes moving Liaise with outside counsel, fund administrators, registered agents, compliance consultants, and other external service providers Assist with books and records, compliance documentation, regulatory projects, and process improvements as the firm continues to scale Support broader legal operations, corporate governance, and regulatory initiatives as needed Experience 5+ years of relevant experience in compliance, corporate governance, legal operations, investment management, private funds, asset management, private equity, private credit, or a related environment Experience supporting compliance and/or governance matters for an investment adviser, fund manager, private equity firm, private credit platform, asset manager, law firm, fund administrator, or similar organization Familiarity with investment adviser compliance, SEC-related obligations, regulatory filings, corporate governance, and entity management processes Strong organizational skills and ability to manage recurring processes, deadlines, filings, and documentation across multiple entities Ability to work closely with senior leadership and take ownership of day-to-day compliance and governance workflows Strong attention to detail, judgment, and ability to manage sensitive information in a professional environment #J-18808-Ljbffr Alexander Chapman