Compliance Officer
Forus
Compliance OfficerAs Compliance Officer at Forus, you will build a modern healthcare compliance program and lay the foundation for client and partner trust. You will work directly with the General Counsel and teams across the company. You will tackle complex healthcare, privacy, AI, and data-use questions, pairing strong judgment with practical execution.Forus is at a pivotal point. Our network, partnerships, products, and use of AI are expanding rapidly. The compliance and privacy foundations we build now will shape how the company scales and how clients trust us. This is a demanding role, with a high level of autonomy and responsibility. You will be expected to "act like an owner" and commit yourself to Forus's success. If you are low-ego, hungry to learn, and excited about intense, impactful work that drives both company growth and accelerated career progression, we want to hear from you.This is a list of ideal qualifications for this position. If you don't meet every single one of them, you should still consider applying! We're excited to work with people from underrepresented backgrounds, and we encourage people from all backgrounds to apply.Forus is based in New York, with our full team working out of a beautiful and spacious office in SoHo. We run as a high-trust environment with high autonomy, which requires that everyone is fully competent and operates in line with our principles:Do the math. Be rigorous, assume nothing. Break problems down and reason from the ground up. Stay open to changing your mind.Resourceful optimism. Assume problems are solvable. Be audacious. Resist false constraints and push beyond the obvious before deciding.Spit it out. Speak directly, invite critique, avoid equivocation. We want right answers, not comfortable ones. All killer, no filler.Raise the bar. Hold a high standard for your pace and execution, and elevate the performance of the team around you. Mamba mentality.Fight for users. Start with users' realities, not ours. Resist optimizing for internal convenience over user outcomes.We provide competitive compensation with meaningful equity (for full-time employees). Everyone who joins will be a major contributor to our success, and we reflect this through ownership and pay. We also provide rich benefits to ensure you can focus on creating impact (for full-time employees):Fully covered medical, vision, and dental insurance.Memberships for One Medical, Talkspace, Teladoc, and Kindbody.Unlimited paid time off (PTO) and 16 weeks of parental leave.401K plan setup, FSA option, commuter benefits, and DashPass.Lunch at the office every day and Dinner at the office after 6:30 pm.Our salary ranges are based on paying competitively for our company's size and industry, and are one part of the total compensation package that also includes equity, benefits, and other opportunities at Forus (for full-time employees). Individual pay decisions are ultimately based on a number of factors, including qualifications for the role, experience level, skillset, geography, and balancing internal equity.Forus is an equal opportunity employer and does not discriminate on the basis of race, gender, sexual orientation, gender identity/expression, national origin, disability, age, genetic information, veteran status, marital status, pregnancy or related condition, or any other basis protected by law.
- ...your Expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase strong and... ...quo and striving to be best-in-class.As a Regulatory Strategy Officer within the Governance and Business Management team, you will play...SuggestedWork at office
$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...SuggestedLocal area$100k - $200k
Our client is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate monthly compliance testing activities, including documentation collection and verification of regulatory requirementsSupport annual compliance...SuggestedWork at office$160k - $250k
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business...SuggestedLocal area$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity with the Wealth Management Northeast Regional team and using various data collected across the Firm, to aid in the identification...SuggestedTemporary workWork experience placement$110k - $140k
The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing the Compliance Program of Institutional Shareholder Services Inc. (“ISS”), a U.S.-registered investment adviser under the Investment Advisers Act of 1940, covering also its...Full timeLocal area$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the Chief Compliance Officer, senior management, and business lines regarding compliance with non-AML/BSA laws and regulations...Local area$150k - $200k
...the PositionThe successful candidate will support the firm's compliance program across registered private equity funds, private debt funds... ...position will work a hybrid schedule in one of our following offices 3 days/week.Boston, New York, Philadelphia, Baltimore, St....Full timeLocal area3 days per week- Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary HappensAt Investec, we do things differently. We're a leading international bank and wealth manager built on a culture of curiosity, entrepreneurial spirit and human connection....Full timeWork at officeRemote work
- ...OCR Alpha in New York seeks an experienced Trading Compliance Advisory professional to join a leading global investment manager's front-office advisory team. You will work closely with portfolio managers, traders and quantitative teams on trading activity, market structure...
- ...Review investment product marketing materials for SEC compliance. Complete private quarterly reporting. Perform private fund compliance testing and monitoring. Assist in conducting company-wide training to meet SEC, NFA, and FINRA obligations. Facilitate periodic committee...
- ...A leading alternative investment manager is seeking a Compliance Officer to join its growing team. This role has a significant marketing review component and offers the opportunity to work closely with capital raising, investor relations, legal, and senior business leaders...
$155k - $185k
...a Subscription Document Review AVP to join its Regulatory and Compliance team to review investor subscription materials submitted in relation... ...when we are together. Employees in this role will work in the office Monday-Thursday, with the flexibility to work remotely on...Full timeWork at officeRemote work$77k - $143k
...COMPLIANCE OFFICER-DEPOSITS & PAYMENT OPERATIONS Position is responsible for overseeing and maintaining assigned areas of the compliance program covering consumers, including monitoring business areas for compliance with applicable laws and regulations and ensuring controls...Work experience placementRemote work- ...our highly reputable Alternative Asset Management clients currently seeking to add an AVP to their growing Alternative Investments Compliance Team. Ideal candidate will be working very closely with several Teams including but limited to Fund Marketing, Legal, Compliance,...
- ...President, Global ComplianceWe are seeking someone to join Global Compliance as a Vice President who will provide advisory compliance... ...clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity...Temporary work
- ...Paxos is seeking a Compliance Investigations Manager to lead financial crime investigations, AML/KYC compliance and regulatory reporting. You will guide a growing investigations team and drive the strategy for continuous improvement. You’ll collaborate with cross-functional...
$1,000 per day
...A leading consulting firm is seeking an experienced Compliance Officer to oversee regulatory governance within a U.S. broker-dealer. The role focuses on maintaining compliance across Operations, Treasury, and Finance interfaces. Key responsibilities include managing the...Contract workWork at office$200k - $250k
...Compliance OfficerNew York, New York, United StatesThe Role We are seeking to hire an exceptional Trading and Systematic Advisory Compliance Officer to join our global compliance team in our New York office. You will act as subject matter expert for regulations that apply...Work at office$1,000 per day
...G MASS Consulting are partnered with a leading Hedge Fund to appoint an experienced Compliance Officer who will take ownership of day-to-day regulatory governance and provide line-of-business coverage across its U.S. broker-dealer, with a particular focus on Operations...Contract workWork at office$101k - $154k
...range for this role is $101,000 to $154,000. JOB DESCRIPTION Under the direction of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AV organization. Responsible for performing the...Permanent employmentFull timeContract workFor contractorsWork at officeRemote work$175k - $225k
...Hybrid | New York City, NY Base Salary: $175,000 - $225,000 + Bonus About the Opportunity Compliance Advisory Officer Hybrid | New York City, NY Base Salary: $175,000 - $225,000 + Bonus About the Opportunity A growing global financial services firm...$100k - $145k
...Compliance OfficerCAIS is the pioneer in democratizing access to and education about alternative investments for independent financial advisors... ...compliance oversight activities including, conducting branch office examinations, testing policies and procedures, and supporting...Work at officeImmediate start- ...Remote Public Compliance Officer – 50862 Turing is looking for candidates with strong experience in government and regulatory compliance, especially for compliance officers, auditors, legal analysts, or public policy professionals working within or alongside public institutions...Full timeFor contractorsFreelanceRemote work
- ...Corebridge Financial is seeking a Transaction Review Analyst to conduct suitability reviews for pre‑approval transactions and mitigate compliance risks. The role involves reviewing submissions, obtaining needed information from financial professionals, and coordinating with...
- ...Goldman Sachs is seeking a Vice President for PWM Compliance in New York. You will oversee supervision, regulatory adherence, and governance across PWM businesses, partnering with Legal, Risk and control functions to strengthen compliance risk management. The role emphasizes...
- ...Equitable in New York combines a long history with a modern, client‑focused approach. The Branch Compliance Senior Manager will oversee compliance activities for the Greater NY-CT Complex, supporting about 700 financial advisors and reporting to the Chief of Controls....
$135k - $160k
Location Designation: Hybrid - 3 days per week Role Overview:This is a significant officer-level opportunity within New York Life’s Compliance department. The AML Compliance Officer will serve as a key member of the AML leadership team — supporting the Enterprise AML Compliance...Local areaImmediate start3 days per week$145k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice...Work experience placement- ...Job Description Job Description Regulatory Compliance Officer About the Company: Respected International Investment Bank, specializing in technology, life sciences, cryptocurrencies and emerging privately held companies. Services include capital raising,...Work at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Officer. Be the first to apply!
- regulatory analyst New York, NY
- risk and compliance analyst New York, NY
- senior compliance officer New York, NY
- regulatory affairs specialist New York, NY
- compliance analyst New York, NY
- aml compliance analyst New York, NY
- entry level compliance officer New York, NY
- governance risk & compliance analyst New York, NY
- regulatory reporting analyst New York, NY
- compliance officer part time New York, NY


