Associate General Counsel - Investment and Trading (USA)
Trexquant Investment
Job Description
Job Description
We are seeking an Associate General Counsel with a background working with private funds, and
particularly focused on investment-technology legal matters to help lead our continued growth
through sound legal guidance, industry insight, and close collaboration with leadership and cross-
functional teams.
Responsibilities
- Serve as the day-to-day point of contact and responsible manager for the adviser’s legal
- and guidance, related risk, and policy development, partnering with the CLO, CCO and
- other members of management.
- Advise on financial market and global trading regulatory obligations, including regulatory developments and the management of legal matters related to execution, trading, and operations. Particularly on the nexus of law and technology issues related to professional trading.
- Support the companys regulatory and legal risk management by actively participating in business and product development meetings.
- Advise the Compliance, Technology, Finance, Investor Relations, and Management teams on financial and business legal risks, with the support of Regulatory Counsel.
- Support other attorneys across a range of advisor legal responsibilities.
- Support internal investigations and respond to regulatory inquiries as needed.
Requirements
- Juris Doctor (JD) degree and at least 8 years of relevant legal experience.
- Awareness, fluency (and excitement) in using evolving technologies in business and when providing counsel to staff.
- Active license to practice law and good standing with the applicable bar association.
- Excellent written and verbal communication skills, including the ability to build relationships, actively listen, and influence stakeholders by adapting communication style to different audiences.
- Experience at a law firm, regulated exchange, financial technology company, trading firm, or other financial services organization is preferred.
Benefits
- Competitive salary with performance-based bonus.
- Collaborative, casual, and friendly work environment.
- PPO health, dental, and vision insurance fully covered for you and your dependents.
- Pre-tax commuter benefits.
- Weekly company-provided meals.
Trexquant is an Equal Opportunity Employer.
- ...Note: This position will be in-office and will be required to report to the Stamford, CT office Overview The Associate General Counsel serves as a member of the legal team who will be responsible for assisting in overseeing the Company’s corporate, securities, and...SuggestedFull timeContract workWork at office
- ...General Counsel About the Company Dynamic quantitative finance firm specializing... ...Specialties quantitative investing statistical arbitrage mathematics trading fintech engineering... ...with the applicable bar association. Experience in a financial services...Suggested
$290k - $365k
...sustainability, real estate, and external associations Critical Team Leadership: Lead a... ...ability to obtain a CT Authorized House Counsel license ~12-20 years’ experience providing... ...~ Employee Share Plan with voluntary investment and Henkel matching shares ~ Annual...SuggestedMinimum wageFull timeContract workSummer workWork at officeLocal areaRemote workFlexible hours- ...Job Description: Our client is seeking an enthusiastic and forward-thinking Small Animal Associate Veterinarian to join their expanding hospital in Stamford. With a newly renovated facility featuring advanced technology and a modern, spacious layout, this opportunity...SuggestedTemporary workFlexible hours
- ...are seeking an experienced General Counsel who can provide in-house, law... ...and partner closely with the investment adviser’s Chief Legal... ...matters Advise on immigration, trade, and other cross-border legal... ...matters in partnership with Associate General Counsel and other in...SuggestedCasual work
- ...together. Schwab Wealth Advisory is a fee based, non‑discretionary investment advisory solution built on trust, personalized service, and Schwab’s disciplined approach to investing. As an Associate Wealth Advisor , you’ll support 2–4 Wealth Advisors by servicing,...Work at office
$85k - $90k
...Asset Management is seeking an Associate Wealth Advisor to join our... ...management, tax, estate, and investment planning. This position requires... ...of the fundamentals of trading. Partner with the Portfolio Management... ...29-38 of Title 28 of the General Laws of Rhode Island and is...Work at officeLocal area- ...The Investor Relations Associate will play an integral role in supporting the firm’s senior leadership by delivering high-quality client... .... Firm Description Forester Capital, L.L.C. is an alternative investment advisor offering institutional investors access to high-...Local area
$100 per hour
...Partners Wealth is seeking an Associate Wealth Advisor to join our... ...management, tax, estate, and investment planning. Job Description Focus... ...understanding of the fundamentals of trading. Partner with the Portfolio... ...29-38 of Title 28 of the General Laws of Rhode Island and is...Work at officeLocal areaRemote work2 days per week- ...Asset Protection Job Requisition: 551854 Address: USA-CT-Stamford-2200 Bedford St Store Code: SS - Store Admin (2... ...a culture where the diverse backgrounds and experiences of our associates are celebrated, and all associates feel they belong and thrive....Local area
- ...Associate Vice President, Account Executive About the Company Vibrant financial technology... ...Finance Marketplaces Internet Investment Banking Securities Brokerage... ...experience selling to fund managers, legal counsel, or fund administrators, and will be...
$8.23 - $9 per hour
.... RH is seeking a knowledgeable and service-minded Bar & Coffee Associate to deliver a refined and elevated beverage experience that reflects... ...role.Job InfoJob Identification 40404Job Category HospitalityLocations Greenwich RestaurantPay Range $8.23 - $9.00 Hourly RH-USA IncHourly paySeasonal workLocal areaWorldwideShift workWeekend work- ...KPMG is currently seeking an Assistant General Counsel to join our Global Office of General Counsel... ...legal, ethical and reputational risks associated with new technology products, features... ...patents, copyrightable software and trade secrets and those driven by the inherent...Contract workH1bWork at officeLocal area
- ...and research arm. This is a newly created role supporting the General Counsel/CCO, offering diverse exposure across commercial contracts,... ...services–focused law firm, in-house at a broker-dealer, electronic trading firm, or with a regulator; JD strongly preferred but not...Contract work
$141.07k - $145.3k
...banking groups in Japan. SMFG’s shares trade on the Tokyo, Nagoya, and New York (NYSE... ...Group offers a range of commercial and investment banking services to its corporate, institutional... ...identify issues, root causes, and associated risks, and communicate these recommendations...Full timeWork at officeLocal areaRemote workWork from homeWorldwide$150k - $165k
...clients' brightest tomorrow, through agility, collaboration, resilience, and discipline. Position Overview Reporting to the Group General Counsel the Head of Legal Operations will lead the optimization and transformation of our global legal function. This pivotal role will...Contract workTemporary workWork at officeLocal areaFlexible hours- ...Mid-sized regional law firm with offices in Greenwich, Connecticut and New York City has an immediate opening for an associate attorney to work in the business/commercial department out of our Greenwich, Connecticut office. We are looking for an associate attorney with...Work at officeImmediate start
$1,000 per month
...evaluated and vetted based on your ability to follow instructions. We look forward to hearing from you! About The Personal Injury Associate Attorney will be responsible for litigating personal injury cases in Connecticut. Responsibilities Litigate personal injury cases...Casual workWork at office$160k - $200k
...Full Time Purpose of the Role: We are seeking a highly motivated associate attorney with 5+ years of experience to join our Real Estate... ...review, and coordinate with lenders, title companies, and opposing counsel. Provide strategic guidance to clients on transactional matters...Full time$160k - $200k
...collaborative firm culture built on integrity, innovation, and genuine investment in its attorneys' growth and long-term success Location Based... ...with clients, lenders, title companies, and opposing counsel throughout Assist in structuring and negotiating corporate finance...Work at office$180k
...ASSOCIATE ATTORNEY – CORPORATE & COMMERCIAL | GREENWICH, CT KEY DETAILS Location:... ...position with an international commodities trading company. The ideal attorney is a smart,... ...including coordination with local and outside counsel • Review and help draft buy/sell and...Work at officeLocal areaRemote workMonday to Friday$750 per month
...Personal Injury Associate Attorney — Stamford, CT (In-Office, Hybrid Considered) Chaffin... ...Negotiate directly with adjusters and defense counsel — from initial demand through resolution... ...are genuinely interested before we invest time on both sides. Please call 866-996...Work at office- ...stakes matters with the agility and personal touch that only a small, elite team can provide. We are looking for a Junior to Mid-Level Associate who doesn't just want to "bill hours," but wants to build a career, a reputation, and a book of business. Who You Are The...Work at officeFlexible hoursShift work
$155k - $183.5k
...ValueProvide legal advice and strategic counsel to Franklin Templeton businesses, investment advisers, advisory technology... ...management firm, or an industry trade group.Experience advising FinTech... ...regulatory and policy issues associated with the investment management business...Local area$145k - $170k
...LLP , a medium sized prestigious commercial law firm with a strong banking and corporate litigation practice, seeks a Litigation Associate for its Stamford, Connecticut office. Admission in Connecticut required. Qualifications J.D. degree from an accredited law school...Full timeWork at officeRemote work$90k - $130k
...Stamford, CT office of Winget, Spadafora & Schwartzberg, LLP is currently seeking an Associate Attorney with 1-5 years of litigation experience. CT admission is required for varied caseload including professional liability, casualty coverage, employment and/or securities...Full timeWork at office- ...expectations, and embracing diversity and inclusion. As an Associate Banker within Chase, you will represent our brand and culture... ...including personal banking, credit cards, mortgages, auto financing, investment advice, small business loans and payment processing. We’re...Part time
$20.05 - $35 per hour
...questions. Selects, trains, develops, mentors, motivates, and counsels Team Members in a manner that sustains a high-performance team... .... Note: The purpose of this document is to provide a general summary of essential responsibilities for the position and is not...Hourly payFull timePart timeSeasonal workWork at officeFlexible hoursNight shift$50k - $70k
...Associate Financial Advisor White Plains, NY | In-Office Bhashyam Wealth Management, a Private Wealth Advisory Practice of Ameriprise... ...planning recommendations and client deliverables Execute investment transactions including stocks, bonds, mutual funds, annuities,...Private practiceWork at officeVisa sponsorship- ...Join our growing team as a Amazon Associate to work collaboratively across teams and departments, maintain accurate records and documentation... ...and business needs, assist with organizing, stocking, and general upkeep, gain knowledge of company offerings to better serve clients...Weekly payFlexible hoursShift work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Associate General Counsel - Investment and Trading (USA). Be the first to apply!
- media associate Stamford, CT
- relationship associate Stamford, CT
- call center associate Stamford, CT
- cash office associate Stamford, CT
- associate in-house counsel Stamford, CT
- nephrology associates Stamford, CT
- gastroenterology associates Stamford, CT
- urology associates Stamford, CT
- publishing associate Stamford, CT
- social work associate Stamford, CT

