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Remote Field Supervisor II - Financial Compliance

Principal Financial Group

New York, NY
  • Remote job

Principal Financial Group is seeking a Field Supervisor 2 for the Individual Solutions Supervision team. This remote position involves oversight and compliance monitoring of financial representatives. Candidates should hold a Bachelor's degree and 4+ years of relevant experience, including active FINRA licenses. Additionally, knowledge of securities products and strong communication skills are essential. The role supports maintaining compliance and enhancing service levels. #J-18808-Ljbffr Principal Financial Group

Vacancy posted 2 days ago
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