Senior Compliance Monitoring & Testing Leader
TD
A leading financial institution in New York is seeking a Compliance Officer to assist in developing and executing the annual Compliance Testing and Monitoring plan. Responsibilities include determining review scopes, executing testing engagements, communicating with stakeholders, and supporting a culture of compliance. The ideal candidate has over 5 years of experience in a regulatory environment, strong analytical skills, and proficiency in relevant tools. A degree is required, and a JD is desirable but not mandatory. #J-18808-Ljbffr
- TD Bank Group is seeking a Senior Compliance Officer based in New York, NY, to join the Compliance Monitoring and Testing Team. This position involves supporting the compliance program by developing testing plans and executing engagements to ensure regulatory compliance...Senior
$175k - $200k
...PJT Partners, Inc. in New York seeks a Compliance Monitoring & Assurance leader to design and implement compliance programs. The role requires at least 10 years of compliance and risk experience, with deep knowledge of U.S. broker-dealer regulations. Candidates should...SeniorWork at office$175k - $200k
...Responsibilities Design, implement, test, and assure the compliance monitoring and assurance program, ensuring regulatory obligations, internal policies, and risk controls are met to the highest standards. Lead a high‑performing Compliance Monitoring & Assurance team,...SeniorWork at office$175k - $195k
...Strategy for High-Performing Consultants Compliance Monitoring Manager - Capital Markets Our client... ...specialist Compliance Monitoring & Testing group. You will report directly into... ...Monitoring program Working with senior business leaders to enhance the Compliance Monitoring...SeniorFull time$175k - $200k
...focused investment bank. Our team of senior professionals delivers a wide... ...is seeking a highly experienced compliance professional to serve as Head of Monitoring & Assurance. This individual will... ...for the design, implementation, testing and assurance program, ensuring that...SeniorWork at office- Une institution financière basée à New York recherche un Senior Compliance Officer pour rejoindre son équipe de surveillance et de tests de conformité. Le candidat idéal doit avoir une expérience de 5 à 7 ans dans le domaine de la conformité, une formation en baccalauré...SeniorRemote job
$100k - $135k
TD is seeking a Senior Compliance Officer in New York, New York. This role is crucial for the Compliance Monitoring and Testing Team, overseeing compliance testing, preparing reports, and developing metrics. The ideal candidate will have a Bachelor's degree, 5-7 years of...SeniorWork at office$110k - $120k
...Cresset Capital is seeking an Associate Director of Compliance for its Denver office. This role requires 5+ years in financial services, focusing on compliance monitoring, testing, and training. The candidate should possess strong analytical and communication skills, along...SeniorWork at office- ...to join our team dedicated to advancing clinical research and improving patient outcomes. In this role, you'll lead site monitoring, ensure compliance with GCP/ICH guidelines, and collaborate with cross-functional teams to drive successful study execution. The ideal...Senior
- ...Vice President, Senior Compliance Officer, Monitoring & Compliance Oversight About the Company Leading global financial institution with broad... ...the firm's Compliance Monitoring program, with a focus on testing and risk assessments. This role demands a professional with...Senior
- Fwainvest is seeking an experienced compliance professional to oversee compliance policies and testing programs. The ideal candidate will possess a Bachelor's degree with ten years of experience in compliance and five years in a management role within financial services...Senior
$100k - $135k
...recruiter who can provide you more specific details for this role. Job Description This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The Monitoring and Testing Team covers the TDS US businesses...SeniorWork experience placementLocal area- ...Parexel International is seeking a Senior Clinical Research Associate (SrCRA) for local responsibilities in study delivery. The role involves monitoring clinical study sites, ensuring compliance with regulations, and collaborating closely with the study team. The ideal...SeniorLocal areaRemote work
- ...System One is seeking a Director Medical Monitor to provide medical oversight for clinical studies in Parsippany, NJ. This hybrid role requires an MD or DO with clinical drug development experience. Key responsibilities include protocol development, medical review of safety...Senior
- ...Therapeutics in New Jersey is seeking a CRA/Sr. CRA to ensure quality in clinical trial management and compliance. The successful candidate will oversee monitoring activities, safeguard patient rights, and ensure data integrity across various phases of trials. This role...SeniorRemote workFlexible hours
$100k - $115k
RDI - Your IVD CRO in the United States is looking for a Senior Clinical Monitor to enhance team capabilities and maintain high monitoring standards. You will teach by example, reviewing the team's work closely while holding a small caseload. This position requires deep...SeniorRemote jobFull time- ...is seeking a Clinical Research Associate to ensure that clinical studies are conducted in compliance with regulatory requirements. The role involves significant travel, monitoring clinical sites, and maintaining robust documentation while supporting the study team. Candidates...SeniorRemote work
$150k - $163k
...Consumer and Payments Compliance Lead is responsible for... ...and rationale. Monitor regulatory developments... ...Inquiries Monitoring, Testing, and Issue Management... ...experience. Significant, senior‑level experience in compliance... ...(including senior leaders and partners) when...SeniorWork experience placementRemote work- ...PJT Partners is seeking a Senior Vice President for Compliance in New York, NY. This leader will head the Compliance Monitoring & Assurance team, ensuring the firm meets regulatory standards and drives continuous improvement. The ideal candidate has a Bachelor's degree...Senior
- argenx SE is seeking an Associate Director Ethics & Compliance (E&C) for Boston, US, to design a risk management framework using AI. This role involves analyzing compliance data, enhancing monitoring processes, and collaborating with various departments to ensure compliance...
- ...research organization is seeking a CRA II to manage study sites and ensure compliance with protocols. Responsibilities include overseeing patient safety, conducting site visits, and preparing monitoring reports. The ideal candidate will have a minimum of two years of...SeniorNight shift
- ...Financial Industry Regulatory Authority, Inc. is seeking a Senior Risk Monitoring Analyst to safeguard the integrity of U.S. securities markets. In this pivotal role, you will conduct sophisticated risk monitoring, analyze regulatory developments, and collaborate with...Senior
$115k - $140k
...Fortrea is looking for a Senior Clinical Research Associate (CRA 2) based in New York.... ...This role requires 4+ years of Clinical Monitoring experience with a strong emphasis on Oncology... ...clinical trial sites, ensuring compliance with protocols, and reporting any serious...Senior- ...A financial technology company is seeking an experienced BSA/AML Compliance Officer to lead independent testing and oversight. The ideal candidate will have at least 7 years of experience in compliance and risk oversight within banking or fintech. Responsibilities include...Senior
- ...and make a real impact. Job Overview As a senior member of our Risk Identification team,... ...Lead the proactive identification and monitoring of macroeconomic, market, and sector risks... ...on Citi. Develop and propose stress testing scenarios for key risks, outlining their...SeniorFull timeCasual workWork from homeFlexible hours
- ...through education, experience, specialized training and/or certification in securities industry compliance to design, implement and supervise a comprehensive testing and monitoring program. Provides compliance support and strategic guidance to the Raymond James Investment...Temporary workWork experience placementWork at office
$136.4k - $181.4k
...BeiGene, Ltd. is seeking a Senior Clinical Research Manager to oversee clinical monitoring activities and the performance of the CRA team. This leadership role ensures compliance with ICH-GCP, local regulations, and company standards while fostering a positive team culture...SeniorLocal area- ...Syneos Health is looking for a CRA II responsible for site qualification, management, and compliance with ICH-GCP. You will ensure adherence to regulatory standards and efficiently document processes. The ideal candidate will possess a Bachelor’s degree or equivalent,...SeniorRemote work
- Altus Group is seeking a Senior Construction Consultant for their U.S. team who will be responsible for providing independent construction risk advisory, loan monitoring, and due diligence services. This remote role requires effective communication and analytical skills...SeniorRemote job
- ...ICON in Pennsylvania is seeking a Sr. Clinical Research Associate to lead clinical trial monitoring and ensure compliance with protocols and regulations. The ideal candidate will have a Bachelor's degree and extensive experience in clinical trials. Responsibilities include...Senior
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