Compliance Associate, Clearing & SIFMU Risk
CME Group
CME Group in Chicago is seeking a Compliance Associate within the Clearing and Post Trade Services Division to safeguard the integrity of our Clearing House, a Systemically Important Financial Market Utility (SIFMU). The role centers on enforcing CFTC Part 39, Core Principles, and PFMI standards while partnering with Risk, Operations, Legal, and regulators to translate complex requirements into robust programs. #J-18808-Ljbffr CME Group
$85.1k - $141.8k
...investment in their future. What You'll Do Drive compliance initiatives to ensure the Clearing House fulfills its systemic obligations as a SIFMU. Develop and maintain robust clearing... ...to keep senior leadership and internal risk management teams informed. Collaborate across...RiskWorldwideShift work$85.1k - $141.8k
## Compliance Associate - Clearing HouseApplylocations: Chicago - 20 S. Wackertime type: Full timeposted on... ...Important Financial Market Utility (SIFMU). In this role, you will ensure robust... ...(PFMI). Partnering closely with Risk, Operations, Legal, and regulatory bodies...RiskWorldwideShift work$200k - $250k
...technology firm is seeking a strategic leader to build and scale its clearing operations function from the ground up. This is a high-... ...deliver cross‑functional requirements across technology, risk, and compliance teams. Design and implement robust margining and collateral...Risk$261.8k
...responsible for the strategy and driving operational excellence for the Clearing portfolio. This portfolio of products is centered around the... ...trade capture, post-trade processing, product reference data, risk management, capital efficiencies, banking, collateral management...RiskFull timeWorldwide- The Options Clearing Corporation (OCC) is seeking a Regulatory Compliance professional to support the team in maintaining OCC's regulatory framework and advising... ...multiple control functions. This role emphasizes risk identification, monitoring, and coordination for regulatory...Risk
- CME Group is seeking a regulatory compliance professional in Chicago to lead and shape the firm... ...programs for systemic obligations as a SIFMU. The role requires at least 3 years in compliance... ...examinations, and coordinate across Risk, Legal and Government Relations to align...Risk
$77k - $202k
...Description & SummaryThe OpportunityAs a Security Risk & Engineering - Tech and Cyber Risk & Compliance - Senior Associate, you will focus on maintaining regulatory... ...will be comfortable when the path forward isn’t clear, asking questions and using these moments as opportunities...RiskFull timeH1b- ...35Compliance Analyst As a CLE Compliance Analyst II, you will play a key role within the Risk Management Compliance team, supporting... .... Reporting to the Associate Director of CLE Compliance, this... ...and internal stakeholders with clear, timely, and service-focused communication...RiskWork at office
$33.71 - $47.2 per hour
...time off and Holiday pay Description The Compliance Associate II - Privacy reflects the mission,... ...identifying and assessing areas of compliance risk for NMHC Assist with the development... ...and communicate with others in a clear, concise, and professional manner on the...RiskHourly payFull timePart timeWork experience placementWork at officeLocal areaRelocation packageFlexible hours- Illinois Ag in Chicago, IL is seeking a Clearing Operations Analyst to join their team. This role involves processing option expirations and managing various customer requests to ensure efficient operations. Qualified candidates should have a bachelor's degree, at least...Risk
$135k - $175k
...in order to assess and document any regulatory product risks, build out regulatory compliance frameworks for Adyen’s products, and be a voice for second... ...accountability.What You’ll Do:Project manage the clear communication of regulatory requirements across teams, track...RiskWork experience placementWork at office$72k - $141k
You have a clear vision of where your career can go. And we have the leadership to help... ...are used to their fullest potential. The Compliance Senior Consultant is a strategic individual... ...inquiries, issues, projects, and risks.Support regulatory inquiry and audit responses...RiskFull timeWork experience placementWork at office$119k - $218.3k
...Summary Senior Consultant - Risk, Regulatory, & Licensing -... ...up-to-date perspectives on compliance obligations and industry best... ...• Ability to provide clear guidance to others The Team Our... ...asset lifecycle events, and associated process flows.Deep understanding...RiskWork at office$89k - $105k
...their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion... ...testing, surveillance, audits and exams, risk assessments, and annual reviews to... ...to communicate ideas and information in a clear, concise manner, whether directly to co-workers...RiskWork at officeFlexible hoursShift work3 days per week- Kearney Italia, Inc. is seeking a Risk & Compliance Associate to enhance its compliance programs and support risk management initiatives. The ideal candidate will have 4-7+ years of relevant experience and a strong commitment to ethical practices. This role offers the opportunity...Risk
$100k - $135k
...- USD135000 per annum SENIOR COMPLIANCE ANALYST $100-135k | REMOTE Global... ...to expand their Governance, Risk & Compliance team by hiring a... ...team. They must have clear communication skills, both verbal... ...Must have an academic degree (Associates, Bachelors, etc.). 5+ years of...RiskWork experience placementRemote work- Greenberg Traurig LLP seeks a senior Associate in its Financial Regulatory & Compliance Practice. The role can be based in our Miami, DC, New York, Chicago,... ...chartering and knowledge of BSA/AML, sanctions, third‑party risk, and consumer compliance. Spanish fluency is...RiskWork at office
$260k - $365k
...full-time employment opportunity for a senior level Associate in the Financial Regulatory & Compliance Practice. They can be based in our Miami, DC, New York... ...and regulations (e.g., BSA/AML, sanctions, third-party risk management, and consumer compliance). Enforcement...RiskFull timeTemporary workWork at officeFlexible hours- ...includes our youth. About the Role As a Compliance Specialist, you help protect and... ...volunteers across departments, you’ll identify risks, uphold standards, and promote a culture... ...to work when it fits your life with clear communication around expectations. The...RiskRemote work
- Chicago, IL, Compliance, Full-Time About Marex Marex Group plc (NASDAQ: MRX) is a diversified... ...of coverage across four core services: clearing, agency and execution, market making,... ...and procedures to minimize non-compliance risks. Compliance efforts are instrumental in...RiskFull timeImmediate startWorldwide
$65k - $120k
Overview Our division prevents, detects and mitigates compliance, regulatory, and reputational risk across the firm and helps to strengthen the firm’s... .... Private Wealth Management Compliance is seeking an Associate to join our team and be based out of our Chicago office...RiskFull timeTemporary workPart timeWork at office$109.9k - $137.9k
MASE Compliance - Compliance Advisor Principal Associate Data is at the center of everything we do. As a startup, we disrupted... ...in managing regulatory compliance risk through advice and effective... ...Strong organizational skills, clear results orientation, and focus on...RiskFull timeTemporary workPart timeLocal area- ...Director of Operational Risk to evaluate IT and... ...Security, TPRM, Legal, Compliance, and Internal Audit) and... ...reliability of the associated frameworks and systems... ...Familiarity with the Covered Clearing Agency... ...Financial Market Utility (SIFMU), OCC operates under the...RiskFull timeTemporary workWork at officeRemote work2 days per week
$81.4k - $151.8k
...Deadline: Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance Assists in the implementation, maintenance and... ...lead and review other testers in the execution of test plans. Clearly documents evidence of testing activities to facilitate ease of...RiskPart timeLocal area- Senior Consultant Business Consulting | Risk & Compliance | United States - New York / New Jersey MUST HAVE REG REPORTING EXPERIENCE WITH CCAR... ...and craft solutions; translate strategic objectives into clear user stories and acceptance criteria, prioritized by value, urgency...RiskContract workApprenticeship
$65k - $120k
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance... ...Private Wealth Management Compliance - Associate (Chicago) As part of this team, the...RiskFull timeTemporary workPart time$65k - $120k
Goldman Sachs Group, Inc. is searching for a Compliance Associate for its Private Wealth Management team in Chicago. The role involves monitoring compliance, assessing financial product suitability, and collaborating with various teams to ensure adherence to regulations...Risk$65k - $120k
The Goldman Sachs Group is seeking an Associate for their Private Wealth Management Compliance team in Chicago. The role involves monitoring compliance, assessing product suitability, and advising teams on regulations. Candidates must have a Bachelor’s degree and three...Risk- ...product registrations and ensuring regulatory compliance in the design, manufacturing, and sales... ...820), and EU MDR Knowledge of ISO 14971 risk management for medical devices... ...ability to articulate complex technical issues clearly and effectively to cross-functional teams...Risk
- ...with value-added integrated financial solutions. The SG Americas Compliance department acts as Second Line of Defense of the corporate... ...across Societe Generale’s operations, reporting on the compliance risks and issues to local, regional, and head office management. The...RiskWork at officeLocal area
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