Financial Advisor/ Investment Advisor Representative

Financial Advisor

Full-Time | On-Site | Raleigh, North Carolina

About the Role

Peak Planning Group is seeking a client-focused Financial Advisor to join our team in Raleigh, NC. This is an opportunity for a motivated professional to manage an existing book of clients and help them work toward their financial goals. As a member of our small, collaborative team, you’ll play an important role in providing personalized financial planning and a high-quality client experience. The role also offers opportunities for occasional travel for client meetings, professional development, and firm events.

The ideal candidate is a strong communicator who takes initiative, enjoys working closely with others, and is committed to providing clear, transparent, and personalized guidance.

Key Responsibilities

• Manage and nurture relationships with an existing book of clients, serving as a trusted resource for their financial planning needs.
• Meet regularly with clients to understand their goals, priorities, and evolving financial circumstances.
• Develop and communicate tailored financial plans and recommendations aligned with clients’ needs.
• Monitor client portfolios and make recommendations based on individual objectives, changing circumstances, and market conditions.
• Maintain accurate client records and ensure compliance with regulatory requirements and firm policies.
• Participate in client education and relationship-building initiatives.

Qualifications & Experience

• CFP® certification or a Series 65 license, with a minimum of three years’ experience in financial services.
• Strong communication and interpersonal skills, including the ability to explain complex financial concepts clearly.
• A client-first mindset and a commitment to building long-term relationships grounded in trust and transparency.
• A proactive, team-oriented approach and a willingness to contribute wherever needed.

Benefits

• Compensation commensurate with experience and bonus opportunities.
• Paid time off.
• 401(k) with employer matching.
• Health insurance.
• Opportunities for professional growth and continued learning.

Why Join Peak Planning Group?

At Peak Planning Group, we believe great financial planning starts with understanding what matters most to each client. We take a planning-driven approach to financial advice, emphasizing transparency, collaboration, and long-term relationships.

We’re a small, tight-knit team that values getting to know one another, sharing ideas, and working together to deliver the best possible experience for our clients. In this role, you’ll step into an established client base, giving you the opportunity to focus on what matters most: providing meaningful financial guidance and developing trusted, long-term client relationships.

• If you’re looking for a role where you can focus on serving clients, grow as an advisor, and be part of a supportive team, we’d love to hear from you.