Finance Controls & Surveillance Analyst
Guggenheim Securities
Guggenheim Securities in New York is seeking an Analyst for the Business Controls Group. This role involves monitoring trading activities and ensuring compliance with regulatory standards while supporting the integrity of operations. The ideal candidate will have a Bachelor's degree in Finance or a related field and strong analytical skills. This position offers valuable exposure to financial services controls and compliance. #J-18808-Ljbffr Guggenheim Securities
- ...TPG has an exciting opportunity for an Analyst to join its Compliance team in New York,... ...responsible for implementing the global Control Room strategy. The Control Room administers... ...requests and related e‑communications surveillance Assist in developing policies and systems...SurveillanceTemporary workWork at office
$67.5k - $90k
...for all — bridging traditional finance with the emerging... ...tools and processes. The Role: Analyst, Compliance (Investigations)... ...Monitoring, Account Review, Market Surveillance, Legal, and other departments... ...developing new processes and controls. In this role, you will contribute...SurveillanceWork experience placementWork at officeRemote workFlexible hours- ...JPMorganChase’s PricingDirect team, where your expertise in finance and technology drives accurate valuations for millions... ...teams. Enhance product and service quality via market surveillance, data analysis, process control reviews, and quality assurance. Perform complex...SurveillanceWorldwide
$160k - $195k
...of the largest asset managers in onchain finance. Gauntlet serves $1.5B+ in client TVL,... ...deal structuring through ongoing portfolio surveillance - across direct lending, structured... ...Product and Engineering to embed credit controls directly into our on-chain infrastructure...SurveillanceContract workWork at officeRemote workWork from home$50 per hour
Certified Contractor Roles: Senior · Lead · Analyst Initio Sphere Private Capital Ecosystem -... ...fund managers, investors, operators, and finance professionals across private markets—... ...professionals to join as Certified Deal Control Analysts . This is not a traditional employment...SuggestedHourly payFor contractorsImmediate start- ...Trade Surveillance Analyst page is loaded## Trade Surveillance Analystremote type: Hybridlocations: New York-New York Cityposted on: Posted... ...market forces, industry trends and client needs. Our accounting, finance, human resources, IT, legal, marketing and facilities...SurveillanceContract workFor contractorsImmediate start
$150k - $200k
...securities, credit cards, and consumer finance. The Group has more than 130 offices and... ...employees. Role Description The Trading Risk & Control group in Capital Markets is established... ...a larger team which includes financial analysts, quants, and traders. Solve problems...Work experience placementWork at officeLocal areaWork from homeWorldwide$128k - $165k
...Duties Include Demonstrate governance, control and risk management behaviors aligned with... ...AML compliance functions such as surveillance reviews, section 312 reviews and TD affiliates... .... Provides guidance and support to analysts on matters related to portfolio and speciality...SurveillanceWork experience placementWork at officeLocal areaWork from homeFlexible hours$170k - $220k
...insurance and pension space. With a focus on corporates, project finance/infrastructure, asset-backed finance and credit tenant leases,... ...or waivers. Portfolio monitoring: Active management and surveillance of existing portfolio credits including reviewing financial statements...SurveillanceLocal areaShift work- ...with a significant presence in the Americas. The team supports complex credit portfolios and financing transactions through disciplined risk analysis, portfolio surveillance, and data-driven decision-making. This position works closely with credit, risk, analytics,...Surveillance
- ...Department of Health and Mental Hygiene seeks a Chronic Disease Data Analyst to support research and program evaluation aimed at reducing... ...City. The role involves analytic support across Bureau units, surveillance, data management, and preparing figures and maps. The ideal...SurveillanceWork at office
- ...Zimmermann company, is seeking a Lead Systems Investment Data Analyst for regulatory compliance monitoring across investment platforms... ..., data lineage, and data flows between systems to support surveillance and compliance rules. The ideal candidate combines strong SQL,...SurveillanceRemote job
- ...Compliance & Operational Risk Manager - Americas Control Room Manager to lead the Americas... ...reports, wall‑crossings, MNPI, trade surveillance, and trade pre‑clearance. Supervise and... ...Required Qualifications Bachelor’s degree in Finance, Law, Business or related field (...SurveillanceShift workDay shift
- ...Consumer Lending division. We are looking for a Senior Credit Risk Analyst who lives and breathes data, portfolio mathematics, and... ...default risk tightly within target bands. Credit Monitoring & Surveillance: Maintain constant surveillance on credit distribution and...SurveillanceWork at office
- Asset Management - Securitized Credit Research Analyst - Vice President As a research analyst on the Securitized Credit team, you will... ...identify compelling investment opportunities Conduct rigorous surveillance and monitoring to identify risks to holdings while...Surveillance
$70k - $80k
...CreditSights is currently seeking a Municipal Analyst based out of our New York office... ...candidate will be involved in maintaining surveillance on municipal bond issuer and market performance... ...in the capital markets or public finance and comfort using AI tools (Claude, ChatGPT...SurveillanceTemporary workWork at officeImmediate startWeekend work3 days per week- US Analyst - Credit Analyst - Risk and Permanent Control DEPARTMENT: Risk and Permanent Control | Reports to: Senior Credit Officer US ANALYST PROGRAM The US... ...for recent college graduates interested in finance and corporate/investment banking to actively participate...Permanent employmentFull timeContract workFixed term contractInternshipVisa sponsorship
- JPMorgan Chase & Co. is seeking a Treasury Product Control Associate in New York City to enhance the integrity of financial statements... ...least three years of experience in Product Control, Accounting, or Finance, along with a bachelor's degree in a related field. #J-18808-...
- ...in corporate, investment, and structured finance. This team supports sophisticated asset-... ..., risk, finance, operations, and other control functions to support sound credit decisions... ...tools, risk controls, and portfolio surveillance practices. Do You Bring Proven Success...Surveillance
- ...a full-time Treasury Risk Associate in Midtown, Manhattan. The role involves assisting with risk management functions, performing control testing, and proposing key risk indicators for the bank's treasury department. The ideal candidate will hold a Bachelor's Degree and...Full time
- Commercial & Private Bank Compliance Risk & Controls Associate Location New York, NY 10018 The Commercial & Private Bank Compliance Risk... ...'s broader offerings. The Commercial Bank includes lending, finance, and banking focused on middle market Commercial & Industrial (...Minimum wageLocal area
- SIG Susquehanna is seeking a highly organized individual to support the development and execution of our Internal Controls and Operational Risk Management framework. This role offers extensive exposure to enterprise risk processes, control testing, and incident tracking...
- ...Associate, Business Audit in New York, NY. You will provide independent assurance for the firm’s risk management framework and internal controls, supporting planning, scoping and execution of risk-based and regulatory audits across business areas. You will draft concise...
$120k - $160k
...Risk Officer has accountability for maintaining a consistent controlled environment through adherence of business ethics and practices... ...to the Senior Risk Officer.DUTIES and RESPONSIBILITIES:Surveillance and SupervisionPrimary responsibility for all risk, supervisory...SurveillanceTemporary workLocal area- Bloomberg is seeking a Control Management Specialist to support its Sustainable Finance Products business in New York. The role will govern the internal controls framework, monitor risk, and advise on strengthening controls across processes. You will work with Product,...
$140k - $185k
...compensation (varies by employer) About This Role This Portfolio Risk & Controls Analyst description represents the type of early-career portfolio... ...managed post-close , working closely with investment teams, finance, legal, and operations to identify downside exposure and...Full timeInternship- .... is seeking an experienced candidate to support their product control function in New York. This role involves assisting with daily P... ...providing detailed financial analysis to business managers and senior finance management. The ideal candidate has over 5 years of experience...
$140k - $180k
Product Analyst- Workplace Security & Safety Location New York Business Area... ..., including employee badging and access control systems, visitor management platforms, emergency... ...and response tools, and video surveillance technologies. By integrating physical security...SurveillanceTemporary workFor contractorsWork experience placementRemote workWorldwide$100k - $120k
The Credit Portfolio Risk Analyst will be one of the first people to build Bounce's risk... ...investment banking, credit risk, or structured finance background and want your models to drive... ...actual vs. underwritten. Portfolio Surveillance Track actual collection curves against...Surveillance$77.87k - $97.33k
Job Summary Project Cost Controls Analyst with SOLV Energy will deliver data‑driven financial and strategic analysis that supports decision... ...trend reports. Qualifications Bachelor’s degree in Engineering, Finance, Economics, Data Science, or a related analytical field. 1-3...Remote job
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Finance Controls & Surveillance Analyst. Be the first to apply!
- program finance analyst New York, NY
- junior financial analyst internship New York, NY
- lead financial analyst New York, NY
- financial analyst internship New York, NY
- work from home financial analyst New York, NY
- financial planning analyst New York, NY
- capital markets business analyst New York, NY
- financial crimes analyst New York, NY
- entry level finance analyst New York, NY
- commercial credit analyst New York, NY


