Portfolio Oversight & Trading Compliance Analyst
Artisan Partners
Artisan Partners Limited Partnership is seeking a Portfolio Oversight Analyst within Trade Operations to enhance trading controls and ensure compliance with investment guidelines and global regulatory limits. You will code client investment guidelines into order management systems, support regulatory reporting, and assist with client due diligence and RFP responses while contributing to onboarding new model delivery platforms. #J-18808-Ljbffr Artisan Partners
$90k - $100k
...families, communities, and personal interests. Job Family Regulatory Compliance About Us At Transamerica, hard work, innovative thinking, and... ...by leading compliance testing, monitoring, and regulatory oversight activities that mitigate legal, regulatory, operational, and...SuggestedContract workWork at officeRemote workWorldwideVisa sponsorship$100k - $120k
Regulatory Compliance AnalystLocation: Austin, Denver, or San FranciscoWork Model: Hybrid,... ...are looking for a Regulatory Compliance Analyst to support the Senior Director, Regulatory... ...compliance activities across our U.S. portfolio.In this role, you will help build a strong...SuggestedLocal area1 day per week$55k - $120k
...expertise, scale, and technology.Job DescriptionTitle: Post Trade Compliance Analyst Location: Denver, CO; Boston, MA; Waltham, MA -... ...control within the investment management process, ensuring portfolios remain compliant with regulatory requirements and client investment...SuggestedOngoing contractFull timeWork at office$21.75 - $24.88 per hour
Job ID: 292754 Store Name/Number: CO-South Glenn (1152) Address: Streets at South Glenn Suite 24 6853 S.York Street, Centennial, CO 80122, United States (US) Hourly/Salaried: Hourly (Non-Exempt) Full Time/Part Time: Part Time Position Type: Regular ...SuggestedHourly payFull timePart timeFlexible hoursShift workNight shiftWeekend work$98k - $105k
...other assets.Position Overview: As a Lead Compliance Analyst, you will be responsible for assisting... ...TAM’s suite of mutual funds, exchange-traded funds, collective investment trusts,... ...requests.Contribute to structured compliance oversight of service providers to TAM’s products....SuggestedFull timeWork at officeWorldwide$85k - $93k
...you! Your opportunity A Senior Analyst role within the Investment... ...subsequent coding of logic-based compliance rules into Charles River and... ...including Investment, Trading, Legal, Operations, ESG, Data... ...improve the daily guideline oversight monitoring process to reduce...Work at officeFlexible hours- ...Axos Clearing is seeking an Oversight & Supervision Principal who will be responsible for... ...including regulatory filings, employee compliance, risk analysis, testing & surveillance,... ...Program and free access to an Axos Bank Account with Self-Directed Trading #J-18808-Ljbffr...
$84.9k - $120.57k
...Physical Security Regulatory Compliance ManagerAre you looking for an exciting job where... ...policies in other jurisdictions. Maintain oversight of regulatory rulemaking activities in... ..., Xcel Energy offers a comprehensive portfolio of energy-related products and services...Temporary workLocal areaFlexible hours- Transamerica is seeking a compliance professional to strengthen its advisory compliance program through oversight of regulatory requirements and risk management. The role involves interpreting SEC rules, fiduciary duties, and Form ADV disclosures, while supporting policy...
- Transamerica is seeking a seasoned Compliance professional to strengthen and lead testing, monitoring, and regulatory oversight across a broker-dealer, registered investment adviser, and insurance agency. You will evaluate processes, supervise control activities, and drive...
- Parsonex Enterprises, Inc. in Englewood, Colorado seeks an experienced, licensed Compliance Analyst to support its affiliated firms—Parsonex Securities, Inc. and Parsonex Advisory Services, Inc.—from our office in Englewood. This hands-on role operates under the Chief...Work at office
- ...Job Title: Governance Risk & Compliance Analyst Location: Lakewood, CO Work Model: Hybrid – onsite and remote Overview System One is seeking... ...Leader, the analyst contributes to policy development, risk oversight, and continuous improvement of the organization’s security...Work at officeLocal areaRemote work
- Lightsource bp is seeking a Regulatory Compliance Analyst to support the Senior Director in daily regulatory tasks across the U.S. portfolio. The role focuses on building a strong compliance culture, managing filings, and coordinating with internal teams and external stakeholders...
$108k - $130k
...products and processes proactively manages risks, ensuring ongoing compliance throughout the entire software lifecycle. Understanding this... ...and we have an immediate opening for a GRC and IT Compliance Analyst to help support and execute Cleerly’s security and compliance...Immediate startRemote work- Cleerly is hiring a GRC and IT Compliance Analyst to support security and regulatory objectives. Reporting to the Director of Information Security, you will own risk management, IT compliance, and audits, while adapting to changing regulatory environments. The role requires...Remote work
- ...for other labor markets outside of NCAL.Support Health Plan Risk Adjustment operations through government audit readiness, compliance oversight, and internal quality assurance reviews. Perform coding validation, documentation review, and data-driven analysis to ensure...Work experience placement
$93k - $113k
...execution, we deliver reliable, affordable energy through a diverse portfolio that includes natural gas, solar, land-based wind, energy... ...organizations/independent system operators, and state and regional trade associations on behalf of Invenergy's operating assets as well...Full timeWork at officeRemote workVisa sponsorshipMonday to Thursday- ...entrepreneurial partnership is tailored for self-starting professionals who want to maximize their earning potential by utilizing a diverse portfolio of over 50 premier insurance carriers alongside a fully automated backend infrastructure. Core Objectives Strategic Client...Contract workWork at officeImmediate startRemote work
- Hogan Lovells Cadwalader is seeking an AML/compliance professional to review new business intake, perform client due diligence, and monitor ongoing risk across a broad client portfolio. The role requires strong analytical ability, attention to detail, and collaboration...
- ...System One in Lakewood, CO is seeking a Governance Risk & Compliance Analyst to join their Global Information Security Office. This hybrid... ...programs while contributing to policy development and risk oversight. Ideal candidates will have 3 to 5+ years of experience in fields...Work at office
- ...institutions through innovative financial solutions. This organization is committed to maintaining the highest standards of regulatory compliance and operational excellence, ensuring the integrity and stability of the financial markets it serves. As an Aquent talent, you...Remote work
$61.1k - $94k
...dynamic and detail-oriented Government Compliance Specialist at the entry-to-mid level, dedicated... ...with Zayo's business professionals with oversight and support of other members of Zayo's... ...found here: Zayo will not sell, lease, trade, or otherwise profit from any applicant'...Work experience placementWork at officeLocal areaImmediate startRemote work$46k
...Junior Compliance AnalystHogan Lovells Cadwalader is seeking a Junior Compliance Analyst to support the firm's Client Due Diligence (CDD) and Anti-Money Laundering (AML) program as part of the client onboarding process. This is an excellent opportunity for a recent graduate...Work at officeMonday to Friday$34 - $41 per hour
...Location: On-Site FLSA: Non-Exempt Compensation: $34-41 per hour, depending on experience Responsibilities Prepare, maintain and provide oversight to all research-related regulatory documents. Populate and coordinate the entire process of initial regulatory documents...Hourly payContract workCasual workWork at officeLocal areaMonday to FridayShift workDay shiftAfternoon shift$48k - $59.9k
...KEY RESPONSIBILIITES Review New Business Intake forms to ensure compliance with firm policies and regulatory requirements. Conduct client... ...work completed by Compliance Assistants and Junior Compliance Analysts and provide coaching and support as needed. Participate in and...Monday to Friday$60k - $80k
...Compliance SpecialistThis position requires temporary relocation to a project community. We have sites all across the country, so you must be open to national relocation.Primoris Renewable Energy, a business within Primoris Services Corporation's Energy segment, is a...Hourly payFull timeTemporary workApprenticeshipWork at officeLocal areaRelocation$80.05k - $165k
...Responsible for leading Cybersecurity and IT governance, risk, and compliance efforts, including the establishment and maintenance of IT... ...foundation with over $67 billion in assets and a diverse portfolio that supports flexibility and opportunity. A culture of belonging...Full timeWork at officeLocal area$62k - $80k
...As a Compliance Analyst at Convera, you will help promote a sound Compliance culture across the organisation through ensuring that there is an effective AML programme that effectively mitigates the risk of onboarding customers which are outside of Convera’s risk appetite...Work experience placementLocal area- ...Parsonex Advisory Services, Inc. (registered investment adviser) Reports To: Chief Compliance Officer Overview Parsonex Enterprises is seeking an experienced, licensed Compliance Analyst to support its affiliated financial services firms — Parsonex Securities, Inc., a registered...Full timeWork at officeMonday to Friday
- ...as trusted partners to employers throughout the benefits life cycle. What You’ll Do Serve as the primary benefits contact for a portfolio of small group employer clients Guide clients through the full renewal process - from assessment of needs, plan evaluation, selection...Full timeWork at officeLocal area2 days per week3 days per week
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