Associate Financial Advisor

About Wealth Enhancement Wealth Enhancement is an independent wealth management firm with an endless passion for enriching the lives of our clients. We continually seek to perfect our craft of personalized financial planning with our team-based Roundtable and UniFi processes that go far beyond the standard approach. We proudly provide unique financial plans and investment management services to over 80,000 households from our over 140 offices nationwide. Since 1997, Wealth Enhancement has tirelessly raised the standard of wealth management with specialized knowledge and more attentive service that helps every client craft their future. Associate Financial Advisor – Compensation The expected pay range for this Associate Financial Advisor position is $70,000 to $127,000 annually. This range may include a base salary plus variable compensation. Actual compensation will depend on qualifications, skills, and credentials, educational and professional experience, and productivity and sales numbers, and may be below or exceed the range. Primary Job Functions Work with the financial advisory team to actively manage client relationships with excellent service Assist the Financial Advisor during client meetings and with follow-up Take meeting notes and promptly enter into CRM Present financial advice or plan to client with the Financial Advisor Meet with client to obtain additional planning information or to clarify/confirm information provided Analyze client’s investments, insurance policies, and financial plan Place trades and oversee/manage tasks completed by the client service team Prepare annual reviews as required by the team Systematize the review process utilizing the CRM system Gather data for client reviews and review client files for additional sales opportunities Create reviews utilizing the Wealth Enhancement Group review system Create financial plans for clients as required by the team Analyze a client’s financial data in light of their financial goals Meet or call clients to obtain any additional planning information or clarify/confirm information provided Prepare client information to present to the Roundtable, if required Work effectively and professionally with the Financial Planning department, if required Participate in Wealth Enhancement Group trainings, educational events, coaching programs, and be proficient in advisor/client facing technology Adherence to the Wealth Enhancement Group’s Corporate Communication Strategy and be in good compliance standing Education and Qualifications 4-year degree required; business, finance, economics preferred 2+ years of experience within the wealth management industry Series 7, 66 (BD/RIA); Series 65 (RIA Only); Insurance licenses Ability to prepare client reviews and assist in meetings with senior advisors Must possess excellent analytical, organizational, and communication skills (both oral & written) Able to manage multiple projects at once Benefits Medical, dental, and vision coverage (Available to full-time employees and their families) Health Savings Account (HSA) with employer contribution and Flexible Spending Accounts (FSA) Life and AD&D insurance – employer paid and voluntary options Short-term and long-term disability, worker’s compensation – employer paid 401k with match and profit sharing Wellness programs and resources Voluntary benefits, including pet insurance 18 days of paid time off (PTO), accrued annually (25 PTO days after 4 years of service) 12 paid holidays each year (10 pre-determined and 2 floating days) Paid parental leave and paid caregiver leave (Caregiver leave available after 6 months of tenure) Reimbursement for tuition, licensing, and other credentials (Available after meeting service requirements) Equal Opportunity & Assistance Equal Opportunity Employer, including disabled and veterans. This organization participates in E-Verify. We are committed to equal opportunity in employment and do not discriminate based on race, color, religion, sex, national origin, age, disability, or any other protected status. Should you need reasonable accommodation when completing the application form or during the selection process, contact the Human Resources Department at View phone number on click.appcast.io. Information provided on this application will be kept confidential and only be shared with those involved in the selection process. #J-18808-Ljbffr Wealth Enhancement Group, LLC