Senior Associate, Trade Compliance & Surveillance
Cerity Partners LLC
A leading financial advisory firm is seeking a compliance professional in New York to ensure compliance with regulations and firm policies. This role involves developing trade surveillance, analyzing trade data, and collaborating with legal and finance teams. The ideal candidate has 3-7+ years in compliance, a bachelor's degree, and strong analytical skills. Experience with the Investment Advisers Act and excellent communication abilities are essential for success in this fast-paced environment. #J-18808-Ljbffr Cerity Partners LLC
Vacancy posted 1 day ago
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