Sr. Analyst (AI - Global Compliance)
$87k - $148kT. Rowe Price
Role Summary The Enterprise Compliance team is seeking a Senior Analyst to support the firm’s enterprise AI strategy, to help ensure the design, implementation, and ongoing effectiveness of compliance controls are aligned with global regulatory expectations and internal policies. The Senior Analyst will partner closely with first line stakeholders across Technology, Business Units, and Transformation Office, as well as second line functions including Compliance, Legal, Risk Management, and Privacy. The Senior Analyst will contribute across firm AI initiatives, consult on control design, and lead the development and execution of the second line Compliance monitoring and testing framework for AI‑related risks. In addition, the role will help establish and maintain a comprehensive Compliance operating model defining Global Compliance’s support of the firm’s AI program, including governance, regulatory change, policies and procedures, risk identification, and intake and triage processes in collaboration with Compliance partners. Responsibilities AI Program & Regulatory Advisory: Support Global Compliance’s engagement in the firmwide AI strategy initiatives; serve as a compliance subject matter partner to first line teams in the design and implementation of AI‑related processes, controls, oversight and governance; partner with Legal, Privacy, Risk, and other second‑line teams to ensure consistent interpretation and application of regulatory and policy requirements; act as a key liaison between Global Compliance and cross‑functional stakeholders involved in AI initiatives; contribute to continuous improvement of compliance processes, tooling, and documentation supporting AI oversight; participate in working groups, and forums related to AI governance and risk management; support program deliverables, timelines, and dependency management across multiple concurrent initiatives. Compliance Monitoring & Testing: Design, implement, and maintain the second line Compliance monitoring and testing program for AI‑related regulatory and policy requirements; execute or oversee periodic monitoring and testing activities to assess adherence to regulatory obligations, internal policies, and governance standards. Compliance Operating Model & Governance: Develop and maintain a comprehensive Global Compliance Operating Model for the department’s support of the firm’s AI initiatives; support the alignment of AI compliance activities with broader Compliance frameworks, enterprise risk management, and three‑lines‑of‑defense principles; assist in the development of compliance training, guidance materials, and internal communications related to AI and emerging compliance risks. Qualifications Required: Bachelor's degree or the equivalent combination of education and relevant experience; 5+ years of total relevant work experience. Preferred: Familiarity with global regulatory themes relevant to AI, data, privacy, conduct risk, or operational resilience within a global financial services organization; exposure to AI, enterprise risk management frameworks (including model risk management), data governance, emerging technology risk and related compliance risk, or digital transformation initiatives; ability to manage ambiguity and regulatory change in a rapidly evolving regulatory and technological landscape while applying sound judgment and risk‑based decision‑making; experience partnering with Technology and business teams on control design and compliance risk mitigation; strong leadership capability with experience influencing stakeholders and driving outcomes across functions and geographies; experience designing or executing second line monitoring and testing programs; excellent verbal and written communication skills, including the ability to clearly articulate complex regulatory and risk issues to both technical and non‑technical stakeholders; demonstrated ability to interpret regulatory expectations and translate them into practical, implementable controls; demonstrated accountability for self and others to drive deliverables, with a proven ability to collaborate effectively and build strong working relationships with diverse stakeholders; strong analytical, critical thinking, and problem‑solving skills, with a high degree of attention to detail while managing multiple priorities. FINRA Requirements FINRA licenses are not required and will not be supported for this role. Work Flexibility This role is eligible for hybrid work, with up to one day per week from home. Applicants for employment in the US must have work authorization that does not now or in the future require sponsorship of a visa for employment authorization in the United States. Base Salary Ranges $87,000.00 – $148,000.00 for the location of Maryland, Colorado, Washington, and remote workers
- 95,500.00 – $163,000.00 for the location of Washington, D.C.
- 108,000.00 – $185,000.00 for the location of New York, California. Placement within the range provided above is based on the individual’s relevant experience and skills for the role. Base salary is only one component of our total compensation package. Employees may be eligible for a discretionary bonus, which is determined upon company and individual performance.
$87k - $148k
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