Chief Financial Compliance Officer
Staff Financial Group
Chief Compliance Professional - ContractWe are searching for a Chief Compliance professional with financial services experience. This is a short-term consulting project that could go permanent depending on the performance and chemistry with the other C-Level executives. Below is a snapshot of the opportunity.WhoUS HQ of emerging technology company. Owned by Large International OrganizationWhatChief Compliance Professional - Consulting OpportunityWhenImmediate NeedWhereNYWhyGrowthPay Rate: Up to $200/hrI am in search of a Compliance Professional with a FINRA/Financial Securities Compliance background to evaluate my client and their technology and processes. The position would pay $200/hr and the initial project would be 30-90 days with the potential for extension and/or a Chief Compliance Officer role within the organization.
- Job DetailExperience Level DirectorDegree Type Bachelor of Science (BS)Employment Full TimeWorking Type HybridJob Reference 0000017298Salary Type AnnuallyIndustry Hedge FundSelling Points Join a leading organization and contribute to meaningful work while developing valuable...SuggestedAfternoon shift
$250k - $300k
...Chief Compliance Officer (New York, NY): Our client, a leading global alternative asset manager, is seeking a Chief Compliance Officer to lead its compliance function. With a global presence and over $100B in assets, the CCO will be a senior, hands-on leader who will...SuggestedFull timeWork at office- ...My client, a rapidly expanding hedge fund, is looking to hire a Chief Compliance Officer into it's New York office. They are capitalising on consecutive years of stellar performance and expanding their presence in the US, having already built out their operations in...SuggestedFull timeWork at office
- ...Rapidly growing Financial Services firm based in New York City is seeking a Chief Compliance Officer for a full-time position! Responsibilities: Responsible for running and managing a compliance program for U.S. FINRA-registered broker-dealer. Tasked with establishing...SuggestedFull time
$10k
...place to do it.About the Role Ramp is seeking an experienced Chief Compliance Officer (CCO) for Ramp Advisory LLC, our SEC-registered investment... ...-person and personal-trading requirementsOversee key financial partners and vendors from a compliance standpointShape customer...SuggestedFull timeWork at officeRemote workHome officeFlexible hours$170.26k - $200.3k
...customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow... ...within the Governance and Control team will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST)...Full timeWork at officeLocal areaRemote workFlexible hours3 days per week$330k - $400k
...Chief Global Compliance Officer US-NY-New York Job ID: 2025-14670 Type: Office of General Counsel (WS1847) # of Openings: 1 Category... ...statured executive with significant professional experience in financial, legal, compliance, regulatory and/or audit matters (...For contractorsWork at officeLocal area- ...A Non-Financial Services Firm is seeking an experienced professional to join their team as the Chief Financial Officer. Responsibilities: Develop and maintain a rolling three-month cash flow forecast and financial outlook. Oversee the monthly financial close,...Full time
- ...Mira Mace is seeking a part-time Head of Compliance to own our regulatory posture as we scale. You will set policies, review work, train the team, and respond when rules change or payers ask hard questions. This senior, hands-on role requires deep Medicare/Medicaid and...Part timeRemote work
- ...Compliance Leader (BSA Officer) Remote (U.S.) | Full-time | Reports to the CEO About the opportunity A new commercial bank in the pre-opening stage... ...compliance experience at a commercial bank or financial institution - Direct experience as a BSA Officer or senior...Full timeRemote work
- ...AngelList seeks an experienced Chief Compliance Officer to lead end-to-end compliance for Meridian Platform Securities LLC, ensuring regulatory rigor across FINRA, SEC, and state regulators. This pivotal role partners with leadership, overseeing the Written Supervisory...
$285k
...AngelList Compliance RolePrivate markets are the new public markets. The most important companies... ...one can own them. What's missing is the financial system public markets spent a century... ...roles on those teams, we work from the office at least two days per week (Tuesdays and...Work at office2 days per week- ...hands-on finance leader to oversee the financial management of two privately held... ...industries. This role serves as the Chief Financial Officer for wireless phone authorized retailer... ...financing activities. Coordinate loan compliance and bank covenant reporting....Full timeLocal area
$145k - $175k
...CQA) is seeking a strategic hands-on financial leader to manage the financial operations... ...Management Organization (CMO). The Chief Financial Officer (CFO) will lead the day-to-day... ...annual) in accordance with GAAP and in compliance with the IRS and other regulatory standards...Full timeContract work- ...Key Responsibilities 1. Financial Strategy and Leadership Develop and execute the company's financial strategy in alignment with corporate... ..., quarterly, and annual financial statements. Ensure compliance with applicable accounting standards, tax requirements, and...Full time
- ...Are you a strategic financial leader with non-profit experience ready to make a meaningful... ...York State is seeking an experienced Chief Financial Officer (CFO) to oversee complex financial... ...reports. Ensure financial compliance with New York State OPWDD regulations...Full timeContract workWork at office
- ...The US head of Compliance (Chief Compliance Officer) is a senior leadership role responsible for designing, implementing, and overseeing the firm’s comprehensive compliance framework in New York. This position plays a critical role in ensuring the organization’s adherence...
$210k - $253k
...seeking a General Counsel to serve as the chief legal resource and strategic advisor. The... ...entails managing legal matters, ensuring compliance, and supporting organizational growth.... ...requiring staff to work 1–3 days in the office based on organizational needs. #J-18808...Work at office- ...Chief Compliance Officer New York, NY Primary compliance and oversight professional to help us develop and manage the compliance function at the company, including compliance matters with respect to all FINRA and SEC regulated activities in coordination with our...Full time
$300k - $373.75k
...growing global technology company preparing for an IPO, seeks a Chief Financial Officer to lead its financial strategy through a pivotal stage of... ..., international tax planning, transfer pricing, and compliance across jurisdictions * Manage relationships with government...Remote work$171k - $258k
...exists to create opportunities. With 8500 employees and over 130 offices nationwide, We promise to know you and help you!If you answer... ...backing of a top 10 national firm?CLA is looking to hire a Chief Financial Officer with Nonprofit industry experiencefor our growing...Full timeWork experience placementWork at officeFlexible hours- ...reach your goals.We are seeking an experienced Outsourced Chief Financial Officer to join our Outsourced Services practice working closely with... ...leadership with fund accounting, reporting, governance, compliance, and real estate expertise.The Outsourced CFO will advise...Full time
$275k - $350k
...seek a CFO to join their Manhattan, NY office.ResponsibilitiesLead corporate debt facilities... ..., and financing programsMonitor lender compliance, financial covenants, borrowing base reporting,... ...:New York, NY 10018, USAJob Title:Chief Financial OfficerSalary:$275,000 - $350...Work at office- ...Chief Compliance Officer (CCO) About the Company Global fintech trading brand and fast-scaling institutional brokerage platform spanning trading, clearing, and digital assets Industry Financial Services Type Public Company About the Role The Company...
- ...Chief Compliance Officer (CCO) About the Company Fast-scaling global fintech trading platform spanning trading, clearing, and digital assets... ...years of broker-dealer compliance experience in regulated financial services, including hands-on experience in institutional...
- ...Chief Compliance Officer (CCO) About the Company An investment management organization seeking an experienced attorney and compliance professional... ...years' relevant legal and/or compliance experience in the financial services sector. A deep understanding of the Investment...Contract work
- ...Chief Compliance Officer (CCO) About the Company Respected broker-dealer Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to join their team. The successful candidate will be responsible...
- ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type Privately Held About the Role The Company is in need of a Chief Compliance Officer to take on a pivotal role in leading...
- ...Chief Compliance Officer (CCO) About the Company A rapidly growing alternative investment firm at the intersection of financial services and digital assets. Industry Investment Management Type Privately Held About the Role The Company is in search...
- ...Chief Compliance Officer (CCO) About the Company Growing U.S. retail brokerage with direct Board access and digital asset ambitions Industry Financial Services Type Privately Held About the Role The Company is seeking a Chief Compliance Officer to...
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