Wealth Management Client Associate

Responsibilities Provides sales, processing, operational, administrative and customer service support to Financial Advisors of U.S. Bancorp Advisors. Performs administrative support duties to assist Financial Advisors such as: making and tracking appointments, preparing investment proposals/reviews/routine correspondence, organizing paper flow in adherence to the firm’s record‑keeping requirements, maintaining client files and supplies, answering phones, opening and disseminating mail. Assists in business development at the direction of the Financial Advisors such as: meeting with existing or new prospects, contacting existing client base to review current relationship, planning and coordinating marketing campaigns/business development seminars and meeting with internal departments to discuss joint business initiatives. Requirements High school diploma or equivalent (Bachelor's degree preferred) Two to four years of investment industry experience preferred To be eligible for business incentives, must have FINRA SIE, Series 6 or 7, 63 registrations and life, variable life, health and disability insurance licenses SIE at a minimum preferred Experience with the policies, processes and procedures of the brokerage industry, FINRA and SEC regulatory standards and all applicable regulatory bodies, ensuring regulatory standards are met Ability to contact and profile existing clients, leads, and prospects Prior sales and service experience relating to Brokerage and Investment Advisory business is preferred Proven understanding of operations, policies, procedures, regulations and compliance requirements Strong analytical skills with an emphasis on detail Ability to handle multiple assignments simultaneously and work with deadlines while maintaining accuracy Effective communication and organizational skills necessary for day to day relationship management with both internal and external clients and partners Proficient with Microsoft Office applications and demonstrates capacity to quickly adapt to proprietary software Core Competencies Demonstrates strong operational and administrative support capabilities for Financial Advisors, with a focus on compliance with regulatory standards and effective client relationship management. Proficient in business development initiatives and skilled in utilizing Microsoft Office applications and proprietary software. #J-18808-Ljbffr Jobtailor