Open app
Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Marketing Compliance Officer

Arrow Search Partners

Mundelein, IL

Job Description

Our client, a mulit-strategy investment management firm, is looking to add a compliance officer to support their marketing compliance initiative. This role will also provide an opportunity to work on generalist compliance responsibilities such as testing and surveillance as well.

\n

\n

Responsibilities:

\n
    \n
  • Act as a key resource on regulatory requirements under the Investment Advisers Act, including the SEC Marketing Rule, and provide guidance on matters impacting marketing and investor communications.
    • \n
  • Monitor and interpret new and evolving regulatory requirements, evaluating their potential business and operational implications.
    • \n
  • Provide compliance and regulatory review of marketing and fundraising materials for identifying and mitigating legal, regulatory, and reputational risks.
    • \n
  • Collaborate with Legal and business stakeholders to support the design, launch, and ongoing management of new products and investment strategies.
    • \n
  • Support code of ethics, surveillance, testing and other compliance initiatives.
    • \n
\n

\n

Requirements

\n
    \n
  • Bachelor's Degree
    • \n
  • Series 7 and 24 preferred
    • \n
  • 2-6 years of compliance experience
    • \n
  • Experience at an investment management firm
    • \n
Apply
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Marketing Compliance Officer in Mundelein, IL vacancy
  • Senior Compliance Officer - Expanding Multi-Strat Hedge Fund - up to $350-400k TC

    $350k - $400k

     ...Job Description My client, a rapidly expanding hedge fund, is looking to hire a Senior Compliance Officer into it's New York office. \n \n They are capitalising on consecutive years of stellar performance and expanding their presence in the US, having already... 
    Suggested
    Work at office

    Mondrian Alpha

    Mundelein, IL
    6 days ago
  • Fixed Income Compliance Officer

    $120k - $140k

     ...Job Description AVP, Fixed Income Compliance Officer \n Location: New York, NY \n This position is well-suited for a candidate with strong analytical and technical skills who is interested in developing fixed income compliance expertise. The successful candidate... 
    Suggested
    Full time

    Jefferies

    Mundelein, IL
    9 days ago
  • Compliance Officer
     ...Job Description Compliance Officer (Financial Services) - DC area \n \n \n Responsibilities \n \n Develops and manages credit...  ...drafting and reviewing compliance policies, procedures, training materials, complaint responses and marketing materials. \n... 
    Suggested

    Veritas Partners

    Mundelein, IL
    4 days ago
  • Compliance Officer
     ...Job Description Compliance Officer (New York, NY): Our client, an established institutional alternative investment manager, is looking...  ...3H, Blue Sky, NFA/CFTC and FCA-related filings \n Review marketing materials, presentations, newsletters and DDQs \n Assist... 
    Suggested
    Work at office

    Landing Point

    Mundelein, IL
    9 days ago
  • Director, Senior Compliance Officer

    $200k - $250k

     .... \n \n Chardan is seeking an experienced compliance professional to serve as a Director, Senior Compliance Officer and strategic partner to the Chief Compliance Officer...  ...guidance across Investment Banking, Capital Markets, Research, Sales & Trading, and other business... 
    Suggested
    Work at office

    Chardan

    Mundelein, IL
    5 days ago
  • Director of Brand Marketing

    $150k - $170k

     ...strategic, creatively fluent and highly organized Director of Brand Marketing to lead brand marketing and go-to-market strategy. Reporting...  ...~401k Plan ~ Hybrid Work - Employees are required to be in office 3 days a week. Our Company in-office days are Monday, Wednesday... 
    Seasonal work
    Work at office
    Local area
    3 days per week

    Naadam

    Mundelein, IL
    2 hours ago
  • Chief Marketing Officer
     ...revolutionize the quality of matchmaking and improve the psychological consequences of the daters. \n \n Role Description The Chief Marketing Officer (CMO) at Social Interest, Inc. is a full-time remote role responsible for leading the overall marketing vision, strategy, and... 
    Full time
    Remote work

    Social Interest, Inc.

    Mundelein, IL
    5 days ago
  • Cheif Marketing Officer
     ...sophisticated multi-channel patient acquisition strategy. \n \n As we continue expanding into new markets, we are looking for an experienced, performance-driven Chief Marketing Officer to build the marketing infrastructure, team, and strategy required to take Dr. Implant... 

    Third Tooth / Dr. Implant

    Mundelein, IL
    6 days ago
  • Chief Marketing Officer
     ...Job Description About the Company \n \n We’re looking for a strategic, growth-minded Chief Marketing Officer to lead brand and growth marketing across our high-performing product portfolio: Magic Molecule, SkinSmart, and CleanSmart. This executive will build and... 
    Temporary work

    ForceBrands

    Mundelein, IL
    2 days ago
  • Fractional Chief Marketing Officer
     ...Job Description *This is not a job at ForceBrands* \n \n Fractional CMO / VP of Marketing \n Location: Remote; Chicago preferred \n Hours: Approximately 15–16 hours per week \n Engagement: Ongoing through 2027, with potential to expand or convert to full... 
    16 hours
    Full time
    Freelance
    Remote work

    ForceBrands

    Mundelein, IL
    3 days ago
  • Broker Dealer Compliance Officer, SVP
     ...Responsibilities: \n \n \n Partner with executive leadership to shape, execute, and continuously strengthen the firm's compliance framework in alignment with applicable securities industry regulatory obligations. \n Provide strategic oversight of monitoring... 

    Partnership Employment

    Mundelein, IL
    4 days ago
  • Director Marketing & Brand Development
     ...Job Description SupremeX is looking for a Director, Marketing & Brand Development to lead the evolution of our marketing function...  .... \n \n SupremeX is committed to employment equity in compliance with the Employment Equity Act and other Federal and Provincial... 

    SupremeX Inc.

    Mundelein, IL
    2 days ago
  • Marketing Manager (Branding, Webinars) - Tampa (Hybrid)
     ...outside of Tampa will not be reviewed. \n \n The Manager of Marketing leads the execution of integrated marketing campaigns that...  ...sales materials, ensuring alignment with brand and healthcare compliance standards. \n Oversee project timelines, budgets, vendors,... 

    Confidential Jobs

    Mundelein, IL
    6 days ago
  • Global Marketing Director - Luxury RTW Brand
     ...luxury Ready-to-Wear fashion house to appoint an exceptional Global Marketing Director. This is a key executive appointment for a...  ...New York, this position reports directly to the Chief Executive Officer and will work closely with senior leadership across Creative, Product... 
    Temporary work
    Seasonal work

    Mode Executive

    Mundelein, IL
    4 days ago
  • Compliance Officer

    $55.64k - $92.73k

     ...Compliance Officer The Compliance Officer is responsible for administering and improving all aspects of the credit union's compliance management...  ...the administrative, lending, deposit, operational and marketing compliance activities, along with administering the... 
    Local area

    ALEC

    Gurnee, IL
    3 days ago
  • Part-Time RIA Compliance Officer | Former SEC Examiner Preferred

    $50 - $100 per hour

     ...Capital Management is seeking an experienced part-time RIA Compliance Officer to support our growing Registered Investment Adviser business...  ...with SEC examination readiness and exams. \n • Review marketing, advertising, social media, and communications for compliance... 
    Hourly pay
    Part time
    Work at office
    Remote work
    Flexible hours

    Valtrion Capital Management

    Mundelein, IL
    9 days ago
  • Junior Manager, Brand 4 Product Development - QA/QC
     ...next-generation proprietary ingredients to the beauty and wellness market. \n \n ODDITY has business headquarters in New York City,...  ..., and production. \n \n This position includes both in-office work and hands-on work at our manufacturing and laboratory partners... 
    Work at office

    ODDITY

    Mundelein, IL
    4 days ago
  • Director of Marketing And Business Development

    $150k - $200k

     ...Job Description DBI Projects is looking for a Director of Marketing and Business Development to guide the company’s ongoing growth....  ...across the company’s New York, Philadelphia, Boston, and Austin offices, as well as expanding the company’s footprint into new sectors... 
    Full time
    Work at office

    DBI Projects LLC

    Mundelein, IL
    1 hour ago
  • Senior Manager, Marketing Research - Rheumatology
     ...Facebook ,  Instagram ,  X and  YouTube. Job Description The Market Research Senior Manager will design, implement, manage, analyze...  ...are conducted in accordance with financial and ethical compliance guidelines.  Qualifications ~ BA or BS degree required. Advanced... 
    Full time
    Local area

    AbbVie Inc.

    Mettawa, IL
    more than 2 months ago
  • Senior Manager, Market Research and Analytics
     ...product launch in Parkinson’s Disease.  The Senior Manager, Marketing Research and Analytics will design, implement, manage, analyze...  ...activities are conducted in accordance with financial and ethical compliance guidelines. Qualifications ~ Bachelor’s Degree required,... 
    Full time
    Local area

    AbbVie Inc.

    Mettawa, IL
    more than 2 months ago
  • Senior Manager, Market Research and Analytics - Oncology
     ...,  X and  YouTube. Job Description The Senior Manager of Market Research and Analytics will design, implement, manage, and execute...  ..., within budget, and in accordance with financial and ethical compliance guidelines. Work with cross functional forecasting team to... 
    Full time
    Local area

    AbbVie Inc.

    Mettawa, IL
    more than 2 months ago
  • BANKING (LENDING) - COMPLIANCE OFFICER

    $80k - $95k

     ...HYBRID ROLE - BANKING (LENDING) - COMPLIANCE OFFICER These beautiful fall days won’t last, and neither will this exciting new opportunity...  ...the administrative, lending, deposit, operational and marketing compliance activities, along with administering the fiduciary... 

    Robert Half

    Gurnee, IL
    3 days ago
  • Manager, Analytics and Market Research
     ...us at  . Follow @abbvie on  LinkedIn,   Facebook ,  Instagram ,  X and  YouTube. Job Description As a Manager within the Market Access & Patient Services (MAPS) Insights group, you will play a pivotal role in shaping strategy and delivering insights for all US... 
    Full time
    Contract work
    Local area

    AbbVie Inc.

    Mettawa, IL
    more than 2 months ago
  • Director Market Research

    $170k - $190k

    Job Description This is a high-impact leadership opportunity for someone who combines technical depth with business judgment and enjoys building things from the ground up. You’ll have a direct influence on how research is conducted, audiences are built and activated...

    Smith Arnold Partners

    Mundelein, IL
    2 days ago
  • Marketing Event Coordinator
     ...for an organized, tech-savvy professional to support day-to-day marketing operations for our North America team. This role suits someone...  ...data privacy practices to event-related work and help ensure compliance \n Monitor a shared event inbox, respond to routine... 

    New York Technology Partners

    Mundelein, IL
    9 days ago
  • Industry Marketing Manager (Material Handling)
     ...Job Description POSITION SUMMARY The Industry Marketing Manager is responsible for developing and executing strategies to drive...  ...writing, oral, and presentation skills. Computer Skills/Microsoft Office (Word, Excel, PowerPoint). BBENEFICIAL EDUCATION, SKILLS... 
    Work at office

    Mitsubishi Electric US

    Vernon Hills, IL
    4 days ago
  • Director, Marketing - Multiple Myeloma

    $160.5k

     ...Facebook, Instagram ( , X ( and YouTube. ( Job Description The Marketing Director will lead U.S. launch readiness for a new asset for...  ..., and customer needs. Knowledge of industry regulations, compliance, and promotional guidelines. Additional Information... 
    Local area

    AbbVie

    Libertyville, IL
    1 day ago
  • Integrated Marketing Manager
     ...Job Description Job Title: Integrated Marketing Manager Location Vernon Hills, IL Department: Rust-Oleum US Marketing Reports To: Director, Brand Marketing & Integration SUMMARY STATEMENT: Manages the development and execution of Rust-Oleum's brand... 
    Flexible hours

    Rust-Oleum

    Vernon Hills, IL
    4 days ago
  • Regulatory Analyst

    $70k - $80k

     ...telecoms \n A background in a regulator, government, law firm, consultancy, think tank, trade association, industry or a congressional office would all be relevant \n Excellent written English and strong primary-source research skills \n Sound judgment with... 
    Work at office

    Hanson Search

    Mundelein, IL
    3 days ago
  • Compliance Associate
     ...is seeking an experienced professional to join their team as a Compliance Associate. \n \n Responsibilities: \n \n Support the...  ...effectively across different functions \n ~ Proficiency in Microsoft Office and ability to learn new systems and technologies quickly \n... 
    Work at office

    Nextera Search

    Mundelein, IL
    5 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Marketing Compliance Officer. Be the first to apply!

Related searches