Manager - Trade Surveillance

Interactive Brokers Group, Inc. ("IBKR") is recruiting for a Trade Surveillance Compliance Manager at its Chicago office. The role reports to the Deputy Director of Trade Surveillance, oversees a team of analysts, and ensures compliance with regulatory frameworks such as the Bank Secrecy Act, USA PATRIOT Act, anti‑terrorist financing, sanctions, AML, and securities laws. Hybrid work arrangement: 4 days in office / 1 day remote . Responsibilities Oversee and train a team of analysts responsible for reviewing surveillance alerts and conducting ad hoc investigations related to trade practice violations. Monitor and manage the team's daily investigative workflow, controls, and metrics to ensure timely completion of tasks. Address escalations from analysts and review and approve Suspicious Activity Reports (SAR) related to trade surveillance reviews. Develop and maintain clear and concise desktop procedures for the team's tasks. Engage senior management across corporate compliance, operations, and information technology to manage, report on, and improve investigative work. Conduct supervisory reviews and provide constructive coaching and direction to team members. Evaluate risk associated with AML and Financial Crime Risk processes and recommend enhancements where appropriate. Support and participate in internal, external, and regulatory audits and examinations when needed. Qualifications 3 to 5+ years of experience in trade surveillance, preferably at a large broker/dealer, FCM, or SRO. 2+ years of management experience. Solid academic background, with preference for a bachelor’s degree in Finance, Business Administration, Economics, Math, or Computer Science. Ability to develop compliance solutions that satisfy relevant regulations while exercising sound business judgment. Ability to work in a small-team environment, independently, and multitask with minimal supervision. High degree of comfort with technology and a functional understanding of how technology can be applied to business and regulatory solutions. Outstanding leadership, communication, analytical, and project management skills. Willingness and ability to obtain financial registration exams promptly. Certified Anti‑Money Laundering Specialist (CAMS) or similar certification, including Series 7 or 24, is highly preferred. Success Factors Self‑motivated and able to handle tasks with minimal supervision. Superb analytical and problem‑solving skills. Excellent collaboration and communication (verbal and written) skills. Outstanding organizational and time management skills. Company Benefits & Perks Competitive salary, annual performance‑based bonus, and stock grant. Retirement plan (401(k) with company match). Comprehensive health and wellness benefits, including medical, dental, vision, and company‑paid medical healthcare premium. Wellness screenings, health coaches, and counseling services through an Employee Assistance Program (EAP). Daily company lunch allowance and fully stocked kitchen with healthy breakfast and snack options. Corporate events such as team outings, dinners, volunteer activities, and company sports teams. Education reimbursement and learning opportunities. Salary range: $100,000 to $110,000 annually. Interactive Brokers (“IBKR”) is committed to protecting the privacy of its users. As set forth in Interactive Brokers’s Equal Employment Opportunity policy, we do not discriminate on the basis of any protected group status under any applicable law. #J-18808-Ljbffr Interactive Brokers Group, Inc.