FINRA Supervisory Specialist: Trade Review & Compliance
$45k - $142.35kHabitat For Humanity Of Durham
Habitat For Humanity Of Durham is seeking a FINRA Supervisory Specialist to oversee Financial Advisors' compliance with industry regulations. This role requires a Bachelor's degree, relevant licenses, and a minimum of 2 years of experience in financial services. You will collaborate with various departments to ensure regulatory compliance, conduct training, and handle escalations effectively. PNC offers a competitive salary range from $45,000 to $142,350 based on skills and experience. #J-18808-Ljbffr Habitat For Humanity Of Durham
Vacancy posted 4 days ago
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