Trading Compliance VP — Strategy, Controls & Oversight
Two Sigma
Two Sigma is looking for a compliance professional to support our investment management Compliance team. You will contribute to the design and implementation of compliance controls while providing real-time support to our portfolio management teams. The ideal candidate will have extensive experience in financial services, strong compliance judgment, and a curiosity about finance, data, and technology. The role offers hybrid work opportunities and generous benefits including fully paid medical insurance and competitive 401k matching. #J-18808-Ljbffr Two Sigma
- ...with advanced cloud-based trading communications and managed... ..., Sales, Customer Success, Compliance, and Engineering to support... ...coverage. Role Overview The VP, Corporate Controller is a senior finance leader... ...financial reporting Provide oversight of core accounting processes...SuggestedTemporary workWork at officeRemote workFlexible hours
- ...services organization is seeking an experienced compliance professional to lead regulatory oversight for its derivatives and trading-related activities. This individual will... ...initiatives to identify compliance risks and required controls. Develop, maintain, and deliver compliance...Suggested
$145k
...Securitized Product Business Oversight Compliance - VP, where you’ll provide... ...product activities, including trading, structuring, and origination... ...closely with business and control partners, applying strong knowledge... ...Contribute to strategy, drive requirements and recommend...SuggestedHourly payTemporary work- Madison-Davis, LLC is seeking an experienced compliance professional in New York to lead regulatory oversight for its derivatives and trading-related activities. You will play a crucial role in maintaining compliance frameworks and advising business stakeholders on regulatory...Suggested
- ...Are you ready to make a real impact on trading profitability? Join a team where your expertise... ...a Business Analysis Cost Optimization Strategy Manager within the Markets Operations... ...Managers, Operations, Finance, Legal, Controls) as well as externally (Brokers/Venues)...SuggestedWork experience placementWork at office
$300k
Head of OMS Product Strategy - Multi-Asset Trading Executive Director Location: New York Division: Institutional... .... Technology Direction & Delivery Oversight Direct and partner with engineering... ...scale. Embed strong governance, controls, and production standards. Oversee...Temporary work- ...Controller United Way of New York City (UWNYC) works with a coalition... ...annual audits; statutory compliance reporting. The successful... ...Responsibilities Financial Oversight, Reporting, and Compliance... ...resourcing, scaling and leveraging strategies and innovations for broad...Worldwide
- A global investment firm in New York is seeking a Vice President in Compliance to enhance governance frameworks for electronic trading activities. The ideal candidate will possess deep expertise in electronic trading and compliance regulations. Responsibilities include...
- Compliance, GBM Public Compliance - Digital Assets, Vice... .... As an independent control function and part of the... ..., sales, and trading. We look for those who... ...the firm’s Compliance strategy for Digital Assets and... ...governance, and emerging risk oversight, supporting both traditional...Full timeTemporary workWork at office
- Galaxy is seeking a Legal & Compliance Vice President to serve as a Compliance Officer for both the Swap Dealer and Commodity Pool Operator activities. The role involves establishing, maintaining, and developing related compliance programs. Responsibilities include managing...
$175k - $250k
...Head of Data Strategy / Chief Data Officer Director / VP Join to apply for the Head of Data Strategy / Chief Data Officer Director / VP role at ClarityPay... ..., ensuring data lineage, security, and quality control are baked into the architecture, not added as an afterthought...Work at office- ...ING Americas is seeking a Vice President, Business Control Manager to support the Group Treasury team in New York City. This strategic role encompasses governance and enhancing overall effectiveness of the GT function. The ideal candidate will have over 7 years of experience...Work at officeRemote work
$135k - $192k
## Technology Risk Management - Control Officer; VPApplylocations: New York, NYtime type... ...policies & procedures developed to ensure compliance with regulatory obligations. The Control... ...* Exposure to enforcement agencies and oversight activities (regulatory examinations, etc...Work at officeLocal areaRemote work1 day per week- ...A prominent investment firm in New York is seeking a compliance attorney to support its control room function. This role will interact regularly with investment teams and involve ensuring compliance with policies related to private investment activities. Candidates should...
- ...Executive Director of Early Commercial Strategy and Business Development About the Company Pioneering biotechnology company Industry Biotechnology Type Privately Held About the Role The Company is in search of an Executive Director...
- ...Vice President, Legal & Compliance About the Company Global... ...CFTC compliance across sales, trading, and international operations... ...identified, managed, and controlled across applicable frameworks... ...products, services, trading strategies, and business initiatives to...
- ...to lead strategic product initiatives within JPMorgan Chase. This role focuses on developing and implementing product strategies, ensuring compliance, and driving innovation across financial services. Ideal candidates will have 7+ years of experience in product management...
- JPMorgan Chase is seeking a Valuation Controller in New York. This role will focus on independent price verification and fair value adjustment... ...enhance valuation control frameworks and maintain regulatory compliance. The ideal candidate should have over 7 years of experience, a...
- ...in New York seeks a Senior Vice President of Compensation to lead compensation strategies for an investment firm. This role will oversee salary and incentive plans while ensuring compliance with regulations. The ideal candidate will have over 10 years of experience, strong...
- JPMorgan Chase in New York is seeking a Tech Risk & Controls Vice President. This role involves managing executive content in Cybersecurity, collaborating with senior stakeholders, and ensuring alignment with strategic goals. Candidates should have 5-7 years of experience...
- ...Head of Small Business Card Customer Growth to lead the growth strategy for its small business credit card portfolio. In this key role... ...define KPIs, analyze the competitive landscape, and ensure compliance with regulatory requirements. The ideal candidate will have over...
$180k - $266k
...presentations and engage in the Growth rebranding project while ensuring compliance with regulatory requirements. The ideal candidate has a... ...of relevant experience in financial markets and managing strategies. The position offers a salary range of $180,000 - $266,000. #J...- ...collaborates closely with senior stakeholders across Audit, Legal/Compliance, Risk, and Controls Management. You will be responsible for driving the... ...provides individuals, advisors and institutions with strategies and expertise that span the full spectrum of asset classes...
$213.68k - $250k
...just click apply. Job Description The VP, Strategy will work very closely with the EVP, Head... ...Providing mentorship and quality control to the CDS team; including daily guidance... ...leading by practical example, and providing oversight and quality control with internal/...Full timeWork at officeRemote workFlexible hours$68k - $125k
Overview Vice President, Regulatory Oversight Management at BNY. This role supports Global... ...collaborative, risk‑aware group partnering across Compliance, Legal, Operations, and Technology to... ...data analysis, aggregation and quality control. Coordinates with Regulatory SMEs in...Work experience placementWorldwide$133k - $190k
As a Vice President, Business Strategy and Operations within Chase... ...inventory, guidelines for ratings, VP/ED platform management, and... .... Own day-to-day Cobrand Controls execution, including contractual... .... Oversee contract compliance and SLA adherence, including...Contract work- ...Group, a global financial institution, is seeking a risk and compliance professional to support a fast-moving payments area. The role... ...regulations into business guidance, support a mix of advisory work, oversight, and projects, and participate in new product and process...
- Vice President, SOX Control & Compliance New York, NY, United States Job Description The SOX / ICFR Lead is responsible for owning workstreams... ...and issue management. Day-to-day guidance and quality oversight for junior team members working on assigned reviews. Qualifications...Flexible hours
- ING Group is seeking a Vice President, Business Control Manager in New York City. This role involves driving strategic priorities within the Group Treasury team, ensuring governance, and enhancing operational effectiveness. The position requires at least 7 years of experience...
$115k - $250k
Compliance, Asset Management Compliance, Vice President, New York New... ...management program. As an independent control function and part of the firm... ...law, accounting, sales, and trading. We look for those who... ...Provide Compliance oversight and support for AMD personnel...Full timeTemporary workPart timeWork at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Trading Compliance VP — Strategy, Controls & Oversight. Be the first to apply!
- vice president operations manager New York, NY
- vice president transformation New York, NY
- vice president of operations New York, NY
- vp cloud New York, NY
- vp of strategy New York, NY
- vice president strategic initiatives New York, NY
- vice president of recruiting New York, NY
- vice president of customer success New York, NY
- vice president research New York, NY
- vice president innovation New York, NY


