VP of Investment Compliance & Controls
Liberty Mutual Insurance
A prominent investment firm in New York is seeking a compliance attorney to support its control room function. This role will interact regularly with investment teams and involve ensuring compliance with policies related to private investment activities. Candidates should have a bachelor's degree and 5+ years of investment or compliance experience. Strong communication skills and an understanding of investment compliance topics are essential. The firm values diversity and offers opportunities for professional growth. #J-18808-Ljbffr
$145k - $195k
...to Talk to You!The Difference You Make:The Corporate Investment Banking (CIB) Finance Product Control Vice President manages and monitors large project or... ...information, reporting, and disclosures.Ensures compliance and regulatory standards are met within the department...SuggestedHourly payContract workWork at officeShift work$150k
...CFO Business Partnering & Controls VP To provide financial expertise and support to specific... ...to forecast future performance, assess investment opportunities, and evaluate financial... ...units on financial risk management and compliance practices. Analysis and presentation...SuggestedHourly payTemporary work$150k
...Barclays as a CFO Business Partnering & Controls VP where you’ll have the chance to act as... ...improvements to enhance efficiency and compliance. To be successful as a CFO Business Partnering... ...to forecast future performance, assess investment opportunities, and evaluate financial...SuggestedHourly payTemporary work- ...Santander Consumer USA Inc. is hiring a VP – Securitized Product Control Manager to enhance risk analysis and market data quality as part of its team in New York. This pivotal role focuses on compliance, efficiency improvement, and risk reduction for the trading of securitized...Suggested
$129.84k - $194.76k
...Citi including Risk, Finance, Operations, Compliance, Legal, Technology, Audit, and HR.... ...Support and maintain various compliance and control initiatives across Financing Manage deal... ...Banking Job Family: Investment Banking Time Type: Full time...SuggestedFull timeFlexible hours$130k - $165k
...Join a growing organization with a large investment in technology and AI Opportunity to... ...services operations to ensure compliance with regulatory and policy requirements... ...cross-functional teams to assess internal controls and operational efficiency. Prepare...Local area- ...NACBA is seeking a Vice President for its Investment Accounting Controller Team in New York. This role involves managing financial reporting and supporting various aspects of real estate financial analysis. The ideal candidate will have 8+ years of real estate accounting...
$160k
...Regal Executive Search Logo Website VP Investment Accounting - Real Estate New York, NY 101... ...real estate investment funds, ensuring compliance and accuracy in financial reports and NAV... ...financial disclosures Enhance internal controls and risk management procedures...Work at office- ...leading global financial institution in New York is seeking a Control Manager - NA Rates Trading - Vice President to manage the control... ...closely with risk and control experts, ensuring regulatory compliance, driving control forums, and identifying control gaps. The ideal...
$175k - $200k
...Job Description Jefferies is looking to hire a Compliance Officer into its Global Control Group, IB and Research Compliance team. This is an exciting... ...in a dynamic role with broad exposure to Jefferies Investment Banking and Research departments. Essential Duties...Full timePart timeLocal area$135k - $192k
...toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to... ...will provide more details. Role Summary: The VP, Technology Risk Management - Control Officer is a First Line of Defense (FLOD) partner...Work at officeLocal areaRemote workShift work- ...risk management frameworks Maintain a strong regulatory and controls environment Collaborate across stakeholders in business... ...including personal banking, credit cards, mortgages, auto financing, investment advice, small business loans and payment processing. We're...Work visa
$165k - $185k
Overview VP Lead Auditor - Financial Controls and Regulatory Reporting Business type: Types of Jobs - General... ...works Verify the audited unit’s compliance with internal policies and procedures... ...Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole...Permanent employmentContract workLocal areaImmediate startWorldwide- ...Regulatory Affairs, Quality Assurance & Quality Control Reporting to: Chief Product... ...regulatory, quality, ensuring safety, compliance, product excellence, and operational... ...Asset Management, a leading healthcare investment firm that provides capital to innovative...Work at office
- ...A global investment firm in New York is seeking a Vice President in Compliance to enhance governance frameworks for electronic trading activities. The ideal candidate will possess deep expertise in electronic trading and compliance regulations. Responsibilities include...
$247.33k - $263.06k
...Job Description: JOB TITLE: VP, Investment and Business Planning LOCATION: 150 E 42nd St, New York, NY 10017 Job Description... ...month-end close, and intercompany processes Support audit and compliance requirements related to investment and M&A activity...Permanent employmentFull timeContract workTemporary workLocal areaWork from home- ...and freedom to innovate. Liberty Mutual Investments (LMI) is the investment firm for Liberty... ...better future. #LMI The Position: The LMI Compliance team is looking for a compliance attorney/professional to assist with our control room function to support LMI’s scaling private...Local area
- ...Summary: VICE PRESIDENT, CREDIT ADMINISTRATION AND CONTROL Credit Administration and Control (CAC) provide back-office... ...update and maintain the Standard Operating Procedure ensuring compliance with the Banks policies and regulatory provisions, manage the...Work at office
- ...is seeking a Hedge Fund Credit Analyst (VP) to join its Hedge Funds Risk function in... ...legal, and risk teams to maintain sound risk controls and governance. Qualifications 3+ years... ...hedge fund counterparty credit risk or investment risk experience. Strong understanding of...Bank staff
- ...BNY Administrative Services LLC is seeking a Vice President, Compliance & Control II to join their New York, NY team. This role focuses on managing compliance within various business units while collaborating with regulators and conducting analytical reviews of processes...Remote work
$175k - $240k
...seeking a Vice President, Alternatives Fund Controller to join the team, with a focus on... ...complex set of hybrid, open-ended funds investing across public and private credit markets... ...with Portfolio Management, Legal, Tax, Compliance, and Operations to support both ongoing...Shift work$175k - $240k
...deep expertise across public and private markets. We invest our clients' capital across a range of fixed... ...the platform, including financial accounting and control, investor reporting, tax structuring and compliance, treasury and liquidity management, and oversight...Work at officeFlexible hoursShift work- ...Vice President, Compliance & Control We're seeking a future team member for the role of Vice President, Compliance & Control to join our Core Compliance – Regulatory Change Management team. This role is located in Lake Mary – HYBRID In this role, you'll make an...Full timeFlexible hoursShift work
- ...Compliance Attorney/Professional The LMI Compliance team is looking for a compliance attorney/professional to assist with our control room function to support LMI's scaling private investment activity. This role requires frequent interactions with our investment teams...
- ...looking for a talented Vice President to join the Commercial Investment Banking Audit team. This role involves planning and leading audit... ...with various stakeholders. You will enhance internal controls and have a highly visible role, exposing you to senior executives...
$175k - $240k
...LGBT Great is seeking a Vice President, Alternatives Fund Controller to manage financial oversight for complex evergreen private credit... .... You will work closely with Portfolio Management, Legal, and Compliance while ensuring accurate reporting and enhancing operational efficiency...- twentysix is seeking a Vice President, Global Controller to oversee financial reporting and compliance across its international operations. This role requires a strong leader with 10-15 years of experience, particularly in high-growth environments, and unparalleled precision...
$190k
...possibilities We Want to Talk to You! The Difference You Make: The VP – Securitized Product Control Manager, CIB Market Risk role is responsible for risk... ...for all aspects of market data quality including compliance with requirements of regulators and internal control and...Hourly payFull timeContract workTemporary workWork experience placementWork at officeShift workDay shift- J.P. Morgan is seeking a Control Management Vice President to enhance the control environment across HR data management and governance... ...focuses on risk assessment, AI/ML governance, and ensuring compliance with regulatory standards. Ideal candidates should have 7+ years...
$120k - $205k
...re seeking someone to join our Valuation Control team as a Valuation Risk Controller in... ...ensures accuracy of inventory valuation and compliance with fair value accounting standards.... ...We do this by offering a wide range of investment banking, securities, wealth management and...Temporary workShift work
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