Vice President, Functions Control Officer, Compliance
Confidential
Vice President, Functions Control Officer, Compliance
About the Company
Respected corporate bank
Industry
Banking
Type
Privately Held
About the Role
The Company is in search of a Vice President, Functions Control Officer - Compliance to play a pivotal role in the execution of the Risk and Control Self-Assessment (RCSA) process. The successful candidate will be responsible for identifying, assessing, and documenting relevant risks, and ensuring that appropriate controls are in place to comply with all applicable laws, regulations, and internal requirements. This includes supporting the Periodic Controls Attestation process, providing guidance on risk and control evaluation, and participating in thematic reviews for compliance and process improvement. The role also involves coordinating with various risk and audit functions, contributing to policy and procedure development, and supporting the incident management process. Applicants for the Vice President, Functions Control Officer - Compliance position at the company should have a strong background in risk and control assessment, with the ability to proactively identify and address potential threats and vulnerabilities. The role requires experience in coordinating with different risk and audit functions, as well as a proven track record in contributing to the development of control-related policies and procedures. The ideal candidate will be adept at supporting the incident management process and have a keen eye for detail in issue documentation and monitoring. A proactive approach to process and control standardization, automation, and a focus on operational effectiveness are essential.
Functions
- Finance
- ...Vice President Controller, Corporate Functions About the Company Premier independent investment banking advisory firm. Industry Investment Banking... ..., accounting policy initiatives, and financial compliance requirements. Functions ~ Finance ConfidentialSuggested
- This Senior Vice President/Controller will oversee all accounting, financial reporting, budgeting, tax, and regulatory reporting functions while helping shape the Bank's long-term financial strategy... ...financial position. Regulatory Compliance & Risk Management Ensure...Suggested
- ...collaborate closely with partners across front office, middle office, risk, technology, and... ...are completed with precision and strong controls.Additionally, you will lead ad hoc... ...Veterans Our professionals in our Corporate Functions cover a diverse range of areas from...Suggested
- ...opportunity to modernize how risk and control work gets done. You will... ...and operating models.As a Vice President, Program Manager -... ...Room team, you will lead cross-functional transformation programs that... ...underlying processes and the compliance and operational risk and control...Suggested
- ...Vice President, In-House Counsel About the Company Consumer goods company seeking experienced... ...house attorney for IP, litigation, and compliance matters. Industry Consumer Goods... ...the ability to work in a dynamic environment. Functions ~ Legal ConfidentialSuggested
$120k - $160k
...Team & Role: The Vice President, Trading Surveillance... ...supports the firm’s compliance with FINRA, SEC, and... ...NASDAQ SMARTS. Office Location: Jersey City... ...thresholds, procedures, and controls to address evolving... ...-building, and cross-functional work ~ Performance...Contract workWork at officeLocal areaRemote work- .... As a Business Manager, Vice President in Liquidity & Account Solutions... ...Product, Finance, Risk/Compliance, and Operations. You’ll be part... ...and actions Drive cross-functional initiatives across Product,... ...Coordinate oversight, risk, and controls deliverables related to...Visa sponsorship
- ..., align priorities across partners, and ensure solutions meet control, resiliency, stability, and scalability expectations. You will... ...frameworks and tracks key success metrics such as cost, features, functionality, risk posture, and reliability Manages end-to-end delivery...
$203.6k - $339.3k
The Vice President, CSD Business Operations, is responsible for leading... ...the strategic and operational functions that enable business... ...frameworks, operating standards, and controls to ensure the accuracy,... ...commercial, technology, finance, compliance, and enterprise teams.Drive...Full timeContract workLocal areaWork from home- ...investment clients.Job DescriptionSenior Vice President, Fund Accounting OverviewThe Senior... ...relationships and service offerings.Ensure compliance with regulatory requirements, KPIs, and... ...Yardi software and advanced Microsoft Office tools.Proven management skills in...Work at office
$163k - $237k
The Vice President, Data Scientist will serve on Chubb's Global Analytics Risk Cohorts team... ...outcomes.Collaborate regularly with cross-functional partners (actuarial, underwriting,... ...committed to equal employment opportunity and compliance with all laws and regulations...Local area$176.4k - $255.6k
...within our Global Transformation Management Office (TMO), you will drive execution across... ...reporting, managing demands on enabling functions, coordinating with Regional Delivery... ...committed to equal employment opportunity and compliance with all laws and regulations pertaining...Work at officeLocal area- ...opportunities.Job DescriptionVice President, Fund Accounting OverviewThe Vice President, Fund Accounting will lead... ...fund accounting and ensure compliance with industry standards.Drive innovation... ...& DutiesMaintain and control general ledgers and sub-ledgers for...
$130k - $220k
...s Enterprise Risk Management (ERM) function, is seeking a Vice President (VP) level risk leader to join its... ...capital adequacy assessment, regulatory compliance, and risk appetite management. As a... ...improvement across methodologies, controls, and governance.Why This Role Is...Full timeTemporary workFlexible hours$150k
2027 Summer Assistant Vice President - Corporate Functions, Strategy & Transformation (Internal Consulting) CIB Functions, Strategy & Transformation... ...Transformation, 2) Analytics Lab, 3) Transversal Change, 4) CEO Office, 5) Sustainability Office, and 6) Corporate Governance....Rotational programSummer workInternshipSummer internshipWork at office- ...senior stakeholders. You’ll strengthen controls, help support new business activity, and... ...initiatives. You will coordinate across functions to resolve reporting and control issues... ...business initiatives.• Coordinate with front-office and back-office partners to resolve...
$100k - $250k
Controllers OverviewThe mission of Controllers is to ensure that the firm meets the financial control and reporting obligations of a global... ...management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at...Full timeTemporary workPart timeWork experience placement- ...Chase. As part of Risk Management & Compliance, you are at the center of keeping JPMorgan... ...-in-class.As the Firmwide Allowance Controller - Vice President in Risk Management - Risk... ...Our professionals in our Corporate Functions cover a diverse range of areas from...
- ...offerings.Responsibilities and AccountabilitiesWork cross‑functionally with leaders in compliance, operations, product development, and technology to... ...developing environment.Occasional travel to alternate office locations may be required.Desired Skills and AbilitiesBackground...Full timeTemporary workWork at office
$105k - $115k
...Vice President of FinanceCommunity Health Action of Staten Island (CHASI... ...procurement, and financial compliance functions. This role oversees the... ...financial policies and internal controls, support audit readiness... ....Proficiency in Microsoft Office Suite (especially Excel); experience...Work at office- ...Vice President of Finance (CPA Preferred) – Tempe, AZ Position... ...it serves with “back-office” support in areas... ..., construction, compliance, human resources, information... ...strengthen internal control environments to... ...day-to-day accounting functions within the Dallas service...Full time
- ...Operations to oversee operational, logistical, and administrative functions across multiple ALF and SNF-based practices. This leader... ...scheduling and coverage, drives performance management, ensures compliance, and fosters excellent client experience within ALF/SNF environments...
- ...Senior Vice President, Head of Intelligence About the Company Globally-renowned... ...transfers real time payments and compliance Business Classifications... ...Hiring Manager Title EVP & Chief AI Officer Functions Engineering Data...
$120k
...The Vice President (VP) Controller is a key leadership role, responsible for the accuracy and integrity... ...Duties and Responsibilities: Direct the functions of the Accounting Department... ...coaching, counseling, training, assuring compliance with regulatory requirements and...Full timeTemporary workFlexible hours- ...JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping... ...Management Framework is implemented and functions effectively within Workplace Solutions.... ...and assess risks, challenge the proposed control environment, and recommend approval (or...
- Join JP Morgan Chase as a Business Control Manager for the Chief Data Office’s Data Privacy Governance area/function at the Vice President and be part of a team that ensures strong... ...assurance, risk management, Data privacy or compliance Proficient knowledge of control and...Work at office
- ...Vice President, Revenue & Core Convenience About the Company Internationally recognized... ...retail sales, category management, and compliance. The successful candidate will be responsible... ..., as well as overseeing departmental functions to ensure the company's and...For contractors
- ...Vice President of Lab Quality About the Company Well-known provider of clinical laboratory... ...oversight for quality and regulatory compliance functions across its traditional and esoteric... ...Manager Title Chief Quality Officer Functions Medical Care/Hospital...
- ...Vice President, Quality, Pharma & Diagnostics About the Company... ...focus on global regulatory compliance and risk mitigation for medical... ...and collaborate with cross-functional teams. The role demands a high... ...Manager Title Chief Quality Officer Functions Operations...
$300k - $350k
The Vice President of Lab Quality is the business partner to Regional Presidents while reporting to the Chief Quality Officer, providing strategic leadership and oversight for quality and regulatory compliance functions across the traditional & esoteric laboratories. This...Flexible hours
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