Key Responsibilities
Veracity
Client Supervisory Specialist Senior Wealth Management Location: United States - Alabama - Birmingham | United States - Florida - Jacksonville | United States - Florida - Miami | United States - Florida - Orlando | United States - North Carolina - Charlotte | United States - North Carolina - Raleigh | United States - New Jersey - Cherry Hill | United States - Ohio - Columbus | United States - Texas - Bellaire | United States - Texas - Dallas | United States - Michigan - Ann Arbor | United States - Ohio - Cleveland | United States - Pennsylvania - Pittsburgh | United States - Arizona - Phoenix | United States - New Jersey Bridgewater Employment Type: Full-Time Work Model: In-Office Client is seeking experienced Client Supervisory Specialists to support supervision, trade review, surveillance, and compliance oversight activities for Financial Advisors and registered branches within assigned regions. The role is responsible for monitoring advisor activity, reviewing trades and new accounts, identifying risk trends, ensuring compliance with Client and securities regulations, conducting escalations, supporting complaint resolution, and mentoring advisors and team members. Senior-level candidates will be expected to handle escalated Level 2 reviews, more complex cases, process improvement initiatives, and supervisory leadership responsibilities. Candidate Must-Haves Active Client Licenses (Series 7 + 24/9/10 + 66 or 63/65) Financial Services / Wealth Management Experience Supervisory or Compliance Experience Trade Review / Surveillance Experience Regulatory Compliance Knowledge Key Responsibilities Supervise Financial Advisors (FAs) and registered branch activities Conduct trade reviews and new account reviews Review surveillance alerts and identify trends/patterns Escalate and resolve supervisory or compliance concerns Conduct Level 2 reviews and complex case analysis Monitor advisor/client activity for regulatory compliance Review communications, complaints, and documentation Support complaint resolution and branch/hub audits Provide coaching and compliance guidance to Financial Advisors Conduct proactive training, onboarding, and mentorship Collaborate with Legal, Compliance, Risk, Operations, and Sales teams Support regulatory and risk management initiatives Participate in process improvement and supervisory projects Update procedures and assist with department initiatives Required Qualifications Education Bachelor's Degree required Equivalent combination of education, certifications, and experience may be considered Required Client Licenses Series 7 Series 24 OR 9/10 Series 66 OR (63 & 65) Preferred Series 4 Series 53 (preferred if candidate holds Series 24) Required Experience 3+ years of relevant financial services / supervisory experience Experience within wealth management, brokerage, or securities supervision Experience reviewing trades, surveillance alerts, or new accounts Strong understanding of Client, SEC, and securities regulations Experience working with Financial Advisors and branch supervision Risk management and escalation handling experience Preferred Experience Wealth Management or Private Banking supervision Branch examination/audit experience Complaint resolution experience Supervisory trend analysis and reporting Process improvement/project leadership Level 2 supervisory review experience SME experience across investment products Required Skills Client Supervision Trade Review Surveillance Monitoring Regulatory Compliance Risk Management Complaint Resolution Wealth Management Operations Branch Supervision Financial Advisor Support Critical Thinking & Decision Making Training & Mentorship Attention to Detail Veracity
- RN - Home Health Primary Location: Dallas, Texas At Enhabit, care drives everything we do. From how you take care of your patients to how your peers and leaders will support your nursing journey, our collaborative team helps you explore new opportunities while maintaining...SuggestedFull timeWork from homeFlexible hours
$25 - $27 per hour
...Key Holder Montblanc | Dallas Reports to: Boutique Manager Role Overview Overall responsibility for achievement of individual sales objectives; developing and servicing the customer. Responsibilities (or Mission) Achieve preset sales objectives. Develop...SuggestedHourly payWork at officeLocal areaNight shift- The Key Holder supports store management and their store team by delivering sales plans through effective execution of sales and operational tasks. Responsibilities Consistently achieves or exceeds monthly sales and KPI goals Actively develops new clients by finding new...SuggestedLocal areaFlexible hoursShift workNight shiftWeekend work
- ...Job Title In this role, you will be responsible for driving sales and enhancing the customer's experience by providing proactive sales assistance and support. You will also work with the store management team to lead a positive customer and employee culture along with...SuggestedFlexible hours
- ...transformation securely. If you’re excited to work at the forefront of AI-driven security on a global scale, this is the place to do it. Key Responsibilities Responsible for daily incident management of customer incidents Perform incident response and forensic analysis of...SuggestedWorldwide
- ...Key Holder Position A Key Holder, or Retail Key Holder, opens and closes a store and performs other administrative duties in... ...the alarm system is working properly. Key Holder Duties And Responsibilities A Key Holder needs to carry out a number of duties to excel...Shift workWeekend work
- ...Work experience: at least 2+ years RN experience Required • MET - Medical Emergency Team experience preferred Your Job Responsibilities: • Communicate clearly and openly • Build relationships to promote a collaborative environment • Be accountable for your...Full timeWork experience placementShift workNight shift
Methodist Health System
Dallas, TX1 day ago - ...Work experience: at least 2+ years RN experience Required • MET - Medical Emergency Team experience preferred Your Job Responsibilities: • Communicate clearly and openly • Build relationships to promote a collaborative environment • Be accountable for your...Full timeWork experience placementShift workNight shift
Methodist Health System
Dallas, TX1 day ago - ...retail environment across the country. Position Overview As a Key Holder, you support the Store Leadership Team by rocking out strong... ...the Kendra Scott culture uniquely and positively! Your Responsibilities You’re Customer Focused! You model and teach WOW service with...Flexible hoursShift workNight shiftAfternoon shift
- ...high-tech manufacturing plant) positions. Prism’s Manufacturing Response Technicians provide support to two of North Texas’s largest technology... ...~90-day review; performance based hourly wage increase. Key Words Chemical technician Hazmat Hazwoper HMT HMS...Hourly payFull timeCasual workMonday to FridayShift workNight shiftDay shift
PRISM RESPONSE LLC
Dallas, TX12 days ago - First Baptist Dallas in Dallas, TX seeks a detail-oriented Direct Response Coordinator to join its mission-focused team. You will work with... ...in real time, handling mailings, donor records, and donations. Key tasks include preparing mail statistics reports, processing IRA/...
$147k - $260.7k
...to realize their full potential. Our exceptional people are the key to our unrivaled, culture and talent experience and our ability... ..., tax, and consulting services. The Key Account Executive is responsible for driving growth within major client accounts by fostering strong...Contract workWork experience placementInternshipLocal area- Key Account Executive Employer: HiEnd Accents Date Posted: Sep 1th, 2026 Department: Overview As our Key Account Executive, you will manage and grow relationships with our largest retail partners—including department stores, major home furnishings chains, and other key...Work at office
- ...lives at home focuses on the People First culture, customers, quality, shareholders, integrity, and corporate responsibility. Overview of the Lead, Sales (Key Holder) role You will inspire customers to express themselves in their home. You will bring the brand to life...Full timePart timeH1bLocal areaRelocation packageFlexible hoursShift workWeekend work
- Key Account Manager II The KAM II is a salesperson responsible for meeting sales quotas and expense budgets for assigned clients by managing sales programs, promotional spending, distribution levels, shelf placement and strategic planning initiatives. Our clients are defined...Contract work
$17 per hour
...Key Holder Position This position is located at 8687 N Central Expy, Dallas, Texas, 75225 United States Role Summary A... ...metrics, and contributing to the development of others. Role Responsibilities Brand Experience Acts as a brand ambassador and reflects...Work at officeFlexible hoursNight shift- Who We Are We're SandboxVR, the most advanced virtual reality experience in the world. Our mission is to bring people closer together through world-class immersive adventures - whether that's surviving a zombie apocalypse or battling on the high seas. Since 2017, we've ...Shift workWeekend workAfternoon shift
- Ross Stores in Dallas seeks an Area Supervisor to lead a store area and manage daily operations as Manager on Duty. You will open/close, supervise associates, and ensure a safe, friendly shopping environment. You will drive merchandising standards, front-end efficiency,...
$157k - $210k
...strong emphasis on building trusted relationships across the organization. As Senior Counsel, Cybersecurity & Incident Response, you will serve as a key legal partner to Security and other cross-functional teams on cybersecurity preparedness, incident response, and...Permanent employmentFull timeTemporary workCasual workWork at officeFlexible hoursCoreWeave
Dallas, TX24 days ago- Corporate Traveler, part of Flight Centre Travel Group USA, seeks a seasoned Key Account Executive in Dallas to own end-to-end enterprise sales. You’ll prospect, qualify, and close deals from $750K to $5M, typically in a 6-month cycle, engaging C-suite stakeholders and...
- ...Description Job Description As a Team Lead for Readiness and Response within Zoox’s Fleet Operations organization, you are at the forefront of the autonomous mobility revolution. You will be a key leader in our expansion into new markets, responsible for the end-...Full timeContract workTemporary workFor contractorsWork experience placementLocal areaRelocation packageShift work
$60k - $75k
Digital Campaign Manager, Key Accounts - Townsquare Ignite *This is a remote position that requires you to work closely and collaboratively... ..., upsell growth, and reduced campaign cancellations. Responsibilities: Serve as the primary strategic partner for high-value...Casual workLocal areaRemote workWork from home$120k - $130k
...brand’s values. LVMH Fragrance Brands invites you today to join its North America teams. Job Description The Key Account Manager is responsible for driving retail and E-Retail sales growth for assigned U.S. accounts through strategic account planning,...Seasonal workWork at officeFlexible hours$58.5k - $88k
...and remotely. Under general supervision, the Inside Sales Rep, Key Account, as a member of the Inside Sales Team, provides... ...to ensure total customer satisfaction and continued business. Responsibilities Handle and address inbound phone and email inquiries from customers...Work at officeRemote workWorldwideFlexible hours- ...want to join a team of disciplined and talented superstars, committed to working together to accomplish our mission. The PTV Direct Response Coordinator will work with the Manager to handle the immediate response from a direct marketing campaign. It involves tracking,...Immediate start
- ...visual systems and after-hours emergencies. The position assists in maintaining a safe, healthy, and comfortable work environment for staff and visitors, with responsibilities spanning maintenance, repair, and inventory management. #J-18808-Ljbffr Texas A&M University
- AIDS Healthcare Foundation is seeking a Pharmacy Technician - SRT to support rapid response and ensure accurate patient demographics and medication plans. You will work with clinicians to deliver high-quality care while protecting patient privacy. The role emphasizes licensure...
- Mary Kay Inc. in Dallas, TX is seeking a Protective Services Officer to maintain a safe, secure, and welcoming environment at our facilities. You will provide armed protection of corporate property, personnel, and visitors, patrol buildings and parking areas, and ensure...
- A consulting and engineering services company is seeking a Storm Response Driver for critical damage assessments during severe weather events. The ideal candidate will prioritize safety while navigating adverse driving conditions and assist assessors throughout the process...Temporary work
$85k - $145k
...position specific requirements which may impact salary Position Overview We are seeking an experienced Public Key Infrastructure (PKI) Engineer responsible for the design, implementation, and management of secure certificate and encryption services across enterprise environments...Full timeAmatriot Group, LLC
Dallas, TX3 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Key Responsibilities. Be the first to apply!
