Director, Market Risk Audit & Governance
CFA Institute
CFA Institute is seeking an experienced Audit Director to lead Market Risk audits from the 3LOD based in Charlotte. This role involves collaborating with business stakeholders to enhance governance and risk management in market risk activities.
The ideal candidate will have over 10 years of experience in banking or consulting, with strong knowledge of market risk frameworks and regulatory requirements. The position emphasizes effective communication with stakeholders and the ability to lead audit activities with limited supervision.
#J-18808-Ljbffr- ...connects a diverse client base to local markets and the organization's extensive... ...Description SMBC is seeking an experienced Audit Director to lead Market Risk audits from the 3LOD and partner... ...business stakeholders to strengthen governance, risk management, and internal...SuggestedWork at officeLocal areaWork from homeWorldwide
- ...SMBC Group in Charlotte is seeking an experienced Audit Director to lead Market Risk audits across the 3LOD, partnering with business stakeholders to strengthen governance, risk management, and internal controls related to market risk activities across SMBC Americas Division...SuggestedWork at officeWork from home
- ...Truist is seeking a senior audit leader to drive the design, development, implementation... ...procedures and methodologies for a proactive, risk-based audit program. You will guide a... ...the organization, shaping training and governance in a major banking environment. The role...Suggested
- ...Job Title Risk and Control Reporting Lead Location Charlotte, North Carolina (On‑site 3 days a week) What... ...efforts to ensure timely resolution of control gaps and audit findings. Represent the organization in risk governance forums, facilitating stakeholder alignment and...SuggestedWeekly payTemporary workFlexible hours3 days per week
$207.95k - $298.6k
...opportunities and will not be used for marketing purposes, sold, or shared... ...and monitored to strengthen risk management, compliance, and... ...with Identity Governance Solutions (Azure AD, Okta)Experience... ...environments, with an emphasis on audit readiness, regulatory compliance...SuggestedFull timeContract workFor contractorsWork at officeRelocationVisa sponsorshipWork visaRelocation packageFlexible hours3 days per week$93.4k - $128.4k
...world.Job DescriptionSupport the centralized risk function for Wealth Management Solutions,... ...reporting, controls, committee governance, risk program coordination, policy oversight... ...risk partners, Compliance, Legal, Internal Audit, and other stakeholders to help identify,...Full timeContract workH1bWork at officeWork from homeVisa sponsorship1 day per week- ...Vice President, Risk & Underwriting Manager, Payments About the Company Fast-paced... ...strengthening risk, compliance, and governance for growing payment programs. Industry... ...VP will also be involved in coordinating audits, examinations, and risk assessments, and...
$131k - $180.1k
...execute, and continuously enhance the first Line of Defense (LOD) risk management program for the Service & Operations (S&O)... ...second and third Lines of Defense (Compliance, Risk, Legal, Internal Audit), while providing leadership, guidance, and coaching. The position...Full timeH1bWork at officeWork from homeVisa sponsorship1 day per week- ...SMBC Group is seeking an Audit Director based in Charlotte, NC, to lead model risk audits and support governance in their Americas Division. The role emphasizes improving internal controls, particularly in AI and CCAR models. The ideal candidate will have significant...
- ...reporting capabilities; product and platform governance; alternative investment offerings; and... ...to long-term success.We are seeking a Risk Director to provide independent risk oversight,... ..., operations, legal, compliance, and audit stakeholders to strengthen risk...Full timeWork at office
- ..., operational processes, and governance frameworks that support them.... ...creating unique opportunities and risks as Vanguard expands its cash... ....We are seeking a Risk Director to provide independent risk oversight... ...risk, legal, compliance, audit, and internal and external...Full timeWork at office
- ...Role Description SMBC is looking for an experienced Audit Director who will lead model and model risk audits from the 3LOD and partner with business stakeholders to improve company’s governance, risk management and internal controls in model risk management in SMBC...Work at officeLocal area
- OverviewThe Head of Validation, Model Risk is a senior leadership role responsible for... ...practices remain aligned with regulatory and audit expectations.ResponsibilitiesLeadership &... ...levels of technical expertiseModel Risk Governance & Lifecycle ManagementOversee adherence...Full time
$101k - $203k
...professional services to the middle market globally, our purpose is to... ...Manager to join our Risk Consulting practice and lead model... ...model validation and/or internal audit engagements for Financial Services... ...implementation, performance, governance, and controls as well as...Full timeWork experience placementInternshipLocal area$133.37k - $156.9k
...Cybersecurity, and AI, Digital, and Innovation Risk team provides support to our business... ..., and Configuration ManagementTechnology Governance and Control DesignTop 3... ...Configuration Management, Information Security, or Audit experienceAdvanced knowledge of applicable...Full timeWork at officeLocal area$59.8k - $114.5k
...has been a core part of our DNA across our audit, tax, and consulting groups. That's why... ...problems for our clients and serving our core markets through innovative solutions. As... ...challenges with confidence. The Third Party Risk Manager position will be primarily...Local areaRemote workWorldwide- ...Enterprise Risk Management Role This role is part of the Enterprise Risk Management... ...inform bank management and the Board of Directors of the risks inherent in its actions and... ...Previous Controls Testing experience and/or Audit within areas such as general banking operations...Work at office
$119k - $130k
...The Risk Manager will identify, assess, and mitigate potential risks... ...knowledge of the insurance market and strong organizational, time... ...preparation of quarterly audit reports for the carrier. Separately... ...results and advises the Director of Risk Management of any concerns...Contract workFor contractorsFor subcontractorWork at office- ...Judi Health is seeking a Senior Manager, Client Experience & Risk Optimization to lead risk-based operational initiatives across Audit, PG, and CERO. You will build an integrated operating model, guide a team of Analysts, and partner with Legal, Compliance, Finance, Client...Remote work
$144.6k - $265.1k
...Summary Manager - AI Assisted Process, Risks and Controls Transformation - Investment... ...in designing and implementing AI-enabled governance across the process, risk and control... ...management operations, compliance, risk, internal audit, and/or technology/data functions....Visa sponsorship- ...Truist Audit Services Director is responsible for coordinating and managing the delivery of value-added independent, objective risk-based internal audit assurance services for the Audit Committee and Executive Management. Through well-developed relationships with senior...
$115k - $184.5k
...Description:This job is responsible for providing risk oversight and advice to the Line of... ...all risk categories including credit, market, operational and compliance, as well as directing... ...LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to drive...Full timeWork at officeFlexible hoursDay shift$73.5k - $212.28k
...professional and technical standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct, and independence... ...Network Tax team, you will be an integral part of navigating tax risk management for the entire network. As a Manager, you will...Full timeH1b- ...the financing, liquidity, and risk management solutions that support... ...to be involved in Capital Markets and Insurance. The role will interact... ...Controlling, Tax, Legal, Audit, Business finance and our... ...for management, the Board of Directors, and rating agenciesBuild and...Full timeWork at office
$85k - $125k
...complete backup documentation to support audit requirements.Manage banking relationships... ...maximizing returns and effectively managing risk.Prepare and deliver periodic treasury reports... ...factors, such as position, location, market, education, training, and/or experience.Hiring...Full timeContract workTemporary workWork at officeRemote workShift work$124.36k - $146.3k
...Day One.Job DescriptionSUMMARYAre you a risk leader passionate about credit card processes... ...extensive expertise in credit card risk, governance, and content review, recognized for... ...Line of Business, other Risk/Compliance/Audit (RCA) professionals, and RCA Managers to,...Full timeWork experience placementWork at officeLocal area3 days per week$300k - $400k
...description:The Chief Cybersecurity Risk Officer (CCRO) is a senior... ...including up to the Board of Directors; 5) consistently and... ...of technology activities.3. Governance and Oversight - Serve as a non... ...and collaborating with Truist Audit Services (TAS) / external auditors...Full timePart timeWork experience placementShift workDay shift$73.5k - $212.28k
...professional and technical standards (e.g. refer to specific PwC tax and audit guidance), the Firm's code of conduct, and independence... ...Network Tax team, you will be an integral part of navigating tax risk management for the entire network. As a Manager, you will...$93k - $171.3k
...Work you'll do As a Specialist Manager, Risk Compliance on the Personal Consultation team... ...and reviewing communications to audit clients and audit committees, and performing... ...incentive program, subject to the rules governing the program, whereby an award, if any, depends...Work at officeVisa sponsorship$92.57k - $157.63k
...policies and procedures Support SOX controls, audit requests, and internal compliance... ...strengthen controls and mitigate operational risk Intercompany & Working Capital... ...individual based on various factors, including market conditions, skills, and experience. Benefits...Full timeWorldwideMonday to Friday
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